0001476417-14-000003.txt : 20140121 0001476417-14-000003.hdr.sgml : 20140120 20140121142251 ACCESSION NUMBER: 0001476417-14-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140121 DATE AS OF CHANGE: 20140121 EFFECTIVENESS DATE: 20140121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Argentus Capital Management, LLC CENTRAL INDEX KEY: 0001476417 IRS NUMBER: 752966280 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13751 FILM NUMBER: 14537711 BUSINESS ADDRESS: STREET 1: 14785 PRESTON ROAD, STE. 1000 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: 972-663-4300 MAIL ADDRESS: STREET 1: 14785 PRESTON ROAD, STE. 1000 CITY: DALLAS STATE: TX ZIP: 75254 FORMER COMPANY: FORMER CONFORMED NAME: SummitAlliance Capital Management, LLC DATE OF NAME CHANGE: 20091109 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001476417 XXXXXXXX 12-31-2013 12-31-2013 Argentus Capital Management, LLC

14785 PRESTON ROAD, STE. 1000 DALLAS TX 75254

13F HOLDINGS REPORT 028-13751 N Robert P. Schlangen 972.663.4334 Robert P. Schlangen, Interim Chief Compliance Officer Dallas TX 01-21-2013 1 217 470348 false 1 Visionary Asset Management INFORMATION TABLE 2 InformationTable.xml * 3M CO COM 88579Y101 1485 10585 SH OTR 0 0 10585 * ABBOTT LABS COM 002824100 1374 35856 SH OTR 1 0 0 35856 * ABBVIE INC COM 00287Y109 2745 51986 SH OTR 1 0 0 51986 * ADECOAGRO S A COM L00849106 88 10900 SH OTR 0 0 10900 * AFLAC INC COM 001055102 2401 35942 SH OTR 1 0 0 35942 * ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 332 15570 SH OTR 0 0 15570 * ALPS ETF TR ALERIAN MLP 00162Q866 2296 129077 SH OTR 0 0 129077 * ALTRIA GROUP INC COM 02209S103 1493 38883 SH OTR 1 0 0 38883 * AMERICAN RLTY CAP PPTYS INC COM 02917T104 576 44814 SH OTR 0 0 44814 * APACHE CORP COM 037411105 1303 15167 SH OTR 1 0 0 15167 * APPLE INC COM 037833100 6700 11943 SH OTR 1 0 0 11943 * APPLIED MATLS INC COM 038222105 503 28446 SH OTR 1 0 0 28446 * ARCHER DANIELS MIDLAND CO COM 039483102 1268 29225 SH OTR 0 0 29225 * AT&T INC COM 00206R102 5426 154333 SH OTR 1 0 0 154333 * ATMOS ENERGY CORP COM 049560105 749 16498 SH OTR 0 0 16498 * AUTOMATIC DATA PROCESSING IN COM 053015103 1123 13895 SH OTR 0 0 13895 * BANCO SANTANDER SA ADR 05964H105 163 17991 SH OTR 0 0 17991 * BANK OF AMERICA CORPORATION COM 060505104 1768 113572 SH OTR 1 0 0 113572 * BERKLEY W R CORP COM 084423102 507 11681 SH OTR 1 0 0 11681 * BIG LOTS INC COM 089302103 360 11134 SH OTR 0 0 11134 * BOLT TECHNOLOGY CORP COM 097698104 338 15350 SH OTR 0 0 15350 * BP PLC SPONSORED ADR 055622104 636 13086 SH OTR 0 0 13086 * BRISTOL MYERS SQUIBB CO COM 110122108 572 10760 SH OTR 0 0 10760 * CA INC COM 12673P105 918 27269 SH OTR 1 0 0 27269 * CABLEVISION SYS CORP CL A NY CABLVS 12686C109 298 16595 SH OTR 1 0 0 16595 * CARDINAL HEALTH INC COM 14149Y108 2458 36785 SH OTR 0 0 36785 * CATERPILLAR INC DEL COM 149123101 956 10532 SH OTR 1 0 0 10532 * CHESAPEAKE ENERGY CORP COM 165167107 988 36417 SH OTR 0 0 36417 * CHEVRON CORP NEW COM 166764100 5688 45537 SH OTR 0 0 45537 * CISCO SYS INC COM 17275R102 520 23197 SH OTR 1 0 0 23197 * CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET 18383M506 1648 66520 SH OTR 0 0 66520 * COCA COLA CO