0001209191-20-063321.txt : 20201214
0001209191-20-063321.hdr.sgml : 20201214
20201214184935
ACCESSION NUMBER: 0001209191-20-063321
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201210
FILED AS OF DATE: 20201214
DATE AS OF CHANGE: 20201214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MORTON DAVID H JR
CENTRAL INDEX KEY: 0001476070
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38698
FILM NUMBER: 201387679
MAIL ADDRESS:
STREET 1: SEAGATE TECHNOLOGY
STREET 2: 920 DISC DRIVE
CITY: SCOTTS VALLEY
STATE: CA
ZIP: 95066
FORMER NAME:
FORMER CONFORMED NAME: MORTON DAVID H
DATE OF NAME CHANGE: 20091103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Anaplan, Inc.
CENTRAL INDEX KEY: 0001540755
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 270897861
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 50 HAWTHORNE STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-742-8199
MAIL ADDRESS:
STREET 1: 50 HAWTHORNE STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-12-10
0
0001540755
Anaplan, Inc.
PLAN
0001476070
MORTON DAVID H JR
50 HAWTHORNE STREET
SAN FRANCISCO
CA
94105
0
1
0
0
Chief Financial Officer
Common Stock
2020-12-10
4
M
0
59375
A
97556
D
Common Stock
2020-12-11
4
S
0
31155
67.1658
D
66401
D
Common Stock
2020-12-10
4
M
0
3664
A
70065
D
Common Stock
2020-12-11
4
S
0
1923
67.161
D
68142
D
Common Stock
2020-12-10
4
M
0
2860
A
71002
D
Common Stock
2020-12-11
4
S
0
1501
67.165
D
69501
D
Restricted Stock Units
2020-12-10
4
M
0
59375
0.00
D
Common Stock
59375
415625
D
Restricted Stock Units
2020-12-10
4
M
0
3664
0.00
D
Common Stock
3664
36640
D
Restricted Stock Units
2020-12-10
4
M
0
2860
0.00
D
Common Stock
2860
37187
D
The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs first vested on September 10, 2019, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $67.14 to $67.925, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs first vested on December 10, 2019, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $67.14 to $67.557, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $67.14 to $67.6394, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
/s/ Gary Spiegel, Attorney-in-Fact
2020-12-14