0001179110-19-002907.txt : 20190301 0001179110-19-002907.hdr.sgml : 20190301 20190301164926 ACCESSION NUMBER: 0001179110-19-002907 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190227 FILED AS OF DATE: 20190301 DATE AS OF CHANGE: 20190301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newfield Richard U Jr. CENTRAL INDEX KEY: 0001558035 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35654 FILM NUMBER: 19650213 MAIL ADDRESS: STREET 1: 5570 DTC PARKWAY CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: National Bank Holdings Corp CENTRAL INDEX KEY: 0001475841 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 270563799 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7800 EAST ORCHARD ROAD STREET 2: SUITE 300 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 720-529-3336 MAIL ADDRESS: STREET 1: 7800 EAST ORCHARD ROAD STREET 2: SUITE 300 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 FORMER COMPANY: FORMER CONFORMED NAME: NBH Holdings Corp. DATE OF NAME CHANGE: 20091030 4 1 edgar.xml FORM 4 - X0306 4 2019-02-27 0 0001475841 National Bank Holdings Corp NBHC 0001558035 Newfield Richard U Jr. 7800 EAST ORCHARD ROAD, SUITE 300 GREENWOOD VILLAGE CO 80111 0 1 0 0 Chief Risk Mngmt Officer Common Stock 2019-02-27 4 M 0 40535 20 A 143673 D Common Stock 2019-02-27 4 S 0 40535 35.9650 D 103138 D Common Stock 2019-02-28 4 M 0 9465 20 A 112603 D Common Stock 2019-02-28 4 S 0 9465 36.0638 D 103138 D Employee Stock Option (Right to Buy) 20.00 2019-02-27 4 M 0 40535 0 D 2021-01-25 Common Stock 40535 59465 D Employee Stock Option (Right to Buy) 20.00 2019-02-28 4 M 0 9465 0 D 2021-01-25 Common Stock 9465 50000 D Includes 329 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2018. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.75 to $36.15, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.94 to $36.18, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Time-vested stock option award. Stock options vested in equal installments on October 21, 2011, and October 21, 2012. /s/ Richard U. Newfield, Jr. 2019-03-01