0001085146-22-000840.txt : 20220211
0001085146-22-000840.hdr.sgml : 20220211
20220211115827
ACCESSION NUMBER: 0001085146-22-000840
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20211231
FILED AS OF DATE: 20220211
DATE AS OF CHANGE: 20220211
EFFECTIVENESS DATE: 20220211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cowen Investment Management LLC
CENTRAL INDEX KEY: 0001475770
IRS NUMBER: 270423711
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13626
FILM NUMBER: 22618245
BUSINESS ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212 845 7900
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Ramius LLC
DATE OF NAME CHANGE: 20091102
FORMER COMPANY:
FORMER CONFORMED NAME: Park Exchange LLC
DATE OF NAME CHANGE: 20091030
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001475770
XXXXXXXX
12-31-2021
12-31-2021
false
Cowen Investment Management LLC
599 LEXINGTON AVENUE, 20TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-13626
N
Andrea JS Sayago
Chief Compliance Officer
212-201-4829
/s/ Andrea JS Sayago
New York
NY
02-11-2022
0
243
463915
false
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
5 01 ACQUISITION CORP
COM CL A
33836P105
690
70000
SH
DFND
70000
0
0
51JOB INC
SPONSORED ADS
316827104
245
5000
SH
DFND
5000
0
0
ABG ACQUISITION CORP I
CL A SHS
G00496102
3423
350000
SH
DFND
350000
0
0
ACCELERATE ACQUISITION CORP
UNIT 99/99/9999
00439D201
996
100000
SH
DFND
100000
0
0
ACE CONVERGENCE ACQU CORP
CL A
G0083D120
1992
200000
SH
DFND
200000
0
0
ADARA ACQUISITION CORP
UNIT 99/99/9999
00653H201
502
50000
SH
DFND
50000
0
0
ADIT EDTECH ACQUISITION CORP
UNIT 99/99/9999
007024201
1022
100000
SH
DFND
100000
0
0
AEQUI ACQUISITION CORP
UNIT 11/30/2027
00775W201
3507
350000
SH
DFND
350000
0
0
AF ACQUISITION CORP
UNIT 03/23/2028
001040203
993
100000
SH
DFND
100000
0
0
AFRICAN GOLD ACQUISITION COR
UNIT 99/99/9999
G0112R116
504
50000
SH
DFND
50000
0
0
AGRICO ACQUISITION CORP
CLASS A ORD SHS
G41089106
1055
105000
SH
DFND
105000
0
0
AMCI ACQUISITION CORP II
UNIT 03/24/2026
00166R209
1562
150000
SH
DFND
150000
0
0
ANTHEMIS DIGITAL ACQUISITION
UNIT 10/18/2026
G03959122
507
50000
SH
DFND
50000
0
0
ANZU SPECIAL ACQUISITIN CORP
UNIT 01/27/2026
03737A200
498
50000
SH
DFND
50000
0
0
AP ACQUISITION CORP
UNIT 99/99/9999
G04058122
1013
100000
SH
DFND
100000
0
0
APOLLO STRATEGIC GROWTH CAPT
SHS CL A
G0411R106
740
75000
SH
DFND
75000
0
0
APOLLO STRATEGIC GRWT CPTL I
*W EXP 02/12/202
G0412A128
95
100000
SH
DFND
100000
0
0
APOLLO STRATEGIC GRWT CPTL I
UNIT 99/99/9999
G0412A110
498
50000
