0001104659-14-068337.txt : 20140925
0001104659-14-068337.hdr.sgml : 20140925
20140925182558
ACCESSION NUMBER: 0001104659-14-068337
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140923
FILED AS OF DATE: 20140925
DATE AS OF CHANGE: 20140925
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Smart & Final Stores, Inc.
CENTRAL INDEX KEY: 0001563407
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 800862253
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1228
BUSINESS ADDRESS:
STREET 1: 600 CITADEL DRIVE
CITY: COMMERCE
STATE: CA
ZIP: 90040
BUSINESS PHONE: 323.869.7500
MAIL ADDRESS:
STREET 1: 600 CITADEL DRIVE
CITY: COMMERCE
STATE: CA
ZIP: 90040
FORMER COMPANY:
FORMER CONFORMED NAME: Smart & Final Stores
DATE OF NAME CHANGE: 20140616
FORMER COMPANY:
FORMER CONFORMED NAME: SF CC Holdings, Inc.
DATE OF NAME CHANGE: 20121130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tesoriero Joseph S.
CENTRAL INDEX KEY: 0001474867
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36626
FILM NUMBER: 141121582
MAIL ADDRESS:
STREET 1: C/O DOLE FOOD COMPANY, INC.
STREET 2: ONE DOLE DRIVE
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91362
FORMER NAME:
FORMER CONFORMED NAME: Tesoriero Jospeh S.
DATE OF NAME CHANGE: 20091020
4
1
a4.xml
4
X0306
4
2014-09-23
0
0001563407
Smart & Final Stores, Inc.
SFS
0001474867
Tesoriero Joseph S.
C/O SMART & FINAL STORES, INC.
600 CITADEL DRIVE
COMMERCE
CA
90040
1
0
0
0
common stock, par value $0.001
2014-09-23
4
P
0
1000
12.00
A
1000
D
Stock Option (right to buy)
12.00
2014-09-23
4
A
0
25500
0
A
2024-09-23
common stock
25500
25500
D
The option vests in four equal installments on September 23, 2015, 2016, 2017 and 2018.
/s/ Phillipa M. Bond, by power of attorney
2014-09-25