0001398344-16-010010.txt : 20160216 0001398344-16-010010.hdr.sgml : 20160215 20160216121457 ACCESSION NUMBER: 0001398344-16-010010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 EFFECTIVENESS DATE: 20160216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Firsthand Capital Management, Inc. CENTRAL INDEX KEY: 0001476179 IRS NUMBER: 270416642 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13609 FILM NUMBER: 161425264 BUSINESS ADDRESS: STREET 1: 150 ALMADEN BLVD. STREET 2: SUITE 1250 CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 408-624-9530 MAIL ADDRESS: STREET 1: 150 ALMADEN BLVD. STREET 2: SUITE 1250 CITY: SAN JOSE STATE: CA ZIP: 95113 FORMER COMPANY: FORMER CONFORMED NAME: SiVest Group, Inc. DATE OF NAME CHANGE: 20091104 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001476179 XXXXXXXX 12-31-2015 12-31-2015 false Firsthand Capital Management, Inc.

150 Almaden Blvd. Suite 1250 San Jose CA 95113

13F HOLDINGS REPORT 028-13609 N Kevin M. Landis 408-886-7096 /s/ Kevin M. Landis San Jose CA 02-12-2016 0 53 129619 INFORMATION TABLE 2 fp0018075_13fhr-table.xml 13F INFORMATION TABLE Mattson Technology, Inc. Common Stock 577223100 13343 3780000 SH SOLE 3780000 0 0 Sunrun, Inc. Common Stock Common Stock 86771W105 7943 674820 SH SOLE 674820 0 0 InvenSense, Inc. Common Stock 46123D205 7161 700000 SH SOLE 700000 0 0 Facebook, Inc. Common Stock 30303M102 6280 60000 SH SOLE 60000 0 0 Apple, Inc. Common Stock 037833100 6052 57500 SH SOLE 57500 0 0 Arista Networks, Inc. Common Stock 040413106 5838 75000 SH SOLE 75000 0 0 Lam Research Common Stock 512807108 5162 65000 SH SOLE 65000 0 0 Alphabet, Inc. Common Stock 02079K107 4565 6016 SH SOLE 6016 0 0 Equinix, Inc. Common Stock 29444U700 4544 15027 SH SOLE 15027 0 0 Adobe Systems, Inc. Common Stock 00724F101 4227 45000 SH SOLE 45000 0 0 Netflix, Inc. Common Stock 64110L106 4003 35000 SH SOLE 35000 0 0 Skyworks Solutions, Inc. Common Stock 83088M102 3842 50000 SH SOLE 50000 0 0 Baidu.com, Inc. Common Stock 056752108 3781 20000 SH SOLE 20000 0 0 QUALCOMM, Inc. Common Stock 747525103 3749 75000 SH SOLE 75000 0 0 ARM Holdings, PLC Common Stock 042068106 3619 80000 SH SOLE 80000 0 0 Palo Alto Networks, Inc. Common Stock 697435105 3523 20000 SH SOLE 20000 0 0 Amazon.com, Inc. Common Stock 023135106 3379 5000 SH SOLE 5000 0 0 LinkedIn Corporation Common Stock 53578A108 3376 15000 SH SOLE 15000 0 0 Workday, Inc. Common Stock 98138H101 3187 40000 SH SOLE 40000 0 0 Ambarella, Inc. Common Stock B7KH3G6 2787 50000 SH SOLE 50000 0 0 Sina Corp. Common Stock 002579230 2717 55000 SH SOLE 55000 0 0 Pandora Media, Inc Common Stock 698354107 2682 200000 SH SOLE 200000 0 0 Twitter, Inc. Common Stock 90184L102 2314 100000 SH SOLE 100000 0 0 Rocket Fuel, Inc. Common Stock 773111109 2303 660000 SH SOLE 660000 0 0 Akamai Technologies, Inc. Common Stock 00971T101 2105 40000 SH SOLE 40000 0 0 Intuit, Inc. Common Stock 461202103 1930 20000 SH SOLE 20000 0 0 VMware, Inc. Common Stock 928563402 1697 30000 SH SOLE 30000 0 0 Exar Corp. Common Stock 300645108 1655 270000 SH SOLE 270000 0 0 Ruckus Wireless, Inc. Common Stock 781220108 1607 150000 SH SOLE 150000 0 0 Intevac, Inc. Common Stock 461148108 1223 259683 SH SOLE 259683 0 0 Rackspace Hosting, Inc. Common Stock 750086100 1013 40000 SH SOLE 40000 0 0 Gogo Inc. Common Stock 38046C109 890 50000 SH SOLE 50000 0 0 Yelp! Inc. Common Stock 985817105 864 30000 SH SOLE 30000 0 0 VeriFone Holdings, Inc. Common Stock 92342Y109 841 30000 SH SOLE 30000 0 0 First Solar, Inc. Common Stock 336433107 660 10000 SH SOLE 10000 0 0 SunPower Corp. - Class B Common Stock 867652406 598 19931 SH SOLE 19931 0 0 SolarCity Corporation Common Stock 83416T100 536 10500 SH SOLE 10500 0 0 Power Integrations, Inc. Common Stock 739276103 477 9799 SH SOLE 9799 0 0 Cree, Inc. Common Stock 225447101 400 15000 SH SOLE 15000 0 0 ABB LTD. Common Stock 000375204 319 18000 SH SOLE 18000 0 0 Koninklijke (Royal) Philips Electronics N.V. Common Stock 500472303 290 11378 SH SOLE 11378 0 0 Johnson Controls, Inc. Common Stock 478366107 284 7200 SH SOLE 7200 0 0 3M Co. Common Stock 88579Y101 271 1800 SH SOLE 1800 0 0 Praxair, Inc. Common Stock 74005P104 246 2400 SH SOLE 2400 0 0 Honeywell International, Inc. Common Stock 438516106 215 2080 SH SOLE 2080 0 0 Quanta Services, Inc. Common Stock 74762E102 203 10000 SH SOLE 10000 0 0 Itron, Inc. Common Stock 465741106 201 5565 SH SOLE 5565 0 0 Aspen Aerogels, Inc. Common Stock 04523Y105 182 30000 SH SOLE 30000 0 0 Covanta Holding Corp. Common Stock 22282e102 155 10000 SH SOLE 10000 0 0 JA Solar Holdings Co Ltd. Common Stock 466090206 126 13000 SH SOLE 13000 0 0 Vivint Solar, Inc. Common Stock 92854Q106 115 12000 SH SOLE 12000 0 0 Sunedision, Inc. Common Stock 86732Y109 108 21130 SH SOLE 21130 0 0 Orion Energy Systems, Inc. Common Stock 686275108 30 14000 SH SOLE 14000 0 0