0001493152-23-026773.txt : 20230804 0001493152-23-026773.hdr.sgml : 20230804 20230804135915 ACCESSION NUMBER: 0001493152-23-026773 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220918 FILED AS OF DATE: 20230804 DATE AS OF CHANGE: 20230804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAWRENCE PETER J.L. CENTRAL INDEX KEY: 0001476366 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40075 FILM NUMBER: 231143337 MAIL ADDRESS: STREET 1: FLAT 6, STAVORDALE LODGE STREET 2: 10-12 MELBURY ROAD CITY: LONDON STATE: X0 ZIP: W14 8LW ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gaucho Group Holdings, Inc. CENTRAL INDEX KEY: 0001559998 STANDARD INDUSTRIAL CLASSIFICATION: LAND SUBDIVIDERS & DEVELOPERS (NO CEMETERIES) [6552] IRS NUMBER: 522158952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 112 NE 41ST STREET STREET 2: SUITE 106 CITY: MIAMI STATE: FL ZIP: 33137 BUSINESS PHONE: 212-739-7650 MAIL ADDRESS: STREET 1: 112 NE 41ST STREET STREET 2: SUITE 106 CITY: MIAMI STATE: FL ZIP: 33137 FORMER COMPANY: FORMER CONFORMED NAME: Algodon Group, Inc. DATE OF NAME CHANGE: 20181107 FORMER COMPANY: FORMER CONFORMED NAME: Algodon Wines & Luxury Development Group, Inc. DATE OF NAME CHANGE: 20121010 4 1 ownership.xml X0508 4 2022-09-18 0 0001559998 Gaucho Group Holdings, Inc. VINO 0001476366 LAWRENCE PETER J.L. FLAT 6, STAVORDALE LODGE, 10-12 MELBURY ROAD LONDON, X0 W14 8LW UNITED KINGDOM 1 0 0 0 0 Common Stock 2022-09-18 4 M 0 120 7.50 A 11855 D Common Stock 2022-12-18 4 M 0 119 7.50 A 11974 D Common Stock 2022-12-31 4 M 0 3873 9.684 A 15847 D Common Stock 2023-07-14 4 A 0 67568 0.555 A 83415 D Common Stock 60 I See footnote Restricted Stock Unit 7.50 2022-09-18 4 M 0 120 7.50 D 2023-12-18 Common Stock 120 0 D Stock Option 198.00 2022-12-17 4 J 0 278 0 D 2022-12-17 Common Stock 278 0 D Restricted Stock Unit 7.50 2022-12-18 4 M 0 119 0 D 2023-12-18 Common Stock 119 0 D Restricted Stock Unit 9.684 2022-12-31 4 M 0 3873 9.684 D 2022-12-31 Common Stock 3873 0 D Stock Option 108.96 2025-09-28 Common Stock 556 556 D Stock Option 69.36 2024-07-08 Common Stock 833 833 D Stock Option 69.36 2024-01-31 Common Stock 278 278 D Stock Option 97.08 2023-09-20 Common Stock 1111 1111 D Acquired upon vesting of restricted stock units issued in connection with the conversion of outstanding options of Gaucho Group, Inc. Vesting of restricted stock units and shares issued pursuant to Gaucho's 2018 Equity Incentive Plan. Acquired as compensation for service on the Board for first half of 2023. Shares held by Mr. Lawrence and his spouse as trustees of the Peter Lawrence 1992 Settlement Trust. Vesting of restricted stock units issued pursuant to Gaucho's 2018 Equity Incentive Plan. Expiration of option with no value received. Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 25% shares vested on 9/28/21; thereafter options to acquire 35 shares vest every three months until fully vested on 9/28/24. Options granted pursuant to Gaucho's 2018 Equity Incentive Plan. Fully vested on 7/8/23. Options granted pursuant to Gaucho's 2018 Equity Incentive Plan. Fully vested on 1/31/23. Options granted pursuant to Gaucho's 2018 Equity Incentive Plan. Fully vested as of 9/20/22. /s/ Peter Lawrence 2023-08-04