0001475597-15-000007.txt : 20150813 0001475597-15-000007.hdr.sgml : 20150813 20150812181738 ACCESSION NUMBER: 0001475597-15-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150813 DATE AS OF CHANGE: 20150812 EFFECTIVENESS DATE: 20150813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HRT FINANCIAL LLC CENTRAL INDEX KEY: 0001475597 IRS NUMBER: 800491142 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16455 FILM NUMBER: 151048213 BUSINESS ADDRESS: STREET 1: 32 OLD SLIP, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212 293-1444 MAIL ADDRESS: STREET 1: 32 OLD SLIP, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001475597 XXXXXXXX 06-30-2015 06-30-2015 HRT FINANCIAL LLC

32 OLD SLIP, 30TH FLOOR NEW YORK NY 10005

13F HOLDINGS REPORT 028-16455 N Adam Nunes 212-293-1927 Adam Nunes New York NY 08-12-2015 0 156 212407 false INFORMATION TABLE 2 form13fInfoTable.20150630.xml KERYX BIOPHARMACEUTICALS INC COM 492515101 152 15299 SH DFND 15299 0 0 HEALTH CARE REIT INC COM 42217K106 676 10306 SH DFND 10306 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 3384 42408 SH DFND 42408 0 0 POWERSHARES ETF TR II S&P500 HGH BET 73937B829 346 10338 SH DFND 10338 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 1439 14592 SH DFND 14592 0 0 SPDR SERIES TRUST S&P TELECOM 78464A540 502 8727 SH DFND 8727 0 0 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 241 8080 SH DFND 8080 0 0 ISHARES US OIL&GS EX ETF 464288851 943 13358 SH DFND 13358 0 0 VENTAS INC COM 92276F100 569 9174 SH DFND 9174 0 0 ISHARES TR S&P MC 400VL ETF 464287705 339 2633 SH DFND 2633 0 0 ISHARES TR MSCI INDIA ETF 46429B598 273 9032 SH DFND 9032 0 0 SANGAMO BIOSCIENCES INC COM 800677106 126 11400 SH DFND 11400 0 0 HUMANA INC COM 444859102 200 1047 SH DFND 1047 0 0 KIMCO RLTY CORP COM 49446R109 239 10629 SH DFND 10629 0 0 SPDR SERIES TRUST S&P TRANSN ETF 78464A532 1865 19254 SH DFND 19254 0 0 ISHARES TR N AMER TECH ETF 464287549 292 2818 SH DFND 2818 0 0 WISDOMTREE TR DIV EX-FINL FD 97717W406 621 8454 SH DFND 8454 0 0 ISHARES TR U.S. FINLS ETF 464287788 506 5643 SH DFND 5643 0 0 ISHARES TR USA MIN VOL ETF 46429B697 1441 35743 SH DFND 35743 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 32860 159633 SH DFND 159633 0 0 SIRIUS XM HLDGS INC COM 82968B103 40 10865 SH DFND 10865 0 0 MACERICH CO COM 554382101 269 3617 SH DFND 3617 0 0 VALE S A ADR REPSTG PFD 91912E204 143 28499 SH DFND 28499 0 0 BIOCRYST PHARMACEUTICALS COM 09058V103 163 10973 SH DFND 10973 0 0 ISHARES MRNING SM CP ETF 464288703 239 1906 SH DFND 1906 0 0 WISDOMTREE TR MDCP EARN FUND 97717W570 3148 33135 SH DFND 33135 0 0 RYDEX ETF TRUST GUG S&P500EQWTFI 78355W858 1325 30133 SH DFND 30133 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 2557 22462 SH DFND 22462 0 0 ALPS ETF TR SPROTT GL MINE 00162Q643 161 10163 SH DFND 10163 0 0 DIGITAL RLTY TR INC COM 253868103 254 3822 SH DFND 3822 0 0 WEYERHAEUSER CO COM 962166104 268 8518 SH DFND 8518 0 0 JONES LANG LASALLE INC COM 48020Q107 309 1808 SH DFND 1808 0 0 ISHARES TR U.S. ENERGY ETF 464287796 1618 38195 SH DFND 38195 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 689 9824 SH DFND 9824 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 247 5104 SH DFND 5104 0 0 WISDOMTREE TR LARGECAP DIVID 97717W307 334 4613 SH DFND 4613 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 7228 19592 SH DFND 19592 0 0 ANTHEM INC COM 036752103 368 2244 SH DFND 2244 0 0 ISHARES TR RUS 1000 ETF 464287622 315 2717 SH DFND 2717 0 0 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 348 9523 SH DFND 9523 0 0 ZIOPHARM ONCOLOGY INC COM 98973P101 190 15885 SH DFND 15885 0 0 WISDOMTREE TR EQTY INC FD 97717W208 236 3978 SH DFND 3978 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 216 1527 SH DFND 1527 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 2547 33900 SH DFND 