0001104659-20-117729.txt : 20201023
0001104659-20-117729.hdr.sgml : 20201023
20201023162835
ACCESSION NUMBER: 0001104659-20-117729
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200911
FILED AS OF DATE: 20201023
DATE AS OF CHANGE: 20201023
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oster Seth
CENTRAL INDEX KEY: 0001785383
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54457
FILM NUMBER: 201258029
MAIL ADDRESS:
STREET 1: C/O GENERAL CANNABIS CORP
STREET 2: 6565 EAST EVANS AVENUE
CITY: DENVER
STATE: CO
ZIP: 80224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENERAL CANNABIS CORP
CENTRAL INDEX KEY: 0001477009
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DETECTIVE, GUARD & ARMORED CAR SERVICES [7381]
IRS NUMBER: 208096131
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6565 EAST EVANS AVENUE
CITY: DENVER
STATE: CO
ZIP: 80224
BUSINESS PHONE: 303-759-1300
MAIL ADDRESS:
STREET 1: 6565 EAST EVANS AVENUE
CITY: DENVER
STATE: CO
ZIP: 80224
FORMER COMPANY:
FORMER CONFORMED NAME: Advanced Cannabis Solutions, Inc.
DATE OF NAME CHANGE: 20131023
FORMER COMPANY:
FORMER CONFORMED NAME: Promap Corp
DATE OF NAME CHANGE: 20091117
4
1
a4.xml
4
X0306
4
2020-09-11
0
0001477009
GENERAL CANNABIS CORP
CANN
0001785383
Oster Seth
C/O GENERAL CANNABIS CORP
6565 EAST EVANS AVENUE
DENVER
CO
80224
1
0
0
0
Option
0.31
2020-09-11
4
A
0
37500
0
A
2020-09-11
2027-09-11
Common Stock
37500
37500
D
Option
0.31
2020-09-11
4
A
0
37500
0
A
2020-09-11
2027-09-11
Common Stock
37500
37500
D
Option
1.10
2020-09-11
4
D
0
100000
0
D
2024-08-09
Common Stock
100000
0
D
Option
1.10
2020-09-11
4
A
0
100000
0
A
2026-08-09
Common Stock
100000
100000
D
Option
0.67
2020-09-11
4
D
0
75000
0
D
2024-10-02
Common Stock
75000
0
D
Option
0.67
2020-09-11
4
A
0
75000
0
A
2026-10-02
Common Stock
75000
75000
D
Option
0.67
2020-09-11
4
D
0
37500
0
D
2025-01-21
Common Stock
37500
0
D
Option
0.67
2020-09-11
4
A
0
37500
0
A
2027-01-21
Common Stock
37500
37500
D
Option
0.39
2020-09-11
4
D
0
37500
0
D
2025-04-22
Common Stock
37500
0
D
Option
0.39
2020-09-11
4
A
0
37500
0
A
2027-04-22
Common Stock
37500
37500
D
The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan.
The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on August 9, 2019 and provides vesting over a one year period.
The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on October 2, 2019 and provides vesting over a one year period. The new option is immediately exercisable.
The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on January 21, 2020 and provides vesting over a one year period. The new option is immediately exercisable.
The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of replacement option. The option was originally granted on April 22, 2020 and provides vesting over a one year period. The new option is immediately exercisable.
By /s/ Seth Oster
2020-10-15