COM 191216100 1287 31145 SH OTR 0 0 31145 * COMCAST CORP NEW CL A 20030N101 616 11853 SH OTR 0 0 11853 * CONAGRA FOODS INC COM 205887102 398 11805 SH OTR 0 0 11805 * CONOCOPHILLIPS COM 20825C104 3993 56519 SH OTR 1 0 0 56519 * CVR PARTNERS LP COM 126633106 173 10500 SH OTR 0 0 10500 * DEERE & CO COM 244199105 2533 27733 SH OTR 1 0 0 27733 * DENBURY RES INC COM NEW 247916208 177 10781 SH OTR 1 0 0 10781 * DOW CHEM CO COM 260543103 543 12223 SH OTR 1 0 0 12223 * DU PONT E I DE NEMOURS & CO COM 263534109 1166 17954 SH OTR 1 0 0 17954 * E M C CORP MASS COM 268648102 323 12842 SH OTR 1 0 0 12842 * EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 576 15996 SH OTR 0 0 15996 * EMERSON ELEC CO COM 291011104 896 12772 SH OTR 0 0 12772 * ENTERPRISE PRODS PARTNERS L COM 293792107 1102 16621 SH OTR 0 0 16621 * EXELON CORP COM 30161N101 374 13650 SH OTR 1 0 0 13650 * EXPEDITORS INTL WASH INC COM 302130109 446 10083 SH OTR 1 0 0 10083 * EXXON MOBIL CORP COM 30231G102 9361 92498 SH OTR 1 0 0 92498 * FACEBOOK INC CL A 30303M102 613 11222 SH OTR 0 0 11222 * FIRSTENERGY CORP COM 337932107 332 10063 SH OTR 1 0 0 10063 * FORD MTR CO DEL COM PAR $0.01 345370860 303 19655 SH OTR 1 0 0 19655 * FREEPORT-MCMORAN COPPER & GO COM 35671D857 398 10542 SH OTR 1 0 0 10542 * FRONTIER COMMUNICATIONS CORP COM 35906A108 285 61397 SH OTR 1 0 0 61397 * GANNETT INC COM 364730101 492 16619 SH OTR 0 0 16619 * GENERAL DYNAMICS CORP COM 369550108 1528 15994 SH OTR 1 0 0 15994 * GENERAL ELECTRIC CO COM 369604103 1458 52028 SH OTR 1 0 0 52028 * GENERAL MTRS CO COM 37045V100 474 11603 SH OTR 1 0 0 11603 * GENUINE PARTS CO COM 372460105 1018 12238 SH OTR 0 0 12238 * GRUPO FINANCIERO GALICIA S A SP ADR 10 SH B 399909100 243 23258 SH OTR 0 0 23258 * HALLIBURTON CO COM 406216101 561 11061 SH OTR 1 0 0 11061 * HEWLETT PACKARD CO COM 428236103 532 19012 SH OTR 0 0 19012 * HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 607 18760 SH OTR 0 0 18760 * HONEYWELL INTL INC COM 438516106 1503 16453 SH OTR 0 0 16453 * HORMEL FOODS CORP COM 440452100 1079 23888 SH OTR 0 0 23888 * INFOSYS LTD SPONSORED ADR 456788108 2224 39296 SH OTR 0 0 39296 * INFOSYS LTD SPONSORED ADR 456788108 1112 19648 SH OTR 0 0 19648 * INTEL CORP COM 458140100 3415 131568 SH OTR 1 0 0 131568 * INTERNATIONAL BANCSHARES COR COM 459044103 19412 736419 SH OTR 0 0 736419 * INTERNATIONAL BUSINESS MACHS COM 459200101 2226 11869 SH OTR 1 0 0 11869 * IRON MTN INC COM 462846106 357 11761 SH OTR 1 0 0 11761 * ISHARES CORE S&P500 ETF 464287200 58420 314677 SH OTR 1 0 0 314677 * ISHARES 1-3 YR TR BD ETF 464287457 1398 16565 SH OTR 1 0 0 16565 * ISHARES COHEN&STEER REIT 464287564 1355 18133 SH OTR 1 0 0 18133 * ISHARES 7-10 Y TR BD ETF 464287440 1909 19241 SH OTR 1 0 0 19241 * ISHARES HIGH DIVIDND ETF 46429B663 1446 20586 SH OTR 1 0 0 20586 * ISHARES IBOXX INV CP ETF 464287242 2876 25188 SH OTR 1 0 0 25188 * ISHARES SELECT DIVID ETF 464287168 853 11953 SH OTR 1 0 0 11953 * ISHARES MSCI EAFE ETF 464287465 698 10396 SH OTR 1 0 0 10396 * ISHARES CORE S&P MCP ETF 464287507 57916 432819 SH OTR 1 0 0 432819 * ISHARES MSCI GERMANY ETF 464286806 319 10031 SH OTR 1 0 0 10031 * ISHARES U.S. FINLS ETF 464287788 859 10713 SH OTR 