SH
DFND
50000
0
0
ARCLIGHT CLEAN TRANSITION II
CLASS A ORD SHS
G0R21B104
499
50000
SH
DFND
50000
0
0
ARCTOS NORTHSTAR ACQUIS CORP
SHS CL A
G0477L100
977
100000
SH
DFND
100000
0
0
ARCTOS NORTHSTAR ACQUIS CORP
UNIT 99/99/9999
G0477L118
500
50000
SH
DFND
50000
0
0
ARES ACQUISITION CORPORATION
COM CL A
G33032106
974
100000
SH
DFND
100000
0
0
ARES ACQUISITION CORPORATION
UNIT 99/99/9999
G33032114
993
100000
SH
DFND
100000
0
0
ARGUS CAPITAL CORP
CLASS A COM
04026L105
990
100000
SH
DFND
100000
0
0
ARGUS CAPITAL CORP
UNIT 08/31/2028
04026L204
1011
100000
SH
DFND
100000
0
0
ARK ETF TR
INNOVATION ETF
00214Q104
34
10000
SH
Put
DFND
10000
0
0
ATHLON ACQUISITION CORP
UNIT 01/12/2026
04748A205
2505
250000
SH
DFND
250000
0
0
ATLANTIC AVE ACQUISITION COR
*W EXP 10/06/202
04906P119
149
297915
SH
DFND
297915
0
0
AURORA ACQUISITION CORP
CLASS A ORD SHS
G0698L103
495
50000
SH
DFND
50000
0
0
AUTHENTIC EQUITY ACQUISTN CO
UNIT 10/31/2027
G06607116
502
50000
SH
DFND
50000
0
0
BIG SKY GROWTH PARTNERS INC
UNIT 04/01/2026
08954L201
979
100000
SH
DFND
100000
0
0
BILANDER ACQUISITION CORP
UNIT 05/19/2026
09001T205
2010
200000
SH
DFND
200000
0
0
BITE ACQUISITION CORP
UNIT 99/99/9999
09175K204
1490
150000
SH
DFND
150000
0
0
BLEUACACIA LTD
UNIT 10/30/2026
G11728121
4020
400000
SH
DFND
400000
0
0
BLOCKCHAIN MOON ACQUISITN CO
UNIT 10/14/2026
09370F208
421
40000
SH
DFND
40000
0
0
BLUE OCEAN ACQUISITION CORP
UNIT 12/02/2026
G1330L113
999
100000
SH
DFND
100000
0
0
BLUERIVER ACQUISITION CORP
UNIT 01/04/2026
G1261Q123
987
100000
SH
DFND
100000
0
0
BLUESCAPE OPPORTUNITIES ACQU
SHS
G1195N105
979
100000
SH
DFND
100000
0
0
BOA ACQUISITION CORP
UNIT 99/99/9999
05601A208
1002
100000
SH
DFND
100000
0
0
BREEZE HOLDINGS ACQUISITN CO
COM
106762107
408
40000
SH
DFND
40000
0
0
BULL HORN HLDGS CORP
SHS
G1686P106
500
50000
SH
DFND
50000
0
0
BURGUNDY TECHNOLOGY ACQU COR
CL A
G1702T116
501
50000
SH
DFND
50000
0
0
BYTE ACQUISITION CORP
CLASS A ORD SHS
G1R25Q105
1224
125000
SH
DFND
125000
0
0
CARNEY TECHNOLOGY ACQU CORP
UNIT 12/10/2025
143636207
850
85000
SH
DFND
85000
0
0
CC NEUBERGER PRINCIPAL HOLDN
UNIT 99/99/9999
G1992N118
2720
272041
SH
DFND
272041
0
0
CF ACQUISITION CORP IV
UNIT 12/31/2027
12520T201
397
40000
SH
DFND
40000
0
0
CHURCHILL CAPITAL CORP VI
UNIT 99/99/9999
17143W200
3486
350000
SH
DFND
350000
0
0
CHURCHILL CAPITAL CORP VII
COM CL A
17144M102
2458
250000
SH
DFND
250000
0
0
CHURCHILL CAPITAL CORP VII
UNIT 99/99/9999
17144M201
1002
100000
SH
DFND
100000
0
0
CIIG CAPITAL PARTNERS II INC
COM CL A
12561U109
987
100000
SH
DFND
100000
0
