0001085146-24-004358.txt : 20240829
0001085146-24-004358.hdr.sgml : 20240829
20240829094805
ACCESSION NUMBER: 0001085146-24-004358
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20240630
FILED AS OF DATE: 20240829
DATE AS OF CHANGE: 20240829
EFFECTIVENESS DATE: 20240829
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cowen Investment Management LLC
CENTRAL INDEX KEY: 0001475770
ORGANIZATION NAME:
IRS NUMBER: 270423711
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13626
FILM NUMBER: 241259474
BUSINESS ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212 845 7900
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Ramius LLC
DATE OF NAME CHANGE: 20091102
FORMER COMPANY:
FORMER CONFORMED NAME: Park Exchange LLC
DATE OF NAME CHANGE: 20091030
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001475770
XXXXXXXX
06-30-2024
06-30-2024
false
Cowen Investment Management LLC
599 LEXINGTON AVENUE, 20TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-13626
Y
Cowen Investment Management LLC and its affiliates ("Cowen") may be deemed to be ultimately controlled by Toronto-Dominion Bank and its affiliates ("TD"), by virtue of their corporate relationship. Neither TD nor Cowen share information with one another related to their investments, with certain exceptions. However, under Section 13(f) of the Securities Exchange Act 1934, as amended, and the rules promulgated thereunder, TD may be deemed to have shared investment discretion with Cowen over the securities managed by Cowen.
John Holmes
Chief Operating Officer
646-562-1866
/s/ John Holmes
New York
NY
08-29-2024
0
5
66309430
false
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
HERTZ GLOBAL HLDGS INC
*W EXP 06/30/205
42806J148
9504422
3879356
SH
DFND
3879356
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
219280
4000
SH
DFND
4000
0
0
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
12069830
4421183
SH
DFND
4421183
0
0
STEEL CONNECT INC
COM
858098205
241777
18830
SH
DFND
18830
0
0
SUMITOMO MITSUI FINL GROUP I
SPONSORED ADR
86562M209
44274121
3301575
SH
DFND
3301575
0
0