0001476804-12-000008.txt : 20121114
0001476804-12-000008.hdr.sgml : 20121114
20121114115556
ACCESSION NUMBER: 0001476804-12-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121114
EFFECTIVENESS DATE: 20121114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Roundview Capital LLC
CENTRAL INDEX KEY: 0001476804
IRS NUMBER: 262457538
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13617
FILM NUMBER: 121202220
BUSINESS ADDRESS:
STREET 1: 182 NASSAU STREET SUITE 201
CITY: PRINCETON
STATE: NJ
ZIP: 08542
BUSINESS PHONE: 609-688-9500
MAIL ADDRESS:
STREET 1: 182 NASSAU STREET SUITE 201
CITY: PRINCETON
STATE: NJ
ZIP: 08542
13F-HR
1
rvc13f3Q12.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 09/30/2012
Check here if Amendment [];Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Roundview Capital, LLC
Address: 182 Nassau Street, Suite 201
Princeton, New Jersey 08542
Form 13F File Number: 28-13617
The institutional investment manager filing
this report and the person by whom it is
signed hereby represent that the person
signing the report is authorized to submit
it, that all information contained herein is
true, correct and complete, and that it is
understood that all required items, statements,
schedules, lists and tables, are considered
integral parts of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name:George Andresen
Title: Chief Compliance Officer
Phone:609-688-9500
Signature, Place, and Date of Signing:
George Andresen, Princeton, NJ, 11-14-2012
Report Type (Check only one.):
[x] 13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.)
[] 13F NOTICE.
(Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
manager(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: NONE
Form 13F Information Table Entry Total: 109
Form 13F Table Value Total: 155,514
(thousands)
List of Other Included Managers: NONE
Provide a numbered list of the name(s) and Form 13F file
number(s) of all institutional investment managers with respect
to which this report is filed, other than the manager filing this
report.
[If there are no entries in this list, state ''NONE'' and omit the
column headings and list entries.]
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M Co COM 88579Y101 892 9655.0000 SH Sole 9605.0000 50.0000
AT&T Inc COM 00206R102 743 19707.0000 SH Sole 19282.0000 425.0000
Abbott Labs Com COM 002824100 329 4805.0000 SH Sole 4655.0000 150.0000
American Express Co Com COM 025816109 635 11169.0000 SH Sole 11024.0000 145.0000
Apple Inc COM 037833100 3696 5540.4370 SH Sole 5383.4370 157.0000
Automatic Data Processing COM 053015103 506 8620.4896 SH Sole 8545.4896 75.0000
Avon Products Inc COM 054303102 1369 85800.0000 SH Sole 85300.0000 500.0000
Bank of America Corp COM 060505104 3145 356208.2256 SH Sole 354108.2256 2100.0000
Baxter International Inc COM 071813109 988 16400.0000 SH Sole 16400.0000
Becton Dickinson & Co Com COM 075887109 2039 25950.0000 SH Sole 25900.0000 50.0000
Berkshire Hthwy Cl B COM 084670702 9997 113344.0000 SH Sole 110424.0000 2920.0000
Blackrock Inc COM 09247X101 357 2000.0000 SH Sole 1980.0000 20.0000
Boeing Co Com COM 097023105 219 3152.0000 SH Sole 3152.0000
Bristol-Myers Squibb Co COM 110122108 706 20920.0000 SH Sole 20920.0000
CSX Corp COM 126408103 453 21855.0000 SH Sole 20855.0000 1000.0000
Carlisle Cos Inc Com COM 142339100 831 16000.0000 SH Sole 15600.0000 400.0000
Caterpillar Inc COM 149123101 713 8286.0000 SH Sole 8236.0000 50.0000
Chesapeake Energy Corp COM 165167107 1561 82745.0000 SH Sole 82595.0000 150.0000