0 0 10713 * ISHARES IBOXX HI YD ETF 464288513 8349 89891 SH OTR 1 0 0 89891 * ISHARES CHINA LG-CAP ETF 464287184 1546 40285 SH OTR 1 0 0 40285 * ISHARES MBS ETF 464288588 2521 24112 SH OTR 1 0 0 24112 * ISHARES EMU ETF 464286608 4252 102766 SH OTR 0 0 102766 * ISHARES S&P MC 400GR ETF 464287606 1522 10134 SH OTR 0 0 10134 * ISHARES TIPS BD ETF 464287176 1404 12772 SH OTR 0 0 12772 * ISHARES MSCI EMG MKT ETF 464287234 523 12507 SH OTR 0 0 12507 * ISHARES SILVER TRUST ISHARES 46428Q109 390 20856 SH OTR 0 0 20856 * JOHNSON & JOHNSON COM 478160104 4867 53143 SH OTR 0 0 53143 * JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 529 11410 SH OTR 1 0 0 11410 * JPMORGAN CHASE & CO COM 46625H100 621 10616 SH OTR 0 0 10616 * KELLOGG CO COM 487836108 980 16054 SH OTR 1 0 0 16054 * KIMBERLY CLARK CORP COM 494368103 1684 16124 SH OTR 1 0 0 16124 * KRAFT FOODS GROUP INC COM 50076Q106 624 11574 SH OTR 1 0 0 11574 * LILLY ELI & CO COM 532457108 583 11435 SH OTR 1 0 0 11435 * LINN ENERGY LLC UNIT LTD LIAB 536020100 359 11645 SH OTR 0 0 11645 * LOCKHEED MARTIN CORP COM 539830109 2232 15013 SH OTR 1 0 0 15013 * MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 835 15321 SH OTR 0 0 15321 * MATADOR RES CO COM 576485205 2258 121133 SH OTR 0 0 121133 * MCCORMICK & CO INC COM NON VTG 579780206 1169 16967 SH OTR 0 0 16967 * MCDONALDS CORP COM 580135101 2755 28393 SH OTR 1 0 0 28393 * MEDTRONIC INC COM 585055106 968 16868 SH OTR 1 0 0 16868 * MICROSOFT CORP COM 594918104 1380 36881 SH OTR 1 0 0 36881 * MOLSON COORS BREWING CO CL B 60871R209 820 14612 SH OTR 1 0 0 14612 * MONDELEZ INTL INC CL A 609207105 357 10119 SH OTR 0 0 10119 * NEWMONT MINING CORP COM 651639106 320 13891 SH OTR 1 0 0 13891 * NEXTERA ENERGY INC COM 65339F101 1379 16106 SH OTR 0 0 16106 * NORFOLK SOUTHERN CORP COM 655844108 1467 15805 SH OTR 0 0 15805 * NOVARTIS A G SPONSORED ADR 66987V109 1352 16820 SH OTR 1 0 0 16820 * OCCIDENTAL PETE CORP DEL COM 674599105 998 10499 SH OTR 0 0 10499 * OFFICE DEPOT INC COM 676220106 107 20300 SH OTR 0 0 20300 * ONEOK INC NEW COM 682680103 1090 17525 SH OTR 0 0 17525 * ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 785 14902 SH OTR 0 0 14902 * ORANGE SPONSORED ADR 684060106 739 59866 SH OTR 1 0 0 59866 * ORANGE SPONSORED ADR 684060106 370 29933 SH OTR 1 0 0 29933 * PEABODY ENERGY CORP COM 704549104 385 19723 SH OTR 0 0 19723 * PEOPLES UNITED FINANCIAL INC COM 712704105 288 19016 SH OTR 1 0 0 19016 * PEPCO HOLDINGS INC COM 713291102 298 15552 SH OTR 1 0 0 15552 * PEPSICO INC COM 713448108 2982 35952 SH OTR 0 0 35952 * PERMIAN BASIN RTY TR UNIT BEN INT 714236106 199 15459 SH OTR 0 0 15459 * PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 260 18879 SH OTR 1 0 0 18879 * PETROQUEST ENERGY INC COM 716748108 52 12097 SH OTR 1 0 0 12097 * PFIZER INC COM 717081103 5750 187710 SH OTR 1 0 0 187710 * PHILIP MORRIS INTL INC COM 718172109 3284 37689 SH OTR 1 0 0 37689 * PHILLIPS 66 COM 718546104 1081 14011 SH OTR 0 0 14011 * PITNEY BOWES INC COM 724479100 300 12869 SH OTR 1 0 0 12869 * PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1085 20956 SH OTR 0 0 20956 * POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 751 29273 SH OTR 