-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OuMa/zAGyqkWHVG6xTr7VDhHNaVj8Ih+H50gYrBpRw3rG9ePtpPyhkAaDaCuB3Ql J1QiwL2rbvMwXRsa6H1Hyw== 0001209191-10-059398.txt : 20101209 0001209191-10-059398.hdr.sgml : 20101209 20101209164519 ACCESSION NUMBER: 0001209191-10-059398 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101123 FILED AS OF DATE: 20101209 DATE AS OF CHANGE: 20101209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moulton John Henry CENTRAL INDEX KEY: 0001506693 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53915 FILM NUMBER: 101242753 MAIL ADDRESS: STREET 1: 555 THEODORE FREMD AVENUE STREET 2: SUITE C207 CITY: RYE STATE: NY ZIP: 10580 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NYTEX Energy Holdings, Inc. CENTRAL INDEX KEY: 0001475899 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 841080045 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 12222 MERIT DRIVE, SUITE 1850 CITY: DALLAS STATE: TX ZIP: 75251 BUSINESS PHONE: 972-770-4700 MAIL ADDRESS: STREET 1: 12222 MERIT DRIVE, SUITE 1850 CITY: DALLAS STATE: TX ZIP: 75251 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FLINN LAWRENCE JR CENTRAL INDEX KEY: 0000937756 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53915 FILM NUMBER: 101242752 MAIL ADDRESS: STREET 1: 411 WEST PUTNAM AVE STREET 2: SUITE 305 CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WayPoint Nytex, LLC CENTRAL INDEX KEY: 0001506996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53915 FILM NUMBER: 101242756 BUSINESS ADDRESS: STREET 1: 555 THEODORE FREMD AVENUE STREET 2: SUITE C207 CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 914-417-6960 MAIL ADDRESS: STREET 1: 555 THEODORE FREMD AVENUE STREET 2: SUITE C207 CITY: RYE STATE: NY ZIP: 10580 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WayPoint Carry Company, LLC CENTRAL INDEX KEY: 0001506997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53915 FILM NUMBER: 101242754 BUSINESS ADDRESS: STREET 1: 555 THEODORE FREMD AVENUE STREET 2: SUITE C207 CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 914-417-6960 MAIL ADDRESS: STREET 1: 555 THEODORE FREMD AVENUE STREET 2: SUITE C207 CITY: RYE STATE: NY ZIP: 10580 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WayPoint Investment Company, LLC CENTRAL INDEX KEY: 0001507040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53915 FILM NUMBER: 101242755 BUSINESS ADDRESS: STREET 1: 555 THEODORE FREMD AVENUE STREET 2: SUITE C207 CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 914-417-6960 MAIL ADDRESS: STREET 1: 555 THEODORE FREMD AVENUE STREET 2: SUITE C207 CITY: RYE STATE: NY ZIP: 10580 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LFJR LLC CENTRAL INDEX KEY: 0001507469 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53915 FILM NUMBER: 101242757 BUSINESS ADDRESS: STREET 1: 555 THEODORE FREMD AVENUE, SUITE C-207 CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: (914) 417-6960 MAIL ADDRESS: STREET 1: 555 THEODORE FREMD AVENUE, SUITE C-207 CITY: RYE STATE: NY ZIP: 10580 3 1 c09307_3x0.xml MAIN DOCUMENT DESCRIPTION X0203 3 2010-11-23 0 0001475899 NYTEX Energy Holdings, Inc. N/A 0001506996 WayPoint Nytex, LLC 555 THEODORE FREMD AVENUE SUITE C207 RYE NY 10580 1 0 1 0 0001507040 WayPoint Investment Company, LLC 555 THEODORE FREMD AVENUE SUITE C207 RYE NY 10580 1 0 1 0 0001506997 WayPoint Carry Company, LLC 555 THEODORE FREMD AVENUE SUITE C207 RYE NY 10580 1 0 1 0 0001506693 Moulton John Henry 555 THEODORE FREMD AVENUE SUITE C207 RYE NY 10580 1 0 1 0 0000937756 FLINN LAWRENCE JR 555 THEODORE FREMD AVENUE SUITE C207 RYE NY 10580 1 0 1 0 0001507469 LFJR LLC 555 THEODORE FREMD AVENUE SUITE C207 RYE NY 10580 1 0 1 0 Warrant .01 2010-11-23 2020-11-23 Common Stock, par value $0.001 19809245 I Through exercise of presently exercisable warrant The Reporting Persons hold a warrant to purchase 19,809,245 shares of the Common Stock, par value $0.001 per share of NYTEX Holdings, Inc. (the "Warrant"). The Warrant is exercisable at any time and is subject to adjustment such that the Warrant is at all times exercisable for up to 35% of the outstanding shares of Common Stock of the Issuer, measured at the time of exercise of such warrant. The Warrant is held by WayPoint Nytex, LLC. The warrant may also be deemed to be indirectly beneficially owned by (i) WayPoint Investment Company, LLC, which is the sole member of WayPoint Nytex, LLC, (ii) WayPoint Carry Company, LLC, which is the managing member of WayPoint Investment Company, LLC; (iii) John Henry Moulton, who is the managing member of WayPoint Carry Company, LLC; (iv) LFJr LLC, which is a member of, and has certain rights to control, WayPoint Investment Company, LLC and (v) Lawrence Flinn, Jr., who is the sole member of LFJr LLC. WAYPOINT NYTEX, LLC By: WayPoint Investment Company, LLC, its sole member By: WayPoint Carry Company, LLC, its managing member By: /s/ John Henry Moulton John Henry Moulton, Managing Member 2010-12-09 WAYPOINT INVESTMENT COMPANY, LLC By: WayPoint Carry Company, LLC, its managing member By: /s/ John Henry Moulton John Henry Moulton, Managing Member 2010-12-09 WAYPOINT CARRY COMPANY, LLC By: /s/ John Henry Moulton John Henry Moulton, Managing Member 2010-12-09 JOHN HENRY MOULTON By: /s/ John Henry Moulton John Henry Moulton 2010-12-09 LFJr LLC By: Lawrence Flinn, Jr., its Sole Member By: /s/ Lawrence Flinn, Jr. 2010-12-09 Lawrence Flinn, Jr. By: /s/ Lawrence Flinn, Jr. 2010-12-09 -----END PRIVACY-ENHANCED MESSAGE-----