Chevron Corp COM 166764100 1307 11215.0000 SH Sole 10845.0000 370.0000
Cisco Systems Inc Com COM 17275R102 1994 104406.3846 SH Sole 103556.3846 850.0000
Coca Cola Co Com COM 191216100 1032 27217.0000 SH Sole 26777.0000 440.0000
Costco Wholesale Corp COM 22160K105 204 2035.0000 SH Sole 1835.0000 200.0000
Dell Inc COM 24702R101 2164 219550.0000 SH Sole 216150.0000 3400.0000
Disney Walt Co Com COM 254687106 512 9798.0000 SH Sole 9698.0000 100.0000
Dover Corp COM 260003108 1190 20000.0000 SH Sole 20000.0000
Du Pont (E.I.) De Nemours COM 263534109 1890 37601.0000 SH Sole 37131.0000 470.0000
EMC Corp Mass Com COM 268648102 277 10170.0000 SH Sole 10170.0000
Emerson Electric Company COM 291011104 1574 32602.0000 SH Sole 31902.0000 700.0000
Enzon Pharmaceuticals Inc COM 293904108 97 13900.0000 SH Sole 12400.0000 1500.0000
Exxon Mobil Corporation COM 30231G102 2206 24124.7677 SH Sole 23874.7677 250.0000
Facebook Inc Cl A COM 30303M102 1758 81155.0000 SH Sole 79755.0000 1400.0000
FedEx Corp COM 31428X106 1476 17445.0000 SH Sole 17410.0000 35.0000
Financial Select Sector SPDR COM 81369Y605 191 12256.0000 SH Sole 9656.0000 2600.0000
General Elec Co Com COM 369604103 646 28440.0000 SH Sole 28190.0000 250.0000
Google Inc Cl A COM 38259P508 3550 4705.0000 SH Sole 4630.0000 75.0000
Hartford Financial Svcs Grp COM 416515104 1169 60150.0000 SH Sole 58300.0000 1850.0000
Honeywell Int'l Inc COM 438516106 799 13365.0000 SH Sole 13190.0000 175.0000
Intel Corp Com COM 458140100 1108 48889.3472 SH Sole 47877.3472 1012.0000
Intl Business Machines Corp COM 459200101 1520 7328.0000 SH Sole 7219.0000 109.0000
JP Morgan Chase & Co COM 46625H100 1523 37627.0000 SH Sole 36307.0000 1320.0000
Jefferies Group Inc COM 472319102 962 70300.0000 SH Sole 69828.0000 472.0000
Johnson & Johnson Com COM 478160104 2898 42057.2106 SH Sole 41352.2106 705.0000
Kraft Foods Inc A COM 50075N104 828 20030.0000 SH Sole 19730.0000 300.0000
Laboratory Corp of Amer Hldgs COM 50540R409 455 4925.0000 SH Sole 4750.0000 175.0000
Leucadia Natl Corp Com COM 527288104 8211 360928.0000 SH Sole 353668.0000 7260.0000
Loews Corp Com COM 540424108 1548 37525.0000 SH Sole 36400.0000 1125.0000
MasterCard Inc Cl A COM 57636Q104 2246 4975.0000 SH Sole 4975.0000
McDonald's Corporation COM 580135101 3097 33759.5737 SH Sole 33259.5737 500.0000
Merck & Co Inc Com COM 58933Y105 269 5956.0000 SH Sole 5906.0000 50.0000
Mercury Genl Corp New Com COM 589400100 1098 28400.0000 SH Sole 28400.0000
Microsoft Corp Com COM 594918104 1857 62409.9989 SH Sole 61414.9989 995.0000
Nike Inc Cl B COM 654106103 705 7430.0000 SH Sole 7220.0000 210.0000
Norfolk Southern Corp COM 655844108 1224 19230.0000 SH Sole 18575.0000 655.0000
Oracle Corp Com COM 68389X105 328 10435.0000 SH Sole 10285.0000 150.0000
Pepsico Inc COM 713448108 2283 32263.0000 SH Sole 31283.0000 980.0000
Pfizer Inc Com COM 717081103 625 25135.0000 SH Sole 24998.0000 137.0000
PowerShares QQQ Nasdaq 100 COM 73935A104 812 11847.0000 SH Sole 11697.0000 150.0000
Procter & Gamble Co Com COM 742718109 4095 59033.9997 SH Sole 58328.9997 705.0000
Progressive Corp COM 743315103 1684 81200.0000 SH Sole 81200.0000
Qualcomm Inc COM 747525103 422 6755.0000 SH Sole 6530.0000 225.0000
Research In Motion COM 760975102 817 108908.0000 SH Sole 106814.0000 2094.0000
Ross Stores Inc COM 778296103 549 8499.0000 SH Sole 7899.0000 600.0000
SPDR DJIA Trust COM 78467X109 650 4850.0000 SH Sole 4785.0000 65.0000