0
CITIC CAPITAL ACQUISITION CO
COM CL A
G21513109
751
75000
SH
DFND
75000
0
0
CLIMATE REAL IMPACT SLUTINS
COM CL A
187171103
488
50000
SH
DFND
50000
0
0
COLISEUM ACQUISITION CORP
UNIT 04/02/2028
G2263T115
2475
250000
SH
DFND
250000
0
0
COLOMBIER ACQUISITION CORP
UNIT 99/99/9999
19533H207
2453
250000
SH
DFND
250000
0
0
COMPASS DIGITAL ACQUISITN CO
UNIT 09/29/2026
G2476C115
988
100000
SH
DFND
100000
0
0
CONCORD ACQUISITION CORP III
UNIT 99/99/9999
20607V205
510
50000
SH
DFND
50000
0
0
CORSAIR PARTNERING CORP
UNIT 99/99/9999
G2540H124
1000
100000
SH
DFND
100000
0
0
CRIXUS BH3 ACQUISITION CO
UNIT 10/04/2026
22677T201
1990
200000
SH
DFND
200000
0
0
CRUCIBLE ACQUISITION CORP
COM CL A
22877P108
487
50000
SH
DFND
50000
0
0
DELWINDS INS ACQUISITION COR
UNIT 99/99/9999
24803C201
1518
150000
SH
DFND
150000
0
0
DIAMONDHEAD HOLDINGS CORP
UNIT 01/21/2026
25278L204
394
40000
SH
DFND
40000
0
0
DIDI GLOBAL INC
SPONSORED ADS
23292E108
55
10000
SH
Put
DFND
10000
0
0
DPCM CAP INC
COM CL A
23344P101
982
100000
SH
DFND
100000
0
0
DRAGONEER GROWTH OPT CORP II
CL A SHS
G28315102
2443
250000
SH
DFND
250000
0
0
DUNE ACQUISITION CORP
COM CL A
265334102
495
50000
SH
DFND
50000
0
0
DYNAMICS SPECIAL PURPOSE COR
CLASS A COM
268010105
4930
500000
SH
DFND
500000
0
0
ECP ENVIRONMENTAL GW OPT COR
COM CL A
26829T100
986
100000
SH
DFND
100000
0
0
EDOC ACQUISITION CORP
*W EXP 11/30/202
G4000A110
13
65000
SH
DFND
65000
0
0
EDOC ACQUISITION CORP
CL A
G4000A102
1021
100000
SH
DFND
100000
0
0
EDTECHX HOLDINGS ACQU CORP I
UNIT 08/31/2027
28139A201
1023
100000
SH
DFND
100000
0
0
ENTERPRISE 4.0 TEC ACQSTN CO
UNIT 10/14/2026
G3137C122
1011
100000
SH
DFND
100000
0
0
ENVIRONMENTAL IMPACT ACQU CO
COM CL A
29408N106
496
50000
SH
DFND
50000
0
0
EPIPHANY TECHNOLOGY ACQUISIT
UNIT 99/99/9999
29429X208
748
75000
SH
DFND
75000
0
0
EQ HEALTH ACQUISITION CORP
UNIT 02/02/2028
26886A200
3024
300000
SH
DFND
300000
0
0
EQUITY DISTR ACQUISITION COR
COM CL A
29465E106
1473
150000
SH
DFND
150000
0
0
EUCRATES BIOMEDICAL ACQU COR
SHS
G3141W106
1217
124726
SH
DFND
124726
0
0
EVO ACQUISITION CORP
COM CL A
30052G108
2425
250000
SH
DFND
250000
0
0
EXECUTIVE NETWORK PARTNERING
*W EXP 09/25/202
30158L118
21
31250
SH
DFND
31250
0
0
EXECUTIVE NETWORK PARTNERING
CL A
30158L100
2453
250000
SH
DFND
250000
0
0
FAR PEAK ACQUISITION CORP
*W EXP 12/07/202
G3312L111
1847
928277
SH
DFND
928277
0
0
FAST ACQUISITION CORP
COM CL A
311875108
508
50000
SH
DFND
50000
0
0
FAT PROJECTS ACQUISITION COR
CLASS A ORD SHS
G3400W102
976
100000
SH
DFND
100000
0
0
FIGURE ACQUISITION CORP I
