President

0001398344-21-003304.txt : 20210216 0001398344-21-003304.hdr.sgml : 20210216 20210212180322 ACCESSION NUMBER: 0001398344-21-003304 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210212 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Firsthand Capital Management, Inc. CENTRAL INDEX KEY: 0001476179 IRS NUMBER: 270416642 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13609 FILM NUMBER: 21630503 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BLVD. STREET 2: SUITE 1250 CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 408-624-9530 MAIL ADDRESS: STREET 1: 150 ALMADEN BLVD. STREET 2: SUITE 1250 CITY: SAN JOSE STATE: CA ZIP: 95113 FORMER COMPANY: FORMER CONFORMED NAME: SiVest Group, Inc. DATE OF NAME CHANGE: 20091104 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001476179 XXXXXXXX 12-31-2020 12-31-2020 false Firsthand Capital Management, Inc.

150 ALMADEN BLVD. SUITE 1250 SAN JOSE CA 95113

13F HOLDINGS REPORT 028-13609 N Kevin M. Landis President 408-886-7096 /s/ Kevin M. Landis San Jose CA 02-11-2021 0 56 367911 INFORMATION TABLE 2 fp0061477_13fhr-table.xml 13F INFORMATION TABLE Roku, Inc. Common Stock 77543R102 79685 240000 SH SOLE 240000 0 0 Chegg, Inc. Common Stock 163092109 30712 340000 SH SOLE 340000 0 0 Cree, Inc. Common Stock 225447101 23086 218000 SH SOLE 218000 0 0 Zscaler, Inc. Common Stock 98980G102 19971 100000 SH SOLE 100000 0 0 Pinterest, Inc. Common Stock 72352L106 17134 260000 SH SOLE 260000 0 0 Domo, Inc. Common Stock 257554105 15943 250000 SH SOLE 250000 0 0 Peloton Interactive, Inc. Common Stock 70614W100 15172 100000 SH SOLE 100000 0 0 Nutanix, Inc. Common Stock 67059N108 13704 430000 SH SOLE 430000 0 0 SolarEdge Technologies, Inc. Common Stock 83417M104 11807 37000 SH SOLE 37000 0 0 Slack Technologies, Inc. Common Stock 83088V102 10982 260000 SH SOLE 260000 0 0 Twilio, Inc. Common Stock 90138F102 10155 30000 SH SOLE 30000 0 0 Enphase Energy, Inc. Common Stock 29355A107 9651 55000 SH SOLE 55000 0 0 Netflix, Inc. Common Stock 64110L106 8111 15000 SH SOLE 15000 0 0 Cloudflare, Inc. Common Stock 18915M107 7599 100000 SH SOLE 100000 0 0 Bill.com Holdings, Inc. Common Stock 090043100 6825 50000 SH SOLE 50000 0 0 Coupa Software, Inc. Common Stock 22266L106 6778 20000 SH SOLE 20000 0 0 DocuSign, Inc. Common Stock 256163106 6669 30000 SH SOLE 30000 0 0 Kratos Defense & Security Solutions, Inc. Common Stock 50077B207 6583 240000 SH SOLE 240000 0 0 Zendesk, Inc. Common Stock 98936J101 5725 40000 SH SOLE 40000 0 0 Qell Acquisition Corp. Common Stock G7307X105 5653 460000 SH SOLE 460000 0 0 Akamai Technologies, Inc. Common Stock 00971T101 5250 50000 SH SOLE 50000 0 0 2U, Inc. Common Stock 90214J101 5201 130000 SH SOLE 130000 0 0 Adobe Systems, Inc. Common Stock 00724F101 5001 10000 SH SOLE 10000 0 0 Workday, Inc. Common Stock 98138H101 4792 20000 SH SOLE 20000 0 0 MongoDB,Inc. Common Stock 60937P106 3590 10000 SH SOLE 10000 0 0 Palo Alto Networks, Inc. Common Stock 697435105 3554 10000 SH SOLE 10000 0 0 Splunk, Inc. Common Stock 848637104 3398 20000 SH SOLE 20000 0 0 Guidewire Software, Inc. Common Stock 40171V100 2896 22500 SH SOLE 22500 0 0 Proofpoint, Inc. Common Stock 743424103 2728 20000 SH SOLE 20000 0 0 Okta, Inc. Common Stock 679295105 2543 10000 SH SOLE 10000 0 0 PayPal Holdings, Inc. Common Stock 70450Y103 2342 10000 SH SOLE 10000 0 0 Maxar Technologyies, Inc. Common Stock 57778K105 2315 60000 SH SOLE 60000 0 0 CytoDyn, Inc. ADR 23283M101 1740 322730 SH SOLE 322730 0 0 ViaSat, Inc. Common Stock 92552V100 1306 40000 SH SOLE 40000 0 0 GW Pharmaceuticals plc Common Stock 36197T103 1270 11000 SH SOLE 11000 0 0 Sunrun, Inc. Common Stock 86771W105 805 11600 SH SOLE 11600 0 0 Sustainable Opportunities Acquisition Corp. Common Stock G8598Y109 646 60000 SH SOLE 60000 0 0 Climate Change Crisis Real Impact I Acquisition Corp. Common Stock 18716C100 643 60000 SH SOLE 60000 0 0 Decarbonization Plus Acquisition Corp. Common Stock 242797108 636 60000 SH SOLE 60000 0 0 Spring Valley Acquisition Corp. Common Stock G8377A124 607 60000 SH SOLE 60000 0 0 Aspen Aerogels, Inc. Common Stock 04523Y105 584 35000 SH SOLE 35000 0 0 Itron, Inc. Common Stock 465741106 534 5565 SH SOLE 5565 0 0 SunPower Corp. - Class B Common Stock 867652406 511 19931 SH SOLE 19931 0 0 First Solar, Inc. Common Stock 336433107 495 5000 SH SOLE 5000 0 0 Qell Acquistion Corp. Common Stock G7307X105 420 133333 SH SOLE 133333 0 0 Quanta Services, Inc. Common Stock 74762E102 360 5000 SH SOLE 5000 0 0 ON Semiconductor Corp. Common Stock 682189105 327 10000 SH SOLE 10000 0 0 Koninklijke (Royal) Philips Electronics N.V. Common Stock 500472303 319 5887 SH SOLE 5887 0 0 Blue Apron Holdings, Inc. Common Stock 09523Q200 280 50000 SH SOLE 50000 0 0 Corning, Inc. Common Stock 219350105 233 6460 SH SOLE 6460 0 0 Net 1 UEPS Technologies, Inc. Common Stock 64107N206 148 30000 SH SOLE 30000 0 0 Orion Energy Systems, Inc. Common Stock 686275108 138 14000 SH SOLE 14000 0 0 Covanta Holding Corp. Common Stock 22282e102 131 10000 SH SOLE 10000 0 0 Curaleaf Holdings, Inc. Common Stock 23126M102 120 10000 SH SOLE 10000 0 0 Decarboniization Plus Acquistion Corp. Common Stock 242797116 55 30000 SH SOLE 30000 0 0 Spring Valley Acquisition Corp. Warrant Warrant G8377A124 50 30000 SH SOLE 30000 0 0