1 0 0 29273 * POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 512 11895 SH OTR 0 0 11895 * POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 439 17647 SH OTR 1 0 0 17647 * POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1491 16953 SH OTR 1 0 0 16953 * PROCTER & GAMBLE CO COM 742718109 2051 25193 SH OTR 0 0 25193 * PROSHARES TR PSHS SHRT S&P500 74347R503 450 17840 SH OTR 0 0 17840 * PROSHARES TR PSHS ULT S&P 500 74347R107 33799 329550 SH OTR 1 0 0 329550 * PROSHARES TR PSHS ULT MCAP400 74347R404 33775 266151 SH OTR 1 0 0 266151 * QEP RES INC COM 74733V100 617 20118 SH OTR 0 0 20118 * QUESTAR CORP COM 748356102 463 20118 SH OTR 0 0 20118 * REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 486 18489 SH OTR 0 0 18489 * RF MICRODEVICES INC COM 749941100 69 13288 SH OTR 1 0 0 13288 * ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 751 10537 SH OTR 1 0 0 10537 * RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 2497 35044 SH OTR 1 0 0 35044 * SAFEWAY INC COM NEW 786514208 494 15177 SH OTR 0 0 15177 * SAMSON OIL & GAS LTD SPON ADR 796043107 34 82550 SH OTR 0 0 82550 * SCANA CORP NEW COM 80589M102 582 12408 SH OTR 0 0 12408 * SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 3063 45830 SH OTR 1 0 0 45830 * SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 802 36699 SH OTR 1 0 0 36699 * SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 783 21910 SH OTR 1 0 0 21910 * SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1556 28074 SH OTR 1 0 0 28074 * SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1527 29215 SH OTR 1 0 0 29215 * SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 602 13017 SH OTR 1 0 0 13017 * SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1887 43904 SH OTR 0 0 43904 * SIRIUS XM RADIO INC COM DELETED 82967N108 35 10045 SH OTR 0 0 10045 * SMUCKER J M CO COM NEW 832696405 1171 11302 SH OTR 1 0 0 11302 * SOUTHWEST AIRLS CO COM 844741108 744 39503 SH OTR 0 0 39503 * SPDR GOLD TRUST GOLD SHS 78463V107 1494 12863 SH OTR 1 0 0 12863 * SPDR S&P 500 ETF TR TR UNIT 78462F103 12247 66310 SH OTR 1 0 0 66310 * SPDR SERIES TRUST S&P DIVID ETF 78464A763 3404 46872 SH OTR 1 0 0 46872 * SPDR SERIES TRUST BRC HGH YLD BD 78464A417 8234 203017 SH OTR 1 0 0 203017 * SPDR SERIES TRUST S&P OILGAS EXP 78464A730 967 14104 SH OTR 0 0 14104 * SPDR SERIES TRUST S&P CAP MKTS 78464A771 652 13012 SH OTR 0 0 13012 * SPECTRA ENERGY CORP COM 847560109 790 22168 SH OTR 1 0 0 22168 * SPECTRA ENERGY PARTNERS LP COM 84756N109 575 12682 SH OTR 0 0 12682 * STAPLES INC COM 855030102 599 37725 SH OTR 1 0 0 37725 * STARWOOD PPTY TR INC COM 85571B105 0 15082 SH OTR 0 0 15082 * SYMANTEC CORP COM 871503108 424 17999 SH OTR 0 0 17999 * SYSCO CORP COM 871829107 453 12545 SH OTR 1 0 0 12545 * TC PIPELINES LP UT COM LTD PRT 87233Q108 489 10106 SH OTR 0 0 10106 * TECO ENERGY INC COM 872375100 302 17545 SH OTR 1 0 0 17545 * TENARIS S A SPONSORED ADR 88031M109 627 14356 SH OTR 0 0 14356 * TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1606 40077 SH OTR 0 0 40077 * TEXAS INSTRS INC COM 882508104 966 21993 SH OTR 0 0 21993 * TOTAL SYS SVCS INC COM 891906109 530 15924 SH OTR 0 0 15924 * TRANSATLANTIC