COM CL A
302438106
980
100000
SH
DFND
100000
0
0
FINTECH ECOSYSTEM DEVE
UNIT 04/01/2026
318136207
1020
100000
SH
DFND
100000
0
0
FLAME ACQUISITION CORP
COM CL A
33850F108
729
75000
SH
DFND
75000
0
0
FLAME ACQUISITION CORP
UNIT 99/99/9999
33850F207
1503
150000
SH
DFND
150000
0
0
FOCUS IMPACT ACQUISITION COR
UNIT 10/28/2026
34417L208
503
50000
SH
DFND
50000
0
0
FORTISTAR SUSTAINABLE SOL CO
UNIT 01/14/2026
34962M205
1502
150000
SH
DFND
150000
0
0
FORTRESS CAPITAL ACQUISITION
UNIT 99/99/9999
G36427113
989
100000
SH
DFND
100000
0
0
FORTRESS VALUE ACQUISI CORP
UNIT 03/31/2028
34964K207
998
100000
SH
DFND
100000
0
0
FOXWAYNE ENTERPRIS AQSTN COR
UNIT 01/12/2026
35166L208
411
40000
SH
DFND
40000
0
0
FRANKLIN BSP RLTY TR INC
COMMON STOCK
35243J101
5183
346937
SH
DFND
346937
0
0
FRAZIER LIFESCIENCES ACQU CO
UNIT 12/09/2025
G3710A121
397
40000
SH
DFND
40000
0
0
FTAC HERA ACQUISITION CORP
UNIT 02/28/2026
G3728Y129
251
25000
SH
DFND
25000
0
0
FTAC PARNASSUS ACQUISITN COR
CLASS A COM
30319B108
984
100000
SH
DFND
100000
0
0
FTAC ZEUS ACQUISITION COR
UNIT 04/15/2026
30320F205
1000
100000
SH
DFND
100000
0
0
FUSION ACQUISITION CORP II
COM CL A
36118N102
970
100000
SH
DFND
100000
0
0
FUSION ACQUISITION CORP II
UNIT 02/29/2028
36118N201
1484
150000
SH
DFND
150000
0
0
G SQUARED ASCEND I INC
UNIT 99/99/9999
G4204R125
856
85000
SH
DFND
85000
0
0
GLADSTONE ACQUISITION CORP
UNIT 04/01/2024
37653T207
1017
100000
SH
DFND
100000
0
0
GLOBAL CONSUMER ACQUISITN CO
UNIT 05/21/2026
37892B207
405
40000
SH
DFND
40000
0
0
GLOBAL PARTNER ACQISTN CORP
UNIT 01/06/2026
G3934P110
985
100000
SH
DFND
100000
0
0
GLOBAL SYNERGY ACQUISIT CORP
UNIT 01/01/2024
G3934J114
2008
200000
SH
DFND
200000
0
0
GO ACQUISITION CORP
COM
362019101
984
100000
SH
DFND
100000
0
0
GO ACQUISITION CORP
UNIT 08/31/2027
362019200
416
40000
SH
DFND
40000
0
0
GOLDEN FALCON ACQUISITION CO
CL A
38102H109
978
100000
SH
DFND
100000
0
0
GORES HOLDINGS VII INC
UNIT 02/12/2028
38286T200
746
75000
SH
DFND
75000
0
0
GRAB HOLDINGS LIMITED
*W EXP 12/01/202
G4124C117
42
20000
SH
DFND
20000
0
0
GROWTH CAP ACQUISITION CORP
CL A
39986V107
1986
200000
SH
DFND
200000
0
0
H I G ACQUISITION CORP
COM CL A
G44898107
1467
150000
SH
DFND
150000
0
0
H I G ACQUISITION CORP
UNIT 99/99/9999
G44898115
300
30000
SH
DFND
30000
0
0
HEALTHCARE SERVICES ACQU COR
UNIT 11/18/2023
42227K203
746
75000
SH
DFND
75000
0
0
HELIX ACQUISITION CORP
COM CL A
G4444C102
1978
200000
SH
DFND
200000
0
0
HENNESSY CAPITAL INVS CORP V
COM CL A
42589T107
487
50000
SH
DFND
50000
0
0
HPX CORP
SHS CL A
G32219100
