The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 8I ENTERPRISES ACQUISITION C | SHS | G2956M104 | 4,545 | 450,000 | SH | DFND | 450,000 | 0 | 0 | ||
| BANCO SANTANDER SA | ADR | 05964H105 | 2,013 | 856,479 | SH | DFND | 856,479 | 0 | 0 | ||
| BARCLAYS PLC | ADR | 06738E204 | 1,260 | 278,058 | SH | DFND | 278,058 | 0 | 0 | ||
| CHANGE HEALTHCARE INC | UNIT 99/99/9999 | 15912K209 | 238 | 5,800 | SH | DFND | 5,800 | 0 | 0 | ||
| COLLIER CREEK HOLDINGS | *W EXP 99/99/999 | G22707114 | 90 | 66,666 | SH | DFND | 66,666 | 0 | 0 | ||
| DIAMONDPEAK HLDGS COR | *W EXP 02/22/202 | 25280H118 | 180 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
| FAR PT ACQUISITION CORP | *W EXP 06/01/202 | 30734W117 | 54 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| FORUM MERGER II CORP | CL A | 34986F103 | 4,836 | 470,000 | SH | DFND | 470,000 | 0 | 0 | ||
| GREENVISION ACQUISITION CORP | UNIT 10/28/2024 | 39678G202 | 3,483 | 350,000 | SH | DFND | 350,000 | 0 | 0 | ||
| HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 7,280 | 259,900 | SH | DFND | 259,900 | 0 | 0 | ||
| ING GROEP N.V. | SPONSORED ADR | 456837103 | 104 | 20,155 | SH | DFND | 20,155 | 0 | 0 | ||
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 168 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 952 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 289 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 899 | 110,000 | SH | Put | DFND | 110,000 | 0 | 0 | |
| LEGACY ACQUISITION CORP | *W EXP 11/30/202 | 524643111 | 69 | 275,000 | SH | DFND | 275,000 | 0 | 0 | ||
| LEGACY ACQUISITION CORP | COM CL A | 524643103 | 1,556 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
| LEISURE ACQUISITION CORP | *W EXP 12/05/201 | 52539T115 | 12 | 68,500 | SH | DFND | 68,500 | 0 | 0 | ||
| LEISURE ACQUISITION CORP | COM | 52539T107 | 1,432 | 137,000 | SH | DFND | 137,000 | 0 | 0 | ||
| LIBERTY BROADBAND CORP | COM SER A | 530307107 | 17,946 | 167,719 | SH | DFND | 167,719 | 0 | 0 | ||
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 | 7,520 | 4,980,083 | SH | DFND | 4,980,083 | 0 | 0 | ||
| MEGALITH FINL ACQUISITION CO | CL A COM | 58518F109 | 617 | 60,000 | SH | DFND | 60,000 | 0 | 0 | ||
| MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 606822104 | 1,007 | 275,000 | SH | DFND | 275,000 | 0 | 0 | ||
| MIZUHO FINL GROUP INC | SPONSORED ADR | 60687Y109 | 4,576 | 1,980,850 | SH | DFND | 1,980,850 | 0 | 0 | ||
| MUDRICK CAP ACQUISITION CORP | *W EXP 02/12/202 | 624745113 | 44 | 125,000 | SH | DFND | 125,000 | 0 | 0 | ||
| NEBULA ACQUISITION CORP | *W EXP 03/12/202 | 629076118 | 34 | 33,333 | SH | DFND | 33,333 | 0 | 0 | ||
| NOKIA CORP | SPONSORED ADR | 654902204 | 1,009 | 325,356 | SH | DFND | 325,356 | 0 | 0 | ||
| PEARSON PLC | SPONSORED ADR | 705015105 | 689 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| PROPTECH ACQUISITION CORP | *W EXP 05/26/202 | 74349F119 | 105 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
| PURE ACQUISITION CORP | CL A | 74621Q106 | 48,315 | 4,650,143 | SH | DFND | 4,650,143 | 0 | 0 | ||
| RESTORBIO INC | COM | 76133L103 | 100 | 96,950 | SH | DFND | 96,950 | 0 | 0 | ||
| SILVER SPIKE ACQUISITION COR | *W EXP 08/02/202 | G8136L114 | 39 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| SOUTH MTN MERGER CORP | *W EXP 06/20/202 | 838884112 | 141 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
| SPARTAN ENERGY ACQUISITION C | UNIT 99/99/9999 | 846784114 | 5,513 | 525,000 | SH | DFND | 525,000 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 773 | 3,000 | SH | DFND | 3,000 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 314 | 20,000 | SH | Put | DFND | 20,000 | 0 | 0 | |
| SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 86562M209 | 52,690 | 11,000,000 | SH | DFND | 11,000,000 | 0 | 0 | ||
| TENZING ACQUISITION CORP | ORD SHS | G8708A116 | 722 | 68,600 | SH | DFND | 68,600 | 0 | 0 | ||
| TOTTENHAM ACQUISITION I LTD | SHS | G8959N106 | 1,457 | 138,807 | SH | DFND | 138,807 | 0 | 0 | ||
| TRIDENT ACQUISITIONS CORP | *W EXP 05/09/202 | 89615T114 | 15 | 154,300 | SH | DFND | 154,300 | 0 | 0 | ||
| YATRA ONLINE INC | ORD SHS | G98338109 | 1,319 | 1,280,906 | SH | DFND | 1,280,906 | 0 | 0 | ||