0001140361-23-001105.txt : 20230109
0001140361-23-001105.hdr.sgml : 20230109
20230109192445
ACCESSION NUMBER: 0001140361-23-001105
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230105
FILED AS OF DATE: 20230109
DATE AS OF CHANGE: 20230109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hugar James H
CENTRAL INDEX KEY: 0001475698
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39832
FILM NUMBER: 23519423
MAIL ADDRESS:
STREET 1: C/O VITESSE SEMICONDUCTOR CORPORATION
STREET 2: 4721 CALLE CARGA
CITY: CAMARILLO
STATE: CA
ZIP: 93012
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Great Elm Group, Inc.
CENTRAL INDEX KEY: 0001831096
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 853622015
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 800 SOUTH STREET, SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
BUSINESS PHONE: (617) 375-3006
MAIL ADDRESS:
STREET 1: 800 SOUTH STREET, SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
4
1
form4.xml
X0306
4
2023-01-05
0001831096
Great Elm Group, Inc.
GEG
0001475698
Hugar James H
C/O GREAT ELM GROUP, INC.
800 SOUTH STREET, SUITE 230
WALTHAM
MA
02453
true
Common Stock
2023-01-05
4
A
0
29412
0
A
195953
D
Common Stock
2023-01-05
4
A
0
42986
0
A
238939
D
The Reporting Person was awarded 29,412 shares of restricted stock, which vest in equal monthly installments on the end of each month beginning on January 31, 2023 through December 31, 2023, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG").
The Reporting Person was awarded 42,986 shares of restricted stock, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2023 through December 31, 2023, contingent upon continued service as a member of the board of directors of GEG.
/s/ Adam M. Kleinman, attorney-in-fact
2023-01-09