987
100000
SH
DFND
100000
0
0
HUDSON EXECUTIVE INVES III
UNIT 02/22/2026
44376L206
735
75000
SH
DFND
75000
0
0
HUDSON EXECUTIVE INVS CORP I
UNIT 01/31/2027
443760202
990
100000
SH
DFND
100000
0
0
ICONIC SPORTS ACQUISITION CO
UNIT 99/99/9999
G4712C123
2022
200000
SH
DFND
200000
0
0
INDEPENDENCE HOLDINGS CORP
CLASS A ORD SHS
G4761A101
1944
200000
SH
DFND
200000
0
0
INDEPENDENCE HOLDINGS CORP
UNIT 03/02/2026
G4761A119
1002
100000
SH
DFND
100000
0
0
INDUSTRIAL HUMAN CAPITAL INC
UNIT 99/99/9999
45617P203
1823
175000
SH
DFND
175000
0
0
INTERPRIVATE II ACQUISITION
UNIT 99/99/9999
46064Q207
989
100000
SH
DFND
100000
0
0
INTERPRIVATE III FINANCIAL P
COM CL A
46064R106
496
50000
SH
DFND
50000
0
0
INTERPRIVATE IV INFRATECH PR
UNIT 03/05/2026
46064T201
985
100000
SH
DFND
100000
0
0
ISLEWORTH HEALTHCARE ACQU CO
COM
46468P102
984
100000
SH
DFND
100000
0
0
ITHAX ACQUISITION CORP
UNIT 12/31/2027
G49775110
1005
100000
SH
DFND
100000
0
0
JACK CREEK INVESTMENT CORP
UNIT 10/01/2023
G4989X107
1500
150000
SH
DFND
150000
0
0
JATT ACQUISITION CORP
UNIT 99/99/9999
G50752115
1004
100000
SH
DFND
100000
0
0
JAWS MUSTANG ACQUISITION COR
SHS CL A
G50737108
3559
365000
SH
DFND
365000
0
0
JIYA ACQUISITION CORP
COM CL A
47760M102
586
60000
SH
DFND
60000
0
0
KAIROS ACQUISITION CORP
UNIT 99/99/9999
G52110122
750
75000
SH
DFND
75000
0
0
KHOSLA VENTURES ACQUISITION
CL A
482504107
1455
150000
SH
DFND
150000
0
0
KKR ACQUISITION HOLDING I CO
COM CLASS A
48253T109
2679
275000
SH
DFND
275000
0
0
KKR ACQUISITION HOLDING I CO
UNIT 99/99/9999
48253T208
1002
100000
SH
DFND
100000
0
0
KL ACQUISITION CORP
UNIT 99/99/9999
49837C208
743
75000
SH
DFND
75000
0
0
LAVA MEDTECH ACQUISITION COR
UNIT 10/21/2026
519345201
1008
100000
SH
DFND
100000
0
0
LAZARD GROWTH ACQUISITION CO
CL A ORD SHS
G54035103
973
100000
SH
DFND
100000
0
0
LAZARD GROWTH ACQUISITION CO
UNIT 99/99/9999
G54035129
990
100000
SH
DFND
100000
0
0
LDH GROWTH CORP I
CLASS A ORD SHS
G54094100
982
100000
SH
DFND
100000
0
0
LEO HLDGS CORP II
COM CL A
G5463R102
975
100000
SH
DFND
100000
0
0
LEO HLDGS CORP II
UNIT 99/99/9999
G5463R110
1494
150000
SH
DFND
150000
0
0
LIBERTY BROADBAND CORP
COM SER A
530307107
2455
15256
SH
DFND
15256
0
0
LIBERTY MEDIA ACQUISITION CO
COM SR A
53073L104
617
60038
SH
DFND
60038
0
0
LIBERTY MEDIA CORP DEL
COM C SIRIUSXM
531229607
2373
46664
SH
DFND
46664
0
0
LIBERTY RES ACQUISITION CORP
CLASS A COM
53118A105
989
100000
SH
DFND
100000
0
0
LIGHTJUMP ACQUISITION CORP
UNIT 01/06/2026
53228M205
1015
100000
SH
DFND
100000
0
0
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
