0001476417-14-000009.txt : 20140415
0001476417-14-000009.hdr.sgml : 20140415
20140415142219
ACCESSION NUMBER: 0001476417-14-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140415
DATE AS OF CHANGE: 20140415
EFFECTIVENESS DATE: 20140415
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Argentus Capital Management, LLC
CENTRAL INDEX KEY: 0001476417
IRS NUMBER: 752966280
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13751
FILM NUMBER: 14764645
BUSINESS ADDRESS:
STREET 1: 14785 PRESTON ROAD, STE. 1000
CITY: DALLAS
STATE: TX
ZIP: 75254
BUSINESS PHONE: 972-663-4300
MAIL ADDRESS:
STREET 1: 14785 PRESTON ROAD, STE. 1000
CITY: DALLAS
STATE: TX
ZIP: 75254
FORMER COMPANY:
FORMER CONFORMED NAME: SummitAlliance Capital Management, LLC
DATE OF NAME CHANGE: 20091109
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001476417
XXXXXXXX
03-31-2014
03-31-2014
Argentus Capital Management, LLC
14785 PRESTON ROAD, STE. 1000
DALLAS
TX
75254
13F HOLDINGS REPORT
028-13751
N
Doug Gill
Chief Executive Officer
972-663-4333
Doug Gill, Chief Executive Officer
Dallas
TX
04-14-2014
1
197
411433
false
1
Visionary Asset Management
INFORMATION TABLE
2
13FInformationTableQ12014.xml
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COMCAST CORP NEW CL A
20030N101
692
13838
SH
OTR
0
0
13838
* 3M CO
COM
88579Y101
1489
10973
SH
OTR
0
0
10973
* ABBOTT LABS
COM
002824100
1142
29666
SH
OTR
1
0
0
29666
* ABBVIE INC
COM
00287Y109
2385
46405
SH
OTR
1
0
0
46405
* AES CORP
COM
00130H105
624
43702
SH
OTR
0
0
43702
* AFLAC INC
COM
001055102
2496
39591
SH
OTR
1
0
0
39591
* AIR PRODS & CHEMS INC
COM
009158106
1214
10199
SH
OTR
0
0
10199
* ALLIANCEBERNSTEIN HOLDING LP
UNIT LTD PARTN
01881G106
350
14011
SH
OTR
0
0
14011
* ALTRIA GROUP INC
COM
02209S103
1473
39342
SH
OTR
1
0
0
39342
* AMERICAN RLTY CAP PPTYS INC
COM
02917T104
1034
73786
SH
OTR
0
0
73786
* APACHE CORP
COM
037411105
1036
12493
SH
OTR
1
0
0
12493
* APPLE INC
COM
037833100
6396
11917
SH
OTR
1
0
0
11917
* ARCHER DANIELS MIDLAND CO
COM
039483102
1435
33063
SH
OTR
0
0
33063
* AT&T INC
COM
00206R102
6614
188586
SH
OTR
1
0
0
188586
* ATMOS ENERGY CORP
COM
049560105
752
15950
SH
OTR
0
0
15950
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COM
053015103
1076
13923
SH
OTR
0
0
13923
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COM
060505104
1656
96267
SH
OTR
1
0
0
96267
* BB&T CORP
COM
054937107
414
10308
SH
OTR
1
0
0
10308
* BERKLEY W R CORP
COM
084423102
531
12757
SH
OTR
1
0
0
12757
* BOLT TECHNOLOGY CORP
COM
097698104
303
15350
SH
OTR
0
0
15350
* BP PLC
SPONSORED ADR
055622104
712
14794
SH
OTR
0
0
14794
* CA INC
COM
12673P105
1235
39851
SH
OTR
1
0
0
39851
* CABLEVISION SYS CORP
CL A NY CABLVS
12686C109
408
24187
SH
OTR
1
0
0
24187
* CARDINAL HEALTH INC
COM
14149Y108
2728
38988
SH
OTR
0
0
38988
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COM
149123101
1643
16537
SH
OTR
1
0
0
16537
* CENTURYLINK INC
COM
156700106
1088
33140
SH
OTR
1
0
0
33140
* CHESAPEAKE ENERGY CORP
COM
165167107
933
36417
SH
OTR
0
0
36417
* CHEVRON CORP NEW
COM
