0001209191-20-063321.txt : 20201214 0001209191-20-063321.hdr.sgml : 20201214 20201214184935 ACCESSION NUMBER: 0001209191-20-063321 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201210 FILED AS OF DATE: 20201214 DATE AS OF CHANGE: 20201214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORTON DAVID H JR CENTRAL INDEX KEY: 0001476070 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38698 FILM NUMBER: 201387679 MAIL ADDRESS: STREET 1: SEAGATE TECHNOLOGY STREET 2: 920 DISC DRIVE CITY: SCOTTS VALLEY STATE: CA ZIP: 95066 FORMER NAME: FORMER CONFORMED NAME: MORTON DAVID H DATE OF NAME CHANGE: 20091103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Anaplan, Inc. CENTRAL INDEX KEY: 0001540755 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 270897861 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-742-8199 MAIL ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-10 0 0001540755 Anaplan, Inc. PLAN 0001476070 MORTON DAVID H JR 50 HAWTHORNE STREET SAN FRANCISCO CA 94105 0 1 0 0 Chief Financial Officer Common Stock 2020-12-10 4 M 0 59375 A 97556 D Common Stock 2020-12-11 4 S 0 31155 67.1658 D 66401 D Common Stock 2020-12-10 4 M 0 3664 A 70065 D Common Stock 2020-12-11 4 S 0 1923 67.161 D 68142 D Common Stock 2020-12-10 4 M 0 2860 A 71002 D Common Stock 2020-12-11 4 S 0 1501 67.165 D 69501 D Restricted Stock Units 2020-12-10 4 M 0 59375 0.00 D Common Stock 59375 415625 D Restricted Stock Units 2020-12-10 4 M 0 3664 0.00 D Common Stock 3664 36640 D Restricted Stock Units 2020-12-10 4 M 0 2860 0.00 D Common Stock 2860 37187 D The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs first vested on September 10, 2019, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction. The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $67.14 to $67.925, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs first vested on December 10, 2019, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $67.14 to $67.557, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $67.14 to $67.6394, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. /s/ Gary Spiegel, Attorney-in-Fact 2020-12-14