PETROLEUM LTD SHS G89982105 1148 1350000 SH OTR 0 0 1350000 * TRANSMONTAIGNE PARTNERS L P COM UNIT L P 89376V100 488 11493 SH OTR 0 0 11493 * TRIANGLE PETE CORP COM NEW 89600B201 168 20167 SH OTR 0 0 20167 * V F CORP COM 918204108 1411 22638 SH OTR 0 0 22638 * VANGUARD BD INDEX FD INC INTERMED TERM 921937819 1827 22366 SH OTR 0 0 22366 * VANGUARD INDEX FDS REIT ETF 922908553 848 13131 SH OTR 1 0 0 13131 * VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 4067 54055 SH OTR 0 0 54055 * VERIZON COMMUNICATIONS INC COM 92343V104 1211 24635 SH OTR 1 0 0 24635 * WAL-MART STORES INC COM 931142103 1865 23695 SH OTR 0 0 23695 * WELLS FARGO & CO NEW COM 949746101 1817 40012 SH OTR 1 0 0 40012 * WESTERN UN CO COM 959802109 224 12981 SH OTR 1 0 0 12981 * WILEY JOHN & SONS INC CL A 968223206 1602 29016 SH OTR 0 0 29016 * XCEL ENERGY INC COM 98389B100 1417 50702 SH OTR 0 0 50702 * XEROX CORP COM 984121103 529 43440 SH OTR 0 0 43440 * XILINX INC COM 983919101 944 20563 SH OTR 1 0 0 20563 * YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 1010 30637 SH OTR 0 0 30637 * ZIX CORP COM 98974P100 0 50000 SH OTR 0 0 50000 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 851 67928 SH OTR 0 0 67928 ALLIED MOTION TECHNOLOGIES I COM 019330109 833 65840 SH OTR 0 0 65840 ARES CAP CORP NOTE 5.125% 6/0 04010LAD5 121 121000 PRN OTR 1 0 0 121000 BLACKROCK ENH CAP & INC FD I COM 09256A109 0 24280 SH OTR 0 0 24280 BLACKROCK ENHANCED EQT DIV T COM 09251A104 108 13579 SH OTR 0 0 13579 BLACKROCK MUNI 2018 TERM TR COM 09248C106 253 15867 SH OTR 0 0 15867 BLACKROCK MUNICIPL INC QLTY COM 092479104 384 30253 SH OTR 0 0 30253 BLACKROCK MUNIYIELD NY QLTY COM 09255E102 125 10328 SH OTR 0 0 10328 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 382 28828 SH OTR 0 0 28828 EATON VANCE LTD DUR INCOME F COM 27828H105 459 29991 SH OTR 0 0 29991 ESSEX RENT CORP COM 297187106 150 45753 SH OTR 0 0 45753 NUVEEN AMT-FREE MUN INCOME F COM 670657105 164 13638 SH OTR 0 0 13638 NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X101 503 40765 SH OTR 0 0 40765 NUVEEN DIVID ADVANTAGE MUN F COM 67066V101 267 21170 SH OTR 0 0 21170 NUVEEN DIVID ADVANTAGE MUN I COM 67071L106 156 12452 SH OTR 0 0 12452 NUVEEN MUN VALUE FD INC COM 670928100 1086 120143 SH OTR 0 0 120143 NUVEEN NY AMT-FREE MUN INCOM COM 670656107 370 30118 SH OTR 0 0 30118 NUVEEN NY MUN VALUE FD COM 67062M105 107 12270 SH OTR 0 0 12270 NUVEEN NY PERFORM PLUS MUN F COM 67062R104 568 42673 SH OTR 0 0 42673 NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 0 32210 SH OTR 0 0 32210 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063C106 146 11800 SH OTR 0 0 11800 NUVEEN TEX QUALITY INCOME MU COM 670983105 752 58551 SH OTR 0 0 58551 PIMCO MUN INCOME FD II COM 72200W106 120 11269 SH OTR 0 0 11269 PROSPECT CAPITAL CORPORATION NOTE 5.750% 3/1 74348TAL6 21 21000 PRN OTR 1 0 0 21000 PROSPECT CAPITAL CORPORATION NOTE 5.500% 8/1 74348TAD4 174 174000 PRN OTR 0 0 174000 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 351 35236 SH OTR 1 0 0 35236 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 1615 32742 SH OTR 0 0 32742 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 5952 74599 SH OTR 0 0 74599