0001475597-16-000021.txt : 20160810 0001475597-16-000021.hdr.sgml : 20160810 20160810151809 ACCESSION NUMBER: 0001475597-16-000021 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160810 DATE AS OF CHANGE: 20160810 EFFECTIVENESS DATE: 20160810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HRT FINANCIAL LLC CENTRAL INDEX KEY: 0001475597 IRS NUMBER: 800491142 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16455 FILM NUMBER: 161821304 BUSINESS ADDRESS: STREET 1: 32 OLD SLIP, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212 293-1444 MAIL ADDRESS: STREET 1: 32 OLD SLIP, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001475597 XXXXXXXX 06-30-2016 06-30-2016 HRT FINANCIAL LLC

32 OLD SLIP, 30TH FLOOR NEW YORK NY 10005

13F HOLDINGS REPORT 028-16455 N Adam Nunes 212-293-1927 Adam Nunes New York NY 08-10-2016 0 112 164672 false INFORMATION TABLE 2 form13fInfoTable.20160630.xml ISHARES TR RUS 1000 VAL ETF 464287598 206 2000 SH DFND 2000 0 0 BANCO SANTANDER SA ADR 05964H105 250 63941 SH DFND 63941 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 335 10774 SH DFND 10774 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 849 20249 SH DFND 20249 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 339 6076 SH DFND 6076 0 0 ISHARES TR US OIL&GS EX ETF 464288851 2083 36737 SH DFND 36737 0 0 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 745 11771 SH DFND 11771 0 0 ALLEGHANY CORP DEL COM 017175100 222 405 SH DFND 405 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1678 23410 SH DFND 23410 0 0 ISHARES TR U.S. FINLS ETF 464287788 1109 12901 SH DFND 12901 0 0 ISHARES TR MIN VOL USA ETF 46429B697 415 8982 SH DFND 8982 0 0 NOVARTIS A G SPONSORED ADR 66987V109 239 2897 SH DFND 2897 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 33943 161999 SH DFND 161999 0 0 MICROSOFT CORP COM 594918104 372 7276 SH DFND 7276 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 3678 79370 SH DFND 79370 0 0 ALPHABET INC CAP STK CL C 02079K107 227 328 SH DFND 328 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 385 10915 SH DFND 10915 0 0 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 812 13777 SH DFND 13777 0 0 CLIFFS NAT RES INC COM 18683K101 205 36272 SH DFND 36272 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 510 13153 SH DFND 13153 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 680 24550 SH DFND 24550 0 0 KEYCORP NEW COM 493267108 466 42175 SH DFND 42175 0 0 PROSHARES TR PSHS ULT NASB 74347R214 376 9694 SH DFND 9694 0 0 TEXAS INSTRS INC COM 882508104 294 4699 SH DFND 4699 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 367 8571 SH DFND 8571 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 20543 79829 SH DFND 79829 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 517 19715 SH DFND 19715 0 0 DIREXION SHS ETF TR DAILY GOLD MINER 25490K232 93 11985 SH DFND 11985 0 0 DIREXION SHS ETF TR DL FTSE BLL 3X 25459W771 258 17935 SH DFND 17935 0 0 SCHNITZER STL INDS CL A 806882106 199 11325 SH DFND 11325 0 0 DBX ETF TR DB XTR MSCI EUR 233051853 217 8878 SH DFND 8878 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06742E711 429 31099 SH DFND 31099 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1944 28500 SH DFND 28500 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 6241 115395 SH DFND 115395 0 0 COCA COLA CO COM 191216100 222 4918 SH DFND 4918 0 0 ISHARES TR COHEN&STEER REIT 464287564 2593 23973 SH DFND 23973 0 0 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 619 8595 SH DFND 8595 0 0 ISHARES TR INTERM CR BD ETF 464288638 237 2134 SH DFND 2134 0 0 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 651 7288 SH DFND 7288 0 0 PENNEY J C INC COM 708160106 226 25483 SH DFND 25483 0 0 ISHARES TR HDG MSCI EAFE 46434V803 432 18052 SH DFND 18052 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 456 12974 SH DFND 12974 0 0 FIRST TR EXCHANGE TRADED FD ISE REVERE NAT 33733E807 3659 150228 SH DFND 150228 0 0 PROSHARES TR II ULT VIX SHRT 74347W312 176 18738 SH DFND 18738 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 816 18820 SH DFND 18820 0 0 MERCK & CO INC COM 58933Y105 218 3797 SH DFND 3797 0 0 VANECK VECTORS ETF TR BIOTECH ETF 92189F726 462 4510 SH DFND 4510 0 0 COEUR MNG INC COM NEW 192108504 219 20619 SH DFND 20619 