166764100
6355
53448
SH
OTR
1
0
0
53448
* COCA COLA CO
COM
191216100
943
24401
SH
OTR
0
0
24401
* COMCAST CORP NEW
CL A
20030N101
692
13838
SH
OTR
0
0
13838
* CONOCOPHILLIPS
COM
20825C104
4226
60076
SH
OTR
1
0
0
60076
* DEERE & CO
COM
244199105
1934
21301
SH
OTR
1
0
0
21301
* DIAMOND OFFSHORE DRILLING IN
COM
25271C102
509
10438
SH
OTR
1
0
0
10438
* DOW CHEM CO
COM
260543103
672
13823
SH
OTR
1
0
0
13823
* DU PONT E I DE NEMOURS & CO
COM
263534109
1306
19465
SH
OTR
1
0
0
19465
* E M C CORP MASS
COM
268648102
701
25561
SH
OTR
1
0
0
25561
* EL PASO PIPELINE PARTNERS L
COM UNIT LPI
283702108
529
17397
SH
OTR
0
0
17397
* EMERSON ELEC CO
COM
291011104
1103
16516
SH
OTR
0
0
16516
* ENBRIDGE INC
COM
29250N105
534
11738
SH
OTR
1
0
0
11738
* ENTERPRISE PRODS PARTNERS L
COM
293792107
1160
16718
SH
OTR
0
0
16718
* EXELON CORP
COM
30161N101
499
14857
SH
OTR
1
0
0
14857
* EXXON MOBIL CORP
COM
30231G102
9344
95658
SH
OTR
1
0
0
95658
* FACEBOOK INC
CL A
30303M102
654
10863
SH
OTR
0
0
10863
* FIRSTENERGY CORP
COM
337932107
470
13817
SH
OTR
1
0
0
13817
* FORD MTR CO DEL
COM PAR $0.01
345370860
168
10798
SH
OTR
0
0
10798
* FREEPORT-MCMORAN COPPER & GO
COM
35671D857
496
14988
SH
OTR
1
0
0
14988
* FRONTIER
COMMUNICATIONS CORP COM
35906A108
437
76644
SH
OTR
1
0
0
76644
* GENERAL DYNAMICS CORP
COM
369550108
1305
11985
SH
OTR
1
0
0
11985
* GENERAL ELECTRIC CO
COM
369604103
1368
52844
SH
OTR
1
0
0
52844
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COM
372460105
1207
13903
SH
OTR
0
0
13903
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COM
406216101
607
10313
SH
OTR
1
0
0
10313
* HEWLETT PACKARD CO
COM
428236103
699
21597
SH
OTR
0
0
21597
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COM UT LTD PTN
435763107
629
18958
SH
OTR
0
0
18958
* HONEYWELL INTL INC
COM
438516106
1427
15388
SH
OTR
0
0
15388
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COM
440452100
1166
23668
SH
OTR
0
0
23668
* INFOSYS LTD
SPONSORED ADR
456788108
2277
42030
SH
OTR
0
0
42030
* INFOSYS LTD SPONSORED
ADR
456788108
1139
21015
SH
OTR
0
0
21015
* INTEL CORP
COM
458140100
4336
167980
SH
OTR
1
0
0
167980
* INTERNATIONAL BANCSHARES COR
COM
459044103
16259
722318
SH
OTR
0
0
722318
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COM
459200101
2388
12406
SH
OTR
1
0
0
12406
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COM
459902102
643
45720
SH
OTR
0
0
45720
* INVESCO LTD
SHS
G491BT108
415
11210
SH
OTR
1
0
0
11210
* IRON MTN INC
COM
462846106
462
16773
SH
OTR
1
0
0
16773
* ISHARES
CORE S&P500 ETF
464287200
50020
265868
SH
OTR
1
0
0
265868
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IBOXX HI YD ETF
464288513
8872
93993
SH
OTR
1
0
0
93993
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1-3 YR TR BD ETF
464287457
1074
12713
SH
OTR
1
0
0
12713
* ISHARES
IBOXX INV CP ETF
464287242
2546
21776
SH
OTR
1
0
0
21776
* ISHARES
7-10 Y TR BD ETF
464287440
1548
15216
SH
OTR
1
0
0
15216
* ISHARES
MBS ETF
464288588
2354
22176
SH
OTR
1
0
0
22176
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COHEN&STEER REIT