11756
4610383
SH
DFND
4610383
0
0
LMF ACQUISITION OPPORTUNIT I
UNIT 99/99/9999
502015209
932
90000
SH
DFND
90000
0
0
LONGVIEW ACQUISITION CORP II
COM CL A
54319Q105
738
75000
SH
DFND
75000
0
0
MALACCA STRAITS ACQUISITION
COM CL A
G5859B117
1001
100000
SH
DFND
100000
0
0
MALLARD ACQUISITION CORP
UNIT 06/30/2027
561204207
762
75000
SH
DFND
75000
0
0
MAQUIA CAPITAL ACQUISITION C
CLASS A COM
56564V101
1004
100000
SH
DFND
100000
0
0
MASON INDUSTRIAL TECHNOLGY I
COM CL A
57520Y106
3172
325000
SH
DFND
325000
0
0
MASON INDUSTRIAL TECHNOLGY I
UNIT 99/99/9999
57520Y205
1000
100000
SH
DFND
100000
0
0
MEDICUS SCIENCES ACQUISITION
CL A SHS
G5960S108
1701
175000
SH
DFND
175000
0
0
MERIDA MERGER CORP I
*W EXP 11/07/202
58953M114
48
45385
SH
DFND
45385
0
0
MINORITY EQUALITY OPPORTUNIT
CLASS A COM
60436Q100
998
100000
SH
DFND
100000
0
0
MONUMENT CIRCLE ACQUISITN CO
UNIT 01/14/2026
61531M200
502
50000
SH
DFND
50000
0
0
MOUNTAIN CREST ACQSTN CORP I
COM
62402U107
746
75000
SH
DFND
75000
0
0
NIGHTDRAGON ACQUISITION CORP
UNIT 02/26/20266
65413D204
744
75000
SH
DFND
75000
0
0
NOBLE ROCK ACQUISITION CORP
UNIT 01/31/2028
G6546R127
2463
250000
SH
DFND
250000
0
0
NORTH ATLANTIC ACQUISITN COR
UNIT 10/20/2025
G66139117
1859
185000
SH
DFND
185000
0
0
NORTH MOUNTAIN MERGER CORP
COM CL A
661204107
3205
325000
SH
DFND
325000
0
0
NORTHERN LIGHTS ACQUISITN CO
UNIT 11/01/2027
66538L204
979
95000
SH
DFND
95000
0
0
NORTHVIEW ACQUISITION CORP
UNIT 99/99/9999
66718N202
1005
100000
SH
DFND
100000
0
0
OMEGA ALPHA SPAC
CL A
G6749V107
733
75000
SH
DFND
75000
0
0
ONE EQUITY PARTNERS OPEN WTR
UNIT 01/14/2026
68237L204
990
100000
SH
DFND
100000
0
0
OTR ACQUISITION CORP
UNIT 10/01/2025
67113Q204
520
50000
SH
DFND
50000
0
0
OYSTER ENTERPRISES ACQ CORP
UNIT 01/20/2026
69242M203
995
100000
SH
DFND
100000
0
0
PANACEA ACQUISITION CORP II
CL A SHS
G6882C106
485
50000
SH
DFND
50000
0
0
PEPPERLIME HEALTH ACQUSTN CO
UNIT 99/99/9999
G70021129
1018
100000
SH
DFND
100000
0
0
PERCEPTION CAPITAL CORP II
UNIT 10/25/2026
G7007D128
508
50000
SH
DFND
50000
0
0
PERSHING SQUARE TONTINE HLDG
COM CL A
71531R109
3944
200000
SH
DFND
200000
0
0
PMV CONSUMER ACQUISITION COR
COM
693486102
737
75000
SH
DFND
75000
0
0
POEMA GLOBAL HOLDINGS CORP
CL A SHS
G7154B107
494
50000
SH
DFND
50000
0
0
PONTEM CORPORATION
UNIT 99/99/9999
G71707114
1008
100000
SH
DFND
100000
0
0
POWERED BRANDS
UNIT 99/99/9999
G7209M124
992
100000
SH
DFND
100000
0
0
PRIME IMPACT ACQUISITION I
UNIT 10/01/2030
G61074111
450
45000
SH
DFND
45000
0
0
PRIVETERRA ACQUISITION CORP