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 3489 44709 SH DFND 44709 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 2099 40017 SH DFND 40017 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 2929 60559 SH DFND 60559 0 0 ISHARES MSCI STH KOR ETF 464286772 428 8229 SH DFND 8229 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 548 16016 SH DFND 16016 0 0 ISHARES MSCI EURZONE ETF 464286608 320 9945 SH DFND 9945 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 2026 52842 SH DFND 52842 0 0 PFIZER INC COM 717081103 849 24121 SH DFND 24121 0 0 STILLWATER MNG CO COM 86074Q102 195 16512 SH DFND 16512 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 366 909 SH DFND 909 0 0 AK STL HLDG CORP COM 001547108 167 35906 SH DFND 35906 0 0 PROSHARES TR SHRT RUSSELL2000 74348A210 827 14032 SH DFND 14032 0 0 ISHARES TR NA NAT RES 464287374 2429 73134 SH DFND 73134 0 0 ISHARES TR IBOXX HI YD ETF 464288513 1828 21590 SH DFND 21590 0 0 ISHARES TR MSCI EAFE ETF 464287465 524 9396 SH DFND 9396 0 0 ISHARES TR US HLTHCR PR ETF 464288828 1895 14878 SH DFND 14878 0 0 ISHARES MSCI AUST ETF 464286103 300 15425 SH DFND 15425 0 0 ISHARES TR TRANS AVG ETF 464287192 4752 35428 SH DFND 35428 0 0 QUALCOMM INC COM 747525103 286 5356 SH DFND 5356 0 0 PROCTER & GAMBLE CO COM 742718109 217 2566 SH DFND 2566 0 0 TECO ENERGY INC COM 872375100 229 8313 SH DFND 8313 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 435 4344 SH DFND 4344 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 460 696 SH DFND 696 0 0 ABB LTD SPONSORED ADR 000375204 222 11225 SH DFND 11225 0 0 FIAT CHRYSLER AUTOMOBILES N SHS N31738102 312 50992 SH DFND 50992 0 0 BARRICK GOLD CORP COM 067901108 220 10307 SH DFND 10307 0 0 HECLA MNG CO COM 422704106 212 41685 SH DFND 41685 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 177 13925 SH DFND 13925 0 0 ISHARES TR NA TEC-SFTWR ETF 464287515 1753 16672 SH DFND 16672 0 0 POWERSHARES ETF TRUST DYN FD & BEV 73935X849 222 6553 SH DFND 6553 0 0 PHILIP MORRIS INTL INC COM 718172109 226 2224 SH DFND 2224 0 0 BP PLC SPONSORED ADR 055622104 250 7043 SH DFND 7043 0 0 VANGUARD INDEX FDS REIT ETF 922908553 9863 111243 SH DFND 111243 0 0 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 2833 126704 SH DFND 126704 0 0 ISHARES MSCI CDA ETF 464286509 225 9210 SH DFND 9210 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 504 28246 SH DFND 28246 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 301 8647 SH DFND 8647 0 0 PROSHARES TR PSHS ULSHT SP500 74347B300 274 15404 SH DFND 15404 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 1593 54482 SH DFND 54482 0 0 ISHARES TR CHINA ETF 46429B671 249 5888 SH DFND 5888 0 0 ISHARES TR 7-10 Y TR BD ETF 464287440 890 7884 SH DFND 7884 0 0 JPMORGAN CHASE & CO COM 46625H100 243 3916 SH DFND 3916 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 315 5728 SH DFND 5728 0 0 ISHARES MSCI HONG KG ETF 464286871 258 13196 SH DFND 13196 0 0 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 1311 29012 SH DFND 29012 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 200 877 SH DFND 877 0 0 AT&T INC COM 00206R102 849 19655 SH DFND 19655 0 0 INTEL CORP COM 458140100 1159 35343 SH DFND 35343 0 0 UNITED STATES STL CORP NEW COM 912909108 182 10836 SH DFND 10836 0 0 ISHARES MSCI TAIWAN ETF 464286731 381 27147 SH DFND 27147 0 0 CONSOL ENERGY INC COM 20854P109 274 17072 SH DFND 17072 0 0 ISHARES TR US OIL EQ&SV ETF 464288844 543 14080 SH DFND 14080 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 2340 69773 SH DFND 69773 0 0 ISHARES MSCI GERMANY ETF 464286806 206 8592 SH DFND 8592 0 0 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 217 3454 SH DFND 3454 0 0 ISHARES INC CORE MSCI EMKT 46434G103 1582 37833 SH DFND 37833 0 0 ISHARES TR U.S. REAL ES ETF 464287739 5599 68041 SH DFND 68041 0 0 JOHNSON & JOHNSON COM 478160104 282 2329 SH DFND 2329 0 0 CISCO SYS INC COM 17275R102 238 8305 SH DFND 8305 0 0 UNILEVER PLC SPON ADR NEW 904767704 230 4815 SH DFND 4815 0 0 VANECK VECTORS ETF TR RUSSIA ETF 92189F403 272 15646 SH DFND 15646 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 225 7189 SH DFND 7189 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 6116 267897 SH DFND 267897 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1514 44063 SH DFND 44063 0 0