0001475597-15-000011.txt : 20151112 0001475597-15-000011.hdr.sgml : 20151112 20151112113345 ACCESSION NUMBER: 0001475597-15-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151112 DATE AS OF CHANGE: 20151112 EFFECTIVENESS DATE: 20151112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HRT FINANCIAL LLC CENTRAL INDEX KEY: 0001475597 IRS NUMBER: 800491142 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16455 FILM NUMBER: 151222682 BUSINESS ADDRESS: STREET 1: 32 OLD SLIP, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212 293-1444 MAIL ADDRESS: STREET 1: 32 OLD SLIP, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001475597 XXXXXXXX 09-30-2015 09-30-2015 HRT FINANCIAL LLC

32 OLD SLIP, 30TH FLOOR NEW YORK NY 10005

13F HOLDINGS REPORT 028-16455 N Adam Nunes 212-293-1927 Adam Nunes New York NY 11-12-2015 0 86 117139 false INFORMATION TABLE 2 form13fInfoTable.20150930.xml POWERSHARES ETF TRUST CON STAPLE SEC 73935X393 285 5306 SH DFND 5306 0 0 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 721 32577 SH DFND 32577 0 0 AMGEN INC COM 031162100 478 3456 SH DFND 3456 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 7863 106902 SH DFND 106902 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 546 26350 SH DFND 26350 0 0 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 209 8107 SH DFND 8107 0 0 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 1987 29958 SH DFND 29958 0 0 REGENERON PHARMACEUTICALS COM 75886F107 701 1509 SH DFND 1509 0 0 DIREXION SHS ETF TR DL RUSS BEAR 3X 25490K786 1658 40677 SH DFND 40677 0 0 ISHARES TR N AMER TECH ETF 464287549 2274 22681 SH DFND 22681 0 0 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 493 17618 SH DFND 17618 0 0 ENDO INTL PLC SHS G30401106 287 4145 SH DFND 4145 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 30296 158100 SH DFND 158100 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 6734 168706 SH DFND 168706 0 0 GERDAU S A SPON ADR REP PFD 373737105 20 15169 SH DFND 15169 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 123 28393 SH DFND 28393 0 0 ISHARES TR U.S. TELECOM ETF 464287713 300 11112 SH DFND 11112 0 0 ILLUMINA INC COM 452327109 332 1890 SH DFND 1890 0 0 ELDORADO GOLD CORP NEW COM 284902103 55 17124 SH DFND 17124 0 0 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 1169 26710 SH DFND 26710 0 0 ISHARES TR U.S. INSRNCE ETF 464288786 1594 32800 SH DFND 32800 0 0 GILEAD SCIENCES INC COM 375558103 364 3716 SH DFND 3716 0 0 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 644 28697 SH DFND 28697 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 4958 315800 SH DFND 315800 0 0 MARKET VECTORS ETF TR BIOTECH ETF 57060U183 1983 17354 SH DFND 17354 0 0 ISHARES U S ETF TR ENH US SCP ETF 46431W200 608 20844 SH DFND 20844 0 0 ISHARES TR U.S. CNSM GD ETF 464287812 1844 17976 SH DFND 17976 0 0 ISHARES TR US HLTHCARE ETF 464287762 4099 29302 SH DFND 29302 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 8422 137630 SH DFND 137630 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 2582 41480 SH DFND 41480 0 0 ISHARES TR U.S. CNSM SV ETF 464287580 616 4480 SH DFND 4480 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 223 5159 SH DFND 5159 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 260 3628 SH DFND 3628 0 0 POWERSHARES ETF TRUST TECH SECT PORT 73935X344 605 15700 SH DFND 15700 0 0 FIRST TR EXCNGE TRD ALPHADEX SML CAP VAL AL 33737M409 994 36278 SH DFND 36278 