33900 0 0 ISHARES TR S&P 500 VAL ETF 464287408 2368 25687 SH DFND 25687 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 191 10810 SH DFND 10810 0 0 ORGANOVO HLDGS INC COM 68620A104 96 25630 SH DFND 25630 0 0 ISHARES MRG RL ES CP ETF 464288539 342 32330 SH DFND 32330 0 0 POWERSHARES ETF TR II S&P SMCP IND P 73937B878 227 4799 SH DFND 4799 0 0 ESSEX PPTY TR INC COM 297178105 334 1576 SH DFND 1576 0 0 GENERAL GROWTH PPTYS INC NEW COM 370023103 432 16866 SH DFND 16866 0 0 CIGNA CORPORATION COM 125509109 308 1904 SH DFND 1904 0 0 BOSTON PROPERTIES INC COM 101121101 495 4097 SH DFND 4097 0 0 HCA HOLDINGS INC COM 40412C101 223 2465 SH DFND 2465 0 0 ARENA PHARMACEUTICALS INC COM 040047102 148 31973 SH DFND 31973 0 0 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 431 21641 SH DFND 21641 0 0 MANNKIND CORP COM 56400P201 138 24388 SH DFND 24388 0 0 SL GREEN RLTY CORP COM 78440X101 363 3308 SH DFND 3308 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 2986 39183 SH DFND 39183 0 0 POWERSHARES ETF TRUST TECH SECT PORT 73935X344 658 15500 SH DFND 15500 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1643 13941 SH DFND 13941 0 0 ISHARES MSCI STH KOR ETF 464286772 345 6271 SH DFND 6271 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 601 14716 SH DFND 14716 0 0 HCP INC COM 40414L109 389 10672 SH DFND 10672 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 1418 19276 SH DFND 19276 0 0 ISHARES TR SELECT DIVID ETF 464287168 1913 25464 SH DFND 25464 0 0 XOMA CORP DEL COM 98419J107 143 37109 SH DFND 37109 0 0 ISHARES U.S. AER&DEF ETF 464288760 727 6109 SH DFND 6109 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 303 6094 SH DFND 6094 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1858 44827 SH DFND 44827 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 2794 35563 SH DFND 35563 0 0 POWERSHARES ETF TRUST DYN LSR & ENT 73935X757 376 10266 SH DFND 10266 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 700 28793 SH DFND 28793 0 0 ISHARES USA ESG SLCT ETF 464288802 3001 35289 SH DFND 35289 0 0 SPDR SERIES TRUST S&P 500 VALUE 78464A508 247 2478 SH DFND 2478 0 0 ISHARES U.S. MED DVC ETF 464288810 539 4504 SH DFND 4504 0 0 POWERSHARES ETF TRUST HLTHCR SEC POR 73935X351 2470 38895 SH DFND 38895 0 0 INOVIO PHARMACEUTICALS INC COM NEW 45773H201 127 15626 SH DFND 15626 0 0 RYDEX ETF TRUST GUG S&P500EQWTEN 78355W866 407 6332 SH DFND 6332 0 0 ISHARES US HOME CONS ETF 464288752 639 23296 SH DFND 23296 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 555 12581 SH DFND 12581 0 0 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 621 14225 SH DFND 14225 0 0 FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 354 13461 SH DFND 13461 0 0 RYDEX ETF TRUST GUG RUSS TOP 50 78355W205 870 6157 SH DFND 6157 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 186 17077 SH DFND 17077 0 0 ISHARES TR NA NAT RES 464287374 783 21599 SH DFND 21599 0 0 AGENUS INC COM NEW 00847G705 128 14902 SH DFND 14902 0 0 ISHARES U.S. PHARMA ETF 464288836 977 5600 SH DFND 5600 0 0 ACHILLION PHARMACEUTICALS IN COM 00448Q201 140 15865 SH DFND 15865 0 0 PROLOGIS INC COM 74340W103 496 13374 SH DFND 13374 0 0 AVALONBAY CMNTYS INC COM 053484101 561 3512 SH DFND 3512 0 0 ISHARES TR TRANS AVG ETF 464287192 3409 23516 SH DFND 23516 0 0 WISDOMTREE TR TTL EARNING FD 97717W596 258 3513 SH DFND 3513 0 0 SPDR SERIES TRUST OILGAS EQUIP 78464A748 599 23005 SH DFND 23005 0 0 ISHARES TR U.S. INDS ETF 464287754 242 2298 SH DFND 2298 0 0 POWERSHARES ETF TR II PWRSH S&P500HI 73937B654 214 6785 SH DFND 6785 0 0 MARKET VECTORS ETF TR SEMICONDUCTOR 57060U233 64013 1173048 SH DFND 1173048 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 3150 31818 SH DFND 31818 0 0 RYDEX ETF TRUST GUG S&P500EQWTTE 78355W817 368 4081 SH DFND 4081 0 0 PUBLIC STORAGE COM 74460D109 488 2652 SH DFND 2652 