UNIT 99/99/9999
74275N201
743
75000
SH
DFND
75000
0
0
PROGRESS ACQUISITION CORP
UNIT 12/25/2025
74327P204
999
100000
SH
DFND
100000
0
0
PROOF ACQUISITION CORP I
UNIT 99/99/9999
74349W203
1001
100000
SH
DFND
100000
0
0
PROPERTY SOLUTIONS ACQUISITI
UNIT 03/01/2026
74350A207
247
25000
SH
DFND
25000
0
0
PROTERRA INC
COM
74374T109
93374
10574685
SH
DFND
10574685
0
0
PYROPHYTE ACQUISITION CORP
UNIT 99/99/9999
G7308P119
1015
100000
SH
DFND
100000
0
0
RECHARGE ACQUISITION CORP
COM CL A
756229100
1238
125000
SH
DFND
125000
0
0
RIVERVIEW ACQUISITION CORP
UNIT 07/29/2026
769395203
2008
200000
SH
DFND
200000
0
0
RMG ACQUISITION CORP III
UNIT 02/08/2026
G76088114
249
25000
SH
DFND
25000
0
0
ROSS ACQUISITION CORP II
SHS CL A
G7641C106
1952
200000
SH
DFND
200000
0
0
ROTH CH ACQUISITION IV CO
COM
77867P104
1683
170000
SH
DFND
170000
0
0
ROYAL CARIBBEAN GROUP
COM
V7780T103
67
25000
SH
Put
DFND
25000
0
0
RXR ACQUISITION CORP
UNIT 01/01/2025
74981W206
248
25000
SH
DFND
25000
0
0
SCIENCE STRATEGIC ACQ ALPHA
UNIT 01/20/2026
808641203
988
100000
SH
DFND
100000
0
0
SCION TECH GROWTH I
UNIT 12/17/2025
G31067120
496
50000
SH
DFND
50000
0
0
SCP & CO HEALTHCARE ACQUSTN
UNIT 10/27/2025
784065203
1759
175000
SH
DFND
175000
0
0
SCVX CORP
COM
G79448208
500
50000
SH
DFND
50000
0
0
SEAPORT CALIBRE MATLS ACQUIS
UNIT 10/28/2026
812204204
502
50000
SH
DFND
50000
0
0
SENIOR CONNECT ACQUISITN COR
COM CL A
81723H108
1461
150000
SH
DFND
150000
0
0
SHELTER ACQUISITION CORP I
UNIT 02/25/2026
822821203
995
100000
SH
DFND
100000
0
0
SIMON PROPERTY GRP ACQ HOLDI
COM CL A
82880R103
1948
200000
SH
DFND
200000
0
0
SIRIUS XM HOLDINGS INC
COM
82968B103
4
100000
SH
Put
DFND
100000
0
0
SIRIUSPOINT LTD
COM
G8192H106
550
67613
SH
DFND
67613
0
0
SLAM CORP
UNIT 99/99/9999
G8210L113
2961
300000
SH
DFND
300000
0
0
SOCIAL LEVERAGE ACQUISN CORP
COM CL A
83363K102
2698
275000
SH
DFND
275000
0
0
SOFTWARE ACQUISITN GRP INC I
COM CL A
83407J103
1972
200000
SH
DFND
200000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
231
25000
SH
Put
DFND
25000
0
0
SPORTSMAP TECH ACQUISITIN CO
UNIT 09/01/2027
84921J207
1016
100000
SH
DFND
100000
0
0
SPORTSTEK ACQUISITION CORP
UNIT 02/16/2028
849196209
997
100000
SH
DFND
100000
0
0
SPRINGWATER SPL SITUATIONS C
UNIT 12/01/2027
85205U206
1003
100000
SH
DFND
100000
0
0
STEEL CONNECT INC
COM
858098106
185
132158
SH
DFND
132158
0
0
STONEBRIDGE ACQUISITION CORP
UNIT 04/11/2026
G85094111
1034
100000
SH
DFND
100000
0
0
SUMITOMO MITSUI FINL GROUP I
SPONSORED ADR
86562M209
70348
10360600
SH
DFND
10360600
0
0
SUPERNOVA PARTN ACQ CO III L
