President

0001398344-19-019338.txt : 20191107 0001398344-19-019338.hdr.sgml : 20191107 20191107163046 ACCESSION NUMBER: 0001398344-19-019338 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191107 DATE AS OF CHANGE: 20191107 EFFECTIVENESS DATE: 20191107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Firsthand Capital Management, Inc. CENTRAL INDEX KEY: 0001476179 IRS NUMBER: 270416642 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13609 FILM NUMBER: 191200810 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BLVD. STREET 2: SUITE 1250 CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 408-624-9530 MAIL ADDRESS: STREET 1: 150 ALMADEN BLVD. STREET 2: SUITE 1250 CITY: SAN JOSE STATE: CA ZIP: 95113 FORMER COMPANY: FORMER CONFORMED NAME: SiVest Group, Inc. DATE OF NAME CHANGE: 20091104 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001476179 XXXXXXXX 09-30-2019 09-30-2019 false Firsthand Capital Management, Inc.

150 ALMADEN BLVD. SUITE 1250 SAN JOSE CA 95113

13F HOLDINGS REPORT 028-13609 N Kevin M. Landis President 408-886-7096 /s/ Kevin M. Landis San Jose CA 11-07-2019 0 55 247586 INFORMATION TABLE 2 fp0046676_13fhr-table.xml 13F INFORMATION TABLE Roku, Inc. Common Stock 77543R102 24422 240000 SH SOLE 240000 0 0 Arista Networks, Inc. Common Stock 040413106 16724 70000 SH SOLE 70000 0 0 Twilio, Inc. Common Stock 90138F102 15394 140000 SH SOLE 140000 0 0 Microsoft Corp. Common Stock 594918104 13903 100000 SH SOLE 100000 0 0 Nutanix, Inc. Common Stock 67059N108 11813 450000 SH SOLE 450000 0 0 Match Group, Inc. Common Stock 57665R106 10716 150000 SH SOLE 150000 0 0 Cree, Inc. Common Stock 225447101 10682 218000 SH SOLE 218000 0 0 Chegg, Inc. Common Stock 163092109 10183 340000 SH SOLE 340000 0 0 Netflix, Inc. Common Stock 64110L106 9367 35000 SH SOLE 35000 0 0 Facebook, Inc. Common Stock 30303M102 8904 50000 SH SOLE 50000 0 0 NVIDIA Corp. Common Stock 67066G104 8704 50000 SH SOLE 50000 0 0 II-VI Incorporated Common Stock 902104108 7746 220000 SH SOLE 220000 0 0 Taiwan Semiconductor Manufacturing Co. - ADR ADR 874039100 6972 150000 SH SOLE 150000 0 0 Amazon.com, Inc. Common Stock 023135106 6944 4000 SH SOLE 4000 0 0 Guidewire Software, Inc. Common Stock 40171V100 5796 55000 SH SOLE 55000 0 0 Adobe Systems, Inc. Common Stock 00724F101 5525 20000 SH SOLE 20000 0 0 Proofpoint, Inc. Common Stock 743424103 5162 40000 SH SOLE 40000 0 0 Workday, Inc. Common Stock 98138H101 5099 30000 SH SOLE 30000 0 0 Alphabet, Inc. Common Stock 02079K107 4896 4016 SH SOLE 4016 0 0 SolarEdge Technologies, Inc. Common Stock 83417M104 4772 57000 SH SOLE 57000 0 0 Zscaler, Inc. Common Stock 98980G102 4726 100000 SH SOLE 100000 0 0 Splunk, Inc. Common Stock 848637104 4714 40000 SH SOLE 40000 0 0 Kratos Defense & Security Solutions, Inc. Common Stock 50077B207 4463 240000 SH SOLE 240000 0 0 PayPal Holdings, Inc. Common Stock 70450Y103 4144 40000 SH SOLE 40000 0 0 Box, Inc. Common Stock 10316T104 4140 250000 SH SOLE 250000 0 0 Palo Alto Networks, Inc. Common Stock 697435105 4077 20000 SH SOLE 20000 0 0 Enphase Energy, Inc. Common Stock 29355A107 3446 155000 SH SOLE 155000 0 0 ViaSat, Inc. Common Stock 92552V100 3013 40000 SH SOLE 40000 0 0 Zendesk, Inc. Common Stock 98936J101 2915 40000 SH SOLE 40000 0 0 Coupa Software, Inc. Common Stock 22266L106 2591 20000 SH SOLE 20000 0 0 Square, Inc. Common Stock 852234103 2478 40000 SH SOLE 40000 0 0 Okta, Inc. Common Stock 679295105 1969 20000 SH SOLE 20000 0 0 Pure Storage, Inc. Common Stock 74624M102 1694 100000 SH SOLE 100000 0 0 2U, Inc. Common Stock 90214J101 1628 100000 SH SOLE 100000 0 0 GW Pharmaceuticals plc Common Stock 36197T103 1265 11000 SH SOLE 11000 0 0 MongoDB,Inc. Common Stock 60937P106 1205 10000 SH SOLE 10000 0 0 Phunware, Inc. Common Stock 71948P100 970 692913 SH SOLE 692913 0 0 Domo, Inc. Common Stock 257554105 799 50000 SH SOLE 50000 0 0 Power Integrations, Inc. Common Stock 739276103 524 5799 SH SOLE 5799 0 0 Itron, Inc. Common Stock 465741106 412 5565 SH SOLE 5565 0 0 Fitbit, Inc. Common Stock 33812L102 381 100000 SH SOLE 100000 0 0 First Solar, Inc. Common Stock 336433107 290 5000 SH SOLE 5000 0 0 Honeywell International, Inc. Common Stock 438516106 267 1580 SH SOLE 1580 0 0 Koninklijke (Royal) Philips Electronics N.V. Common Stock 500472303 266 5770 SH SOLE 5770 0 0 SunPower Corp. - Class B Common Stock 867652406 219 19931 SH SOLE 19931 0 0 Quicklogic Common Stock 74837P108 211 600000 SH SOLE 600000 0 0 Aspen Aerogels, Inc. Common Stock 04523Y105 207 35000 SH SOLE 35000 0 0 United Technologies Corp. Common Stock 913017109 205 1500 SH SOLE 1500 0 0 ON Semiconductor Corp. Common Stock 682189105 192 10000 SH SOLE 10000 0 0 Covanta Holding Corp. Common Stock 22282e102 173 10000 SH SOLE 10000 0 0 Net 1 UEPS Technologies, Inc. Common Stock 64107N206 107 30000 SH SOLE 30000 0 0 Vivint Solar, Inc. Common Stock 92854Q106 78 12000 SH SOLE 12000 0 0 Curaleaf Holdings, Inc. Common Stock 23126M102 54 10000 SH SOLE 10000 0 0 Orion Energy Systems, Inc. Common Stock 686275108 40 14000 SH SOLE 14000 0 0 Sunedision, Inc. Common Stock 86732Y109 0 21130 SH SOLE 21130 0 0