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 451 13654 SH DFND 13654 0 0 BIOGEN INC COM 09062X103 793 2719 SH DFND 2719 0 0 SEADRILL LIMITED SHS G7945E105 59 10157 SH DFND 10157 0 0 FIRST TR VALUE LINE DIVID IN SHS 33734H106 357 15706 SH DFND 15706 0 0 POWERSHARES ETF TRUST DIV ACHV PRTF 73935X732 347 17887 SH DFND 17887 0 0 FIDELITY CONSMR STAPLES 316092303 253 8924 SH DFND 8924 0 0 FIRST TR NASDAQ100 TECH INDE SHS 337345102 261 6634 SH DFND 6634 0 0 MARKET VECTORS ETF TR JR GOLD MINERS E 57061R544 272 13927 SH DFND 13927 0 0 PROSHARES TR SHT MSCI NEW 74347X575 243 9854 SH DFND 9854 0 0 INCYTE CORP COM 45337C102 251 2282 SH DFND 2282 0 0 WISDOMTREE TR DIV EX-FINL FD 97717W406 781 11624 SH DFND 11624 0 0 ISHARES TR US HLTHCR PR ETF 464288828 1467 11846 SH DFND 11846 0 0 QUALCOMM INC COM 747525103 238 4447 SH DFND 4447 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 5964 23966 SH DFND 23966 0 0 COM ADDED 95040Q104 263 3890 SH DFND 3890 0 0 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 742 19658 SH DFND 19658 0 0 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 468 20689 SH DFND 20689 0 0 RYDEX ETF TRUST GUG S&P500EQWTTE 78355W817 1186 13937 SH DFND 13937 0 0 PUBLIC STORAGE COM 74460D109 207 979 SH DFND 979 0 0 YAMANA GOLD INC COM 98462Y100 54 31885 SH DFND 31885 0 0 BLACKROCK INC COM 09247X101 226 762 SH DFND 762 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2360 47318 SH DFND 47318 0 0 ISHARES TR MRGSTR SM CP ETF 464288505 343 2712 SH DFND 2712 0 0 POWERSHARES ETF TR II KBW INS PORT 73937B720 1777 26628 SH DFND 26628 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 150 10884 SH DFND 10884 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 132 36047 SH DFND 36047 0 0 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 989 31274 SH DFND 31274 0 0 SIMON PPTY GROUP INC NEW COM 828806109 279 1524 SH DFND 1524 0 0 DOMINION RES INC VA NEW COM 25746U109 206 2933 SH DFND 2933 0 0 FIDELITY MSCI INFO TECH I 316092808 346 11449 SH DFND 11449 0 0 NOKIA CORP SPONSORED ADR 654902204 128 18896 SH DFND 18896 0 0 MYLAN N V SHS EURO N59465109 288 7160 SH DFND 7160 0 0 JPMORGAN CHASE & CO COM 46625H100 235 3858 SH DFND 3858 0 0 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 969 20290 SH DFND 20290 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2243 47538 SH DFND 47538 0 0 HALCON RES CORP COM NEW 40537Q209 8 16617 SH DFND 16617 0 0 SPIRIT RLTY CAP INC NEW COM 84860W102 106 11648 SH DFND 11648 0 0 SOUTHERN CO COM 842587107 247 5536 SH DFND 5536 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 204 1944 SH DFND 1944 0 0 POWERSHARES ETF TRUST DYN SEMCT PORT 73935X781 334 14204 SH DFND 14204 0 0 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 232 8636 SH DFND 8636 0 0 POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 248 19555 SH DFND 19555 0 0 FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 950 39227 SH DFND 39227 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 269 2584 SH DFND 2584 0 0 ISHARES TR U.S. REAL ES ETF 464287739 637 8991 SH DFND 8991 0 0 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 319 14551 SH DFND 14551 0 0 CELGENE CORP COM 151020104 413 3822 SH DFND 3822 0 0 NEXTERA ENERGY INC COM 65339F101 404 4150 SH DFND 4150 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 203 1300 SH DFND 1300 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 487 14874 SH DFND 14874 0 0 ISHARES TR MRGSTR MD CP VAL 464288406 423 3701 SH DFND 3701 0 0