464287564
1271
15455
SH
OTR
1
0
0
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RUSSELL 2000 ETF
464287655
48274
414942
SH
OTR
1
0
0
414942
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TIPS BD ETF
464287176
1240
11062
SH
OTR
0
0
11062
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GLOB UTILITS ETF
464288711
557
11599
SH
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0
0
11599
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HIGH DIVIDND ETF
46429B663
1154
16156
SH
OTR
1
0
0
16156
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COM
478160104
5358
54543
SH
OTR
0
0
54543
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ALERIAN ML ETN
46625H365
540
11607
SH
OTR
1
0
0
11607
* KELLOGG CO
COM
487836108
1399
22315
SH
OTR
1
0
0
22315
* KIMBERLY CLARK CORP
COM
494368103
1798
16307
SH
OTR
1
0
0
16307
* KOHLS CORP
COM
500255104
719
12660
SH
OTR
1
0
0
12660
* KRAFT FOODS GROUP INC
COM
50076Q106
856
15261
SH
OTR
1
0
0
15261
* LEGGETT & PLATT INC
COM
524660107
478
14642
SH
OTR
1
0
0
14642
* LIFE PARTNERS HOLDINGS INC
COM
53215T106
117
40840
SH
OTR
0
0
40840
* LILLY ELI & CO
COM
532457108
696
11826
SH
OTR
1
0
0
11826
* LINN ENERGY LLC
UNIT LTD LIAB
536020100
327
11545
SH
OTR
0
0
11545
* LOCKHEED MARTIN CORP
COM
539830109
2380
14578
SH
OTR
1
0
0
14578
* MACYS INC
COM
55616P104
679
11446
SH
OTR
0
0
11446
* MATADOR RES CO
COM
576485205
2967
121133
SH
OTR
0
0
121133
* MCCORMICK & CO INC
COM NON VTG
579780206
1311
18274
SH
OTR
0
0
18274
* MCDONALDS CORP
COM
580135101
2909
29672
SH
OTR
1
0
0
29672
* MICROSOFT CORP
COM
594918104
1482
36162
SH
OTR
1
0
0
36162
* MOLSON COORS BREWING CO
CL B
60871R209
881
14970
SH
OTR
1
0
0
14970
* NETAPP INC
COM
64110D104
572
15497
SH
OTR
0
0
15497
* NEWMONT MINING CORP
COM
651639106
421
17976
SH
OTR
1
0
0
17976
* NEXTERA ENERGY INC
COM
65339F101
1600
16729
SH
OTR
0
0
16729
* NORFOLK SOUTHERN CORP
COM
655844108
1524
15683
SH
OTR
0
0
15683
* NOVARTIS A G
SPONSORED ADR
66987V109
1271
14948
SH
OTR
1
0
0
14948
* OCCIDENTAL PETE CORP DEL
COM
674599105
1107
11614
SH
OTR
0
0
11614
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COM
682680103
1186
20012
SH
OTR
0
0
20012
* ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
739
13799
SH
OTR
0
0
13799
* ORACLE CORP
COM
68389X105
784
19170
SH
OTR
0
0
19170
* ORANGE
SPONSORED ADR
684060106
527
35870
SH
OTR
1
0
0
35870
* ORANGE SPONSORED
ADR
684060106
263
17935
SH
OTR
1
0
0
17935
* PAYCHEX INC
COM
704326107
434
10187
SH
OTR
1
0
0
10187
* PEOPLES UNITED FINANCIAL INC
COM
712704105
405
27227
SH
OTR
1
0
0
27227
* PEPCO HOLDINGS INC
COM
713291102
498
24293
SH
OTR
1
0
0
24293
* PEPSICO INC
COM
713448108
3129
37470
SH
OTR
0
0
37470
* PERMIAN BASIN RTY TR
UNIT BEN INT
714236106
204
15458
SH
OTR
0
0
15458
* PETROQUEST ENERGY INC
COM
716748108
63
11077
SH
OTR
1
0
0
11077
* PFIZER INC
COM
717081103
6725
209377
SH
OTR
1
0
0
209377
* PHILIP MORRIS INTL INC
COM
718172109
2539
31007
SH
OTR
1
0
0
31007
* PHILLIPS 66
COM
718546104
1281
16624
SH
OTR
0
0
16624
* PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
