0001553350-21-000431.txt : 20210518 0001553350-21-000431.hdr.sgml : 20210518 20210518170021 ACCESSION NUMBER: 0001553350-21-000431 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210514 FILED AS OF DATE: 20210518 DATE AS OF CHANGE: 20210518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRENDERGAST JOHN K A CENTRAL INDEX KEY: 0001042019 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35994 FILM NUMBER: 21936926 MAIL ADDRESS: STREET 1: ROBERTS SHERIDAN & KOTEL STREET 2: 12 EAST 49TH STREET 30TH FL CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEAT BIOLOGICS, INC. CENTRAL INDEX KEY: 0001476963 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 262844103 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 627 DAVIS DRIVE STREET 2: SUITE 400 CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 919-240-7133 MAIL ADDRESS: STREET 1: 627 DAVIS DRIVE STREET 2: SUITE 400 CITY: MORRISVILLE STATE: NC ZIP: 27560 4 1 prendergast4.xml OWNERSHIP DOCUMENT X0306 4 2021-05-14 0 0001476963 HEAT BIOLOGICS, INC. HTBX 0001042019 PRENDERGAST JOHN K A C/O HEAT BIOLOGICS, INC. 627 DAVIS DRIVE MORRISVILLE NC 27560 1 0 0 0 Common Stock 2021-05-14 4 S 0 35000 5.8655 D 203272 D /s/ John K. A. Prendergast 2021-05-18