0001085146-24-005478.txt : 20241108 0001085146-24-005478.hdr.sgml : 20241108 20241108170516 ACCESSION NUMBER: 0001085146-24-005478 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240930 FILED AS OF DATE: 20241108 DATE AS OF CHANGE: 20241108 EFFECTIVENESS DATE: 20241108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cowen Investment Management LLC CENTRAL INDEX KEY: 0001475770 ORGANIZATION NAME: IRS NUMBER: 270423711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13626 FILM NUMBER: 241441668 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 845 7900 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Ramius LLC DATE OF NAME CHANGE: 20091102 FORMER COMPANY: FORMER CONFORMED NAME: Park Exchange LLC DATE OF NAME CHANGE: 20091030 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001475770 XXXXXXXX 09-30-2024 09-30-2024 false Cowen Investment Management LLC

599 LEXINGTON AVENUE, 20TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-13626 Y Cowen Investment Management LLC and its affiliates ("Cowen") may be deemed to be ultimately controlled by Toronto-Dominion Bank and its affiliates ("TD"), by virtue of their corporate relationship. Neither TD nor Cowen share information with one another related to their investments, with certain exceptions. However, under Section 13(f) of the Securities Exchange Act 1934, as amended, and the rules promulgated thereunder, TD may be deemed to have shared investment discretion with Cowen over the securities managed by Cowen. John Holmes 646-562-1866 /s/ John Holmes New York NY 11-08-2024 0 3 22444738 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE HERTZ GLOBAL HLDGS INC *W EXP 06/30/205 42806J148 8451990 3859356 SH DFND 3859356 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 13794091 4421183 SH DFND 4421183 0 0 STEEL CONNECT INC COM 858098205 198657 18830 SH DFND 18830 0 0