UNIT 99/99/9999
G8T90F110
495
50000
SH
DFND
50000
0
0
SUSTAINABLE DEVELP ACQU I CO
UNIT 02/04/2026
86934L202
1000
100000
SH
DFND
100000
0
0
SVF INVESTMENT CORP
CL A SHS
G8601L102
7028
700000
SH
DFND
700000
0
0
SVF INVESTMENT CORP 2
CL A SHS
G8601M100
495
50000
SH
DFND
50000
0
0
TAILWIND TWO ACQUISITION COR
SHS CL A
G86613109
989
100000
SH
DFND
100000
0
0
TCW SPECIAL PURPOSE ACQU COR
UNIT 99/99/9999
87301L205
990
100000
SH
DFND
100000
0
0
THUNDER BRIDGE CAP PRTNRS II
UNIT 02/15/2028
88605T209
1988
200000
SH
DFND
200000
0
0
TISHMAN SPEYER INNOVATION CO
UNIT 02/11/2026
88825H209
493
50000
SH
DFND
50000
0
0
TORTOISEECOFIN ACQUISITION C
UNIT 99/99/9999
G8956E208
1491
150000
SH
DFND
150000
0
0
TREBIA ACQUISITION CORP
COM CL A
G9027T109
996
100000
SH
DFND
100000
0
0
TREPONT ACQUISITION CORP I
SHS CL A
G9095M101
2495
250000
SH
DFND
250000
0
0
TWELVE SEAS INVESTMENT CO II
UNIT 99/99/9999
90118T205
497
50000
SH
DFND
50000
0
0
TWIN RIDGE CAPITAL ACQUIS CO
SHS CL A
G9151L104
969
100000
SH
DFND
100000
0
0
TWIN RIDGE CAPITAL ACQUIS CO
UNIT 99/99/9999
G9151L112
3458
350000
SH
DFND
350000
0
0
TZP STRATEGIES ACQUISTN CORP
UNIT 01/06/2026
G91595127
992
100000
SH
DFND
100000
0
0
VECTOIQ ACQUISITION CORP II
COM CL A
92244F109
974
100000
SH
DFND
100000
0
0
VECTOIQ ACQUISITION CORP II
UNIT 99/99/9999
92244F208
1985
200000
SH
DFND
200000
0
0
VEDANTA LIMITED
SPONSORED ADR
92242Y100
30
1822
SH
DFND
1822
0
0
VEDANTA LIMITED
SPONSORED ADR
92242Y100
529
91200
SH
Put
DFND
91200
0
0
VELOCITY ACQUISITION CORP
COM CL A
92259E104
1945
200000
SH
DFND
200000
0
0
VENTOUX CCM ACQUISITION CORP
COM
92280L101
2753
275000
SH
DFND
275000
0
0
VICKERS VANTAGE CORP I
UNIT 09/15/2027
G9440B123
1948
190000
SH
DFND
190000
0
0
VIRGIN GROUP ACQUISIT CORP I
UNIT 99/99/9999
G9460K110
1000
100000
SH
DFND
100000
0
0
VISTAS MEDIA ACQUISITION CO
COM CL A
92840T107
1017
100000
SH
DFND
100000
0
0
VIVEON HEALTH ACQUISITION CO
COMMON STOCK
92853V106
4509
450000
SH
DFND
450000
0
0
WARBURG PINCUS CAPTAL CORP I
SHS CL A
G9460M108
342
35000
SH
DFND
35000
0
0
WARBURG PINCUS CAPTAL CORP I
UNIT 99/99/9999
G9460M116
498
50000
SH
DFND
50000
0
0
WARBURG PINCUS CAPTAL CORP I
UNIT 99/99/9999
G9461D123
500
50000
SH
DFND
50000
0
0
WARRIOR TECHNOLOGIES ACQUI C
UNIT 03/31/2028
936273200
505
50000
SH
DFND
50000
0
0
WILLIAMS ROWLAND ACQUISITION
UNIT 99/99/9999
96951B201
1011
100000
SH
DFND
100000
0
0
WORLDWIDE WEBB ACQUISITION C
UNIT 10/20/2026
G97775129
998
100000
SH
DFND
100000
0
0
YELLOWSTONE ACQUISITION CO
COM CL A
98566K105
1526
150000
SH
DFND
150000
0
0