SPDR S&P Dividend ETF COM 78464A763 1744 30025.0000 SH Sole 27825.0000 2200.0000
Saker Aviation Services Inc COM 79380Q106 30 500100.0000 SH Sole 500100.0000
Sears Holdings Corp COM 812350106 1149 20700.0000 SH Sole 20300.0000 400.0000
Staples Corp COM 855030102 2220 192716.0000 SH Sole 191716.0000 1000.0000
Sun Bancorp Inc Com COM 86663B102 921 273286.0000 SH Sole 263898.0000 9388.0000
Synta Pharmaceuticals Corp COM 87162T206 76 10000.0000 SH Sole 10000.0000
Sysco Corp COM 871829107 485 15505.0000 SH Sole 15305.0000 200.0000
The DirecTV Group Inc COM 25490A101 1369 26100.0000 SH Sole 25500.0000 600.0000
The Travelers Cos Inc COM 89417E109 244 3572.0000 SH Sole 3472.0000 100.0000
Tupperware Corporation COM 899896104 1754 32726.0000 SH Sole 32176.0000 550.0000
USG Corp COM 903293405 2712 123575.0000 SH Sole 117350.0000 6225.0000
United Parcel Service Cl B COM 911312106 1135 15854.0000 SH Sole 15454.0000 400.0000
Verizon Communications Inc COM 92343V104 704 15440.0000 SH Sole 15140.0000 300.0000
Wal Mart Stores Inc Com COM 931142103 1065 14430.0000 SH Sole 14025.0000 405.0000
Walgreen Co COM 931422109 921 25280.0000 SH Sole 25080.0000 200.0000
Wells Fargo & Co New Com COM 949746101 1165 33736.0000 SH Sole 33736.0000
Western Union Co COM 959802109 1064 58400.0000 SH Sole 57050.0000 1350.0000
Yahoo! Inc Com COM 984332106 1837 115000.0000 SH Sole 115000.0000
eBay Inc COM 278642103 3289 67987.0000 SH Sole 67987.0000
BP PLC Spn ADR COM 055622104 300 7087.0000 SH Sole 7087.0000
Canadian Natural Resources COM 136385101 248 8067.0000 SH Sole 8067.0000
Deutsche Telekom AG Spon ADR COM 251566105 1396 113200.0000 SH Sole 110700.0000 2500.0000
Nestle SA Spn ADR COM 641069406 1148 18165.0000 SH Sole 17685.0000 480.0000
Novartis AG ADR COM 66987V109 2162 35295.0000 SH Sole 34795.0000 500.0000
Penn West Energy Trust COM 707887105 2631 184750.0000 SH Sole 181750.0000 3000.0000
Potash Corp of Saskatchewan COM 73755L107 1439 33150.0000 SH Sole 31850.0000 1300.0000
SPDR Global Dow ETF COM 78464A706 218 4065.0000 SH Sole 3485.0000 580.0000
SPDR S&P Emerging Markets COM 78463X533 1431 32830.0000 SH Sole 31830.0000 1000.0000
Sanofi-ADR COM 80105N105 2079 48271.0000 SH Sole 47670.0000 601.0000
Shaw Communications Inc B COM 82028K200 1387 67650.0000 SH Sole 66950.0000 700.0000
Siemens AG Spn ADR COM 826197501 871 8700.0000 SH Sole 8700.0000
Tesco PLC-Spon ADR COM 881575302 864 53400.0000 SH Sole 51800.0000 1600.0000
Teva Pharm Inds Ltd Adrf COM 881624209 849 20500.0000 SH Sole 20500.0000
The Mosaic Co COM 61945C103 1099 19071.0000 SH Sole 18731.0000 340.0000
Vanguard Emerging Market ETF COM 922042858 487 11685.0000 SH Sole 11335.0000 350.0000
Vivendi SA UnSpon ADR COM 92852T201 1412 72588.0000 SH Sole 70821.0000 1767.0000
Vodafone Group PLC-SP ADR COM 92857W209 1236 43368.0000 SH Sole 42568.0000 800.0000
iShares Gold Trust COM 464285105 545 31575.0000 SH Sole 30375.0000 1200.0000
Amer Intl Grp Wts 01/19/21 WTS 026874156 319 23722 SH Sole 22729 993
Public Storage 6.35% Series R PFD 74460D125 459 16760.0000 SH Sole 16560.0000 200.0000
iShares S&P Pref Stk Indx Fn PFD 464288687 1006 25242.0000 SH Sole 25042.0000 200.0000
Vanguard Sht Term Corp Bnd Fd COM 92206C409 1567 19505.000 SH Sole 19505.000
iShares IBOXX H/Y Corp Bond COM 464288513 461 5000.000 SH Sole 5000.000
Redwood Trust Inc COM 758075402 1403 97000.000 SH Sole 95000.000 2000.000
Winthrop Realty Trust COM 976391300 9525 883594.000 SH Sole 875463.000 8131.000
Sears Hometown and Outlet Stor RTS 812350114 58 21200 SH Sole 20800 400