1017
20940
SH
OTR
0
0
20940
* PITNEY BOWES INC
COM
724479100
424
16327
SH
OTR
1
0
0
16327
* PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
1162
21075
SH
OTR
0
0
21075
* POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
442
16933
SH
OTR
1
0
0
16933
* POWERSHARES ETF TR II
S&P500 LOW VOL
73937B779
620
18207
SH
OTR
1
0
0
18207
* POWERSHARES ETF TR II
S&P500 HGH BET
73937B829
324
10418
SH
OTR
0
0
10418
* POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
409
16480
SH
OTR
1
0
0
16480
* PROCTER & GAMBLE CO
COM
742718109
1906
23645
SH
OTR
0
0
23645
* PROSHARES TR
PSHS SHRT S&P500
74347R503
424
17192
SH
OTR
0
0
17192
* PROSHARES TR
PSHS ULTRUSS2000
74347R842
26647
308945
SH
OTR
1
0
0
308945
* PROSHARES TR
PSHS ULT S&P 500
74347R107
27995
265837
SH
OTR
1
0
0
265837
* PULTE GROUP INC
COM
745867101
649
33840
SH
OTR
1
0
0
33840
* QEP RES INC
COM
74733V100
592
20118
SH
OTR
0
0
20118
* QUESTAR CORP
COM
748356102
478
20118
SH
OTR
0
0
20118
* REGENCY ENERGY PARTNERS L P
COM UNITS L P
75885Y107
442
16232
SH
OTR
0
0
16232
* RF MICRODEVICES INC
COM
749941100
95
12001
SH
OTR
1
0
0
12001
* RLI CORP
COM
749607107
898
20305
SH
OTR
0
0
20305
* ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
735
10059
SH
OTR
1
0
0
10059
* SAMSON OIL & GAS LTD
SPON ADR
796043107
40
82550
SH
OTR
0
0
82550
* SAMSON OIL & GAS LTD SPON
ADR
796043107
40
82550
SH
OTR
0
0
82550
* SCANA CORP NEW
COM
80589M102
589
11483
SH
OTR
0
0
11483
* SEAGATE TECHNOLOGY PLC
SHS
G7945M107
566
10072
SH
OTR
1
0
0
10072
* SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
723
19903
SH
OTR
1
0
0
19903
* SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
1930
86384
SH
OTR
1
0
0
86384
* SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
1246
26345
SH
OTR
1
0
0
26345
* SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
961
10790
SH
OTR
1
0
0
10790
* SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
827
19939
SH
OTR
1
0
0
19939
* SMUCKER J M CO
COM NEW
832696405
1004
10328
SH
OTR
0
0
10328
* SOUTHWEST AIRLS CO
COM
844741108
885
37490
SH
OTR
0
0
37490
* SPDR GOLD TRUST
GOLD SHS
78463V107
2048
16570
SH
OTR
1
0
0
16570
* SPDR GOLD TRUST GOLD
SHS
78463V107
2048
16570
SH
OTR
1
0
0
16570
* SPDR S&P 500 ETF TR TR
UNIT
78462F103
7900
42244
SH
OTR
1
0
0
42244
* SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
8778
212450
SH
OTR
1
0
0
212450
* SPECTRA ENERGY CORP
COM
847560109
938
25391
SH
OTR
1
0
0
25391
* SPECTRA ENERGY PARTNERS LP
COM
84756N109
627
12814
SH
OTR
0
0
12814
* STAPLES INC
COM
855030102
636
56048
SH
OTR
1
0
0
56048
* STARWOOD PPTY TR INC
COM
85571B105
419
17757
SH
OTR
0
0
17757
* SYSCO CORP
COM
871829107
515
14247
SH
OTR
1
0
0
14247
* TECO ENERGY INC
COM
872375100
430
25066
SH
OTR
1
0
0
25066
* TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
2233
42264
SH
OTR
0
0
42264
* TEXAS INSTRS INC
COM
882508104
1036
21968
SH
OTR
0
0
21968
* TRANSATLANTIC PETROLEUM LTD
SHS DELETED
G89982105
1168
135000
SH
OTR
0
0
135000
* TRANSMONTAIGNE PARTNERS L P
COM UNIT L P
89376V100
436
