0001398344-17-014632.txt : 20171114 0001398344-17-014632.hdr.sgml : 20171114 20171114112521 ACCESSION NUMBER: 0001398344-17-014632 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Firsthand Capital Management, Inc. CENTRAL INDEX KEY: 0001476179 IRS NUMBER: 270416642 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13609 FILM NUMBER: 171199388 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BLVD. STREET 2: SUITE 1250 CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 408-624-9530 MAIL ADDRESS: STREET 1: 150 ALMADEN BLVD. STREET 2: SUITE 1250 CITY: SAN JOSE STATE: CA ZIP: 95113 FORMER COMPANY: FORMER CONFORMED NAME: SiVest Group, Inc. DATE OF NAME CHANGE: 20091104 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001476179 XXXXXXXX 09-30-2017 09-30-2017 false Firsthand Capital Management, Inc.

150 Almaden Blvd. Suite 1250 San Jose CA 95113

13F HOLDINGS REPORT 028-13609 N Kevin M. Landis 408-886-7096 /s/ Kevin M. Landis San Jose CA 11-13-2017 0 49 112627 INFORMATION TABLE 2 fp0029171_13fhr-table.xml 13F INFORMATION TABLE Nutanix, Inc. Common Stock 67059N108 15892 709772 SH SOLE 709772 0 0 Arista Networks, Inc. Common Stock 040413106 13273 70000 SH SOLE 70000 0 0 Facebook, Inc. Common Stock 30303M102 7686 45000 SH SOLE 45000 0 0 Alibaba Group Holding Limited Common Stock 01609W102 6908 40000 SH SOLE 40000 0 0 Roku, Inc Common Stock 77543R102 6635 250000 SH SOLE 250000 0 0 Netflix, Inc. Common Stock 64110L106 6347 35000 SH SOLE 35000 0 0 Amazon.com, Inc. Common Stock 023135106 4807 5000 SH SOLE 5000 0 0 Equinix, Inc. Common Stock 29444U700 4475 10027 SH SOLE 10027 0 0 Alphabet, Inc. Common Stock 02079K107 4331 4516 SH SOLE 4516 0 0 Workday, Inc. Common Stock 98138H101 4216 40000 SH SOLE 40000 0 0 Baidu.com, Inc. Common Stock 056752108 3715 15000 SH SOLE 15000 0 0 Tesla Motors, Inc. Common Stock 88160R101 3616 10600 SH SOLE 10600 0 0 Sunrun, Inc. Common Stock 86771W105 2941 529820 SH SOLE 529820 0 0 Palo Alto Networks, Inc. Common Stock 697435105 2882 20000 SH SOLE 20000 0 0 Adobe Systems, Inc. Common Stock 00724F101 2238 15000 SH SOLE 15000 0 0 Ambarella, Inc. Common Stock G037AX101 1960 40000 SH SOLE 40000 0 0 PayPal Holdings, Inc. Common Stock 70450Y103 1921 30000 SH SOLE 30000 0 0 Quicklogic Common Stock 74837P108 1848 1100000 SH SOLE 1100000 0 0 Sina Corp. Common Stock G81477104 1720 15000 SH SOLE 15000 0 0 Pure Storage, Inc. Common Stock 74624M102 1599 100000 SH SOLE 100000 0 0 Pandora Media, Inc Common Stock 698354107 1540 200000 SH SOLE 200000 0 0 Twitter, Inc. Common Stock 90184L102 1350 80000 SH SOLE 80000 0 0 SoftBank Group Corp. Common Stock 83404D109 1220 30000 SH SOLE 30000 0 0 Twilio, Inc. Common Stock 90138F102 1194 40000 SH SOLE 40000 0 0 MaxLinear, Inc. Common Stock 57776J100 1188 50000 SH SOLE 50000 0 0 Illinois Tool Works Inc. Common Stock 452308109 740 5000 SH SOLE 5000 0 0 Fitbit, Inc. Common Stock 33812L102 696 100000 SH SOLE 100000 0 0 Apple, Inc. Common Stock 037833100 694 4500 SH SOLE 4500 0 0 Gogo Inc. Common Stock 38046C109 591 50000 SH SOLE 50000 0 0 Itron, Inc. Common Stock 465741106 431 5565 SH SOLE 5565 0 0 Power Integrations, Inc. Common Stock 739276103 424 5799 SH SOLE 5799 0 0 Guidewire Software, Inc. Common Stock 40171V100 389 5000 SH SOLE 5000 0 0 Cloudera, Inc. Common Stock 18914U100 332 20000 SH SOLE 20000 0 0 First Solar, Inc. Common Stock 336433107 321 7000 SH SOLE 7000 0 0 SolarEdge Technologies, Inc. Common Stock 83417M104 314 11000 SH SOLE 11000 0 0 Weibo Corporation Common Stock 948596101 297 3000 SH SOLE 3000 0 0 TerraForm Power, Inc. Common Stock 88104R100 264 20000 SH SOLE 20000 0 0 Koninklijke (Royal) Philips Electronics N.V. Common Stock 500472303 238 5770 SH SOLE 5770 0 0 Cree, Inc. Common Stock 225447101 226 8000 SH SOLE 8000 0 0 Honeywell International, Inc. Common Stock 438516106 224 1580 SH SOLE 1580 0 0 3M Co. Common Stock 88579Y101 210 1000 SH SOLE 1000 0 0 Aspen Aerogels, Inc. Common Stock 04523Y105 152 35000 SH SOLE 35000 0 0 Covanta Holding Corp. Common Stock 22282e102 149 10000 SH SOLE 10000 0 0 SunPower Corp. - Class B Common Stock 867652406 145 19931 SH SOLE 19931 0 0 Intevac, Inc. Common Stock 461148108 134 15800 SH SOLE 15800 0 0 JA Solar Holdings Co Ltd. Common Stock 466090206 99 13000 SH SOLE 13000 0 0 Vivint Solar, Inc. Common Stock 92854Q106 41 12000 SH SOLE 12000 0 0 Orion Energy Systems, Inc. Common Stock 686275108 16 14000 SH SOLE 14000 0 0 Sunedision, Inc. Common Stock 86732Y109 0 21130 SH SOLE 21130 0 0