0 0 ISHARES MRNGSTR LG-CP VL 464288109 278 3320 SH DFND 3320 0 0 MARKET VECTORS ETF TR MKT VECTR WIDE 57060U134 269 8776 SH DFND 8776 0 0 AETNA INC NEW COM 00817Y108 322 2533 SH DFND 2533 0 0 REGULUS THERAPEUTICS INC COM 75915K101 139 12703 SH DFND 12703 0 0 ISHARES TR S&P 100 ETF 464287101 1770 19491 SH DFND 19491 0 0 ISHARES TR U.S. UTILITS ETF 464287697 1470 14182 SH DFND 14182 0 0 ISHARES TR NA TEC-SFTWR ETF 464287515 3761 37857 SH DFND 37857 0 0 POWERSHARES ETF TR II S&P SMCP HC PO 73937B886 2526 35489 SH DFND 35489 0 0 ISHARES INC CORE MSCI EMKT 46434G103 481 10033 SH DFND 10033 0 0 VORNADO RLTY TR SH BEN INT 929042109 464 4888 SH DFND 4888 0 0 UDR INC COM 902653104 279 8722 SH DFND 8722 0 0 RYDEX ETF TRUST GUG S&P500EQWTUT 78355W791 530 7655 SH DFND 7655 0 0 INFINITY PHARMACEUTICALS INC COM 45665G303 127 11675 SH DFND 11675 0 0 FIRST TR EXCHANGE TRADED FD NAS CLNEDG GREEN 33733E500 538 29233 SH DFND 29233 0 0 SPDR SERIES TRUST AEROSPACE DEF 78464A631 347 3041 SH DFND 3041 0 0 EXELIXIS INC COM 30161Q104 141 37616 SH DFND 37616 0 0 POWERSHARES ETF TRUST FINL SECT PORT 73935X377 341 11207 SH DFND 11207 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 322 21449 SH DFND 21449 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 1258 26963 SH DFND 26963 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 107 13192 SH DFND 13192 0 0 ANNALY CAP MGMT INC COM 035710409 93 10201 SH DFND 10201 0 0 SIMON PPTY GROUP INC NEW COM 828806109 1138 6580 SH DFND 6580 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 415 4668 SH DFND 4668 0 0 MERRIMACK PHARMACEUTICALS IN COM 590328100 142 11553 SH DFND 11553 0 0 ISHARES TR U.S. TECH ETF 464287721 736 7038 SH DFND 7038 0 0 ISHARES MRGSTR MD CP GRW 464288307 362 2204 SH DFND 2204 0 0 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 3142 36542 SH DFND 36542 0 0 MIMEDX GROUP INC COM 602496101 162 13981 SH DFND 13981 0 0 NOKIA CORP SPONSORED ADR 654902204 160 23482 SH DFND 23482 0 0 UNITEDHEALTH GROUP INC COM 91324P102 558 4581 SH DFND 4581 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 456 5687 SH DFND 5687 0 0 JPMORGAN CHASE & CO COM 46625H100 261 3858 SH DFND 3858 0 0 OREXIGEN THERAPEUTICS INC COM 686164104 149 30198 SH DFND 30198 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 231 1804 SH DFND 1804 0 0 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 637 13116 SH DFND 13116 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 2457 19819 SH DFND 19819 0 0 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 136 10272 SH DFND 10272 0 0 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 306 25456 SH DFND 25456 0 0 GERON CORP COM 374163103 98 23016 SH DFND 23016 0 0 EXTRA SPACE STORAGE INC COM 30225T102 228 3508 SH DFND 3508 0 0 POWERSHARES ETF TR II KBW CP MKT PRT 73937B738 1778 31351 SH DFND 31351 0 0 SPDR SERIES TRUST S&P PHARMAC 78464A722 635 5100 SH DFND 5100 0 0 VANDA PHARMACEUTICALS INC COM 921659108 132 10477 SH DFND 10477 0 0 AMERICAN TOWER CORP NEW COM 03027X100 685 7349 SH DFND 7349 0 0 PROGENICS PHARMACEUTICALS IN COM 743187106 152 20502 SH DFND 20502 0 0 ISHARES US OIL EQ&SV ETF 464288844 255 5328 SH DFND 5328 0 0 MID-AMER APT CMNTYS INC COM 59522J103 208 2859 SH DFND 2859 0 0 NOVAVAX INC COM 670002104 112 10117 SH DFND 10117 0 0 FIRST TR EXCNGE TRD ALPHADEX MID CAP VAL FD 33737M201 460 14967 SH DFND 14967 0 0 AMERICAN RLTY CAP PPTYS INC COM 02917T104 168 20707 SH DFND 20707 0 0 EQUINIX INC COM PAR $0.001 29444U700 239 944 SH DFND 944 0 0 IDERA PHARMACEUTICALS INC COM NEW 45168K306 146 39397 SH DFND 39397 0 0 ARRAY BIOPHARMA INC COM 04269X105 128 17886 SH DFND 17886 0 0 SPECTRUM PHARMACEUTICALS INC COM 84763A108 120 17662 SH DFND 17662 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 308 7787 SH DFND 7787 0 0 ISHARES MRGSTR MD CP VAL 464288406 526 4254 SH DFND 4254 0 0