10115
SH
OTR
0
0
10115
* TRAVELERS
COMPANIES INC COM
89417E109
1036
12178
SH
OTR
0
0
12178
* TRIANGLE PETE CORP
COM NEW
89600B201
172
20822
SH
OTR
0
0
20822
* TYSON FOODS INC
CL A
902494103
687
15617
SH
OTR
0
0
15617
* V F CORP
COM
918204108
1533
24774
SH
OTR
0
0
24774
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INTERMED TERM
921937819
1865
22381
SH
OTR
0
0
22381
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REIT ETF
922908553
1911
27054
SH
OTR
1
0
0
27054
* VERIZON
COMMUNICATIONS INC COM
92343V104
1316
27665
SH
OTR
1
0
0
27665
* WAL-MART STORES INC
COM
931142103
1890
24735
SH
OTR
0
0
24735
* WELLS FARGO & CO NEW
COM
949746101
1650
33181
SH
OTR
1
0
0
33181
* WILEY JOHN & SONS INC
CL A
968223206
1308
22693
SH
OTR
0
0
22693
* WILLIAMS COS INC DEL
COM
969457100
508
12519
SH
OTR
1
0
0
12519
* XCEL ENERGY INC
COM
98389B100
1539
50684
SH
OTR
0
0
50684
* XEROX CORP
COM
984121103
647
57261
SH
OTR
0
0
57261
* XILINX INC
COM
983919101
1328
24466
SH
OTR
1
0
0
24466
* ZIX CORP
COM
98974P100
209
50000
SH
OTR
0
0
50000
ALLIANCEBERNSTEIN NATL MUNI
COM
01864U106
880
66327
SH
OTR
0
0
66327
ALLIED MOTION TECHNOLOGIES I
COM
019330109
763
65840
SH
OTR
0
0
65840
ARES CAP CORP
NOTE 5.125% 6/0
04010LAD5
109
109000
PRN
OTR
1
0
0
109000
BLACKROCK ENH CAP & INC FD I
COM
09256A109
342
24280
SH
OTR
0
0
24280
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
108
13579
SH
OTR
0
0
13579
BLACKROCK FLOATING RATE INCO
COM
091941104
151
10622
SH
OTR
0
0
10622
BLACKROCK MUNI 2018 TERM TR
COM
09248C106
258
15867
SH
OTR
0
0
15867
BLACKROCK MUNICIPL INC QLTY
COM
092479104
410
30253
SH
OTR
0
0
30253
BLACKROCK MUNIYIELD NY QLTY
COM
09255E102
134
10328
SH
OTR
0
0
10328
CENTRAL FD CDA LTD
CL A
153501101
199
14460
SH
OTR
0
0
14460
ESSEX RENT CORP
COM
297187106
125
42277
SH
OTR
0
0
42277
NUVEEN AMT-FREE MUN INCOME F
COM
670657105
176
13638
SH
OTR
0
0
13638
NUVEEN DIV ADV MUNI FD 3
COM SH BEN INT
67070X101
484
36941
SH
OTR
0
0
36941
NUVEEN DIV ADV MUNI FD 3 COM
SH BEN INT
67070X101
484
36941
SH
OTR
0
0
36941
NUVEEN DIVID ADVANTAGE MUN F
COM
67066V101
283
21170
SH
OTR
0
0
21170
NUVEEN DIVID ADVANTAGE MUN I
COM
67071L106
143
10691
SH
OTR
0
0
10691
NUVEEN MUN VALUE FD INC
COM
670928100
1135
120143
SH
OTR
0
0
120143
NUVEEN NY AMT-FREE MUN INCOM
COM
670656107
316
24752
SH
OTR
0
0
24752
NUVEEN NY MUN VALUE FD
COM
67062M105
116
12270
SH
OTR
0
0
12270
NUVEEN NY PERFORM PLUS MUN F
COM
67062R104
596
42672
SH
OTR
0
0
42672
NUVEEN QUALITY PFD INCOME FD
COM
67071S101
104
12870
SH
OTR
0
0
12870
NUVEEN SELECT MAT MUN FD
SH BEN INT
67061T101
334
32210
SH
OTR
0
0
32210
NUVEEN SELECT TAX FREE INCM
SH BEN INT
67063C106
155
11800
SH
OTR
0
0
11800
NUVEEN TEX QUALITY INCOME MU
COM
670983105
823
60452
SH
OTR
0
0
60452
PIMCO MUN INCOME FD II
COM
72200W106
131
11269
SH
OTR
0
0
11269
PROSPECT CAPITAL CORPORATION
NOTE 5.750% 3/1
74348TAL6
21
21000
PRN
OTR
1
0
0
21000
PROSPECT CAPITAL CORPORATION
NOTE 5.500% 8/1
74348TAD4
160
160000
PRN
OTR
0
0
160000
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
1615
32742
SH
OTR
0
0
32742