0001104659-20-117729.txt : 20201023 0001104659-20-117729.hdr.sgml : 20201023 20201023162835 ACCESSION NUMBER: 0001104659-20-117729 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200911 FILED AS OF DATE: 20201023 DATE AS OF CHANGE: 20201023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oster Seth CENTRAL INDEX KEY: 0001785383 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54457 FILM NUMBER: 201258029 MAIL ADDRESS: STREET 1: C/O GENERAL CANNABIS CORP STREET 2: 6565 EAST EVANS AVENUE CITY: DENVER STATE: CO ZIP: 80224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL CANNABIS CORP CENTRAL INDEX KEY: 0001477009 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DETECTIVE, GUARD & ARMORED CAR SERVICES [7381] IRS NUMBER: 208096131 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6565 EAST EVANS AVENUE CITY: DENVER STATE: CO ZIP: 80224 BUSINESS PHONE: 303-759-1300 MAIL ADDRESS: STREET 1: 6565 EAST EVANS AVENUE CITY: DENVER STATE: CO ZIP: 80224 FORMER COMPANY: FORMER CONFORMED NAME: Advanced Cannabis Solutions, Inc. DATE OF NAME CHANGE: 20131023 FORMER COMPANY: FORMER CONFORMED NAME: Promap Corp DATE OF NAME CHANGE: 20091117 4 1 a4.xml 4 X0306 4 2020-09-11 0 0001477009 GENERAL CANNABIS CORP CANN 0001785383 Oster Seth C/O GENERAL CANNABIS CORP 6565 EAST EVANS AVENUE DENVER CO 80224 1 0 0 0 Option 0.31 2020-09-11 4 A 0 37500 0 A 2020-09-11 2027-09-11 Common Stock 37500 37500 D Option 0.31 2020-09-11 4 A 0 37500 0 A 2020-09-11 2027-09-11 Common Stock 37500 37500 D Option 1.10 2020-09-11 4 D 0 100000 0 D 2024-08-09 Common Stock 100000 0 D Option 1.10 2020-09-11 4 A 0 100000 0 A 2026-08-09 Common Stock 100000 100000 D Option 0.67 2020-09-11 4 D 0 75000 0 D 2024-10-02 Common Stock 75000 0 D Option 0.67 2020-09-11 4 A 0 75000 0 A 2026-10-02 Common Stock 75000 75000 D Option 0.67 2020-09-11 4 D 0 37500 0 D 2025-01-21 Common Stock 37500 0 D Option 0.67 2020-09-11 4 A 0 37500 0 A 2027-01-21 Common Stock 37500 37500 D Option 0.39 2020-09-11 4 D 0 37500 0 D 2025-04-22 Common Stock 37500 0 D Option 0.39 2020-09-11 4 A 0 37500 0 A 2027-04-22 Common Stock 37500 37500 D The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan. The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on August 9, 2019 and provides vesting over a one year period. The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on October 2, 2019 and provides vesting over a one year period. The new option is immediately exercisable. The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on January 21, 2020 and provides vesting over a one year period. The new option is immediately exercisable. The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on April 22, 2020 and provides vesting over a one year period. The new option is immediately exercisable. By /s/ Seth Oster 2020-10-15