0001104659-14-068337.txt : 20140925 0001104659-14-068337.hdr.sgml : 20140925 20140925182558 ACCESSION NUMBER: 0001104659-14-068337 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140923 FILED AS OF DATE: 20140925 DATE AS OF CHANGE: 20140925 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Smart & Final Stores, Inc. CENTRAL INDEX KEY: 0001563407 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 800862253 STATE OF INCORPORATION: CA FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: COMMERCE STATE: CA ZIP: 90040 BUSINESS PHONE: 323.869.7500 MAIL ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: COMMERCE STATE: CA ZIP: 90040 FORMER COMPANY: FORMER CONFORMED NAME: Smart & Final Stores DATE OF NAME CHANGE: 20140616 FORMER COMPANY: FORMER CONFORMED NAME: SF CC Holdings, Inc. DATE OF NAME CHANGE: 20121130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tesoriero Joseph S. CENTRAL INDEX KEY: 0001474867 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36626 FILM NUMBER: 141121582 MAIL ADDRESS: STREET 1: C/O DOLE FOOD COMPANY, INC. STREET 2: ONE DOLE DRIVE CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 FORMER NAME: FORMER CONFORMED NAME: Tesoriero Jospeh S. DATE OF NAME CHANGE: 20091020 4 1 a4.xml 4 X0306 4 2014-09-23 0 0001563407 Smart & Final Stores, Inc. SFS 0001474867 Tesoriero Joseph S. C/O SMART & FINAL STORES, INC. 600 CITADEL DRIVE COMMERCE CA 90040 1 0 0 0 common stock, par value $0.001 2014-09-23 4 P 0 1000 12.00 A 1000 D Stock Option (right to buy) 12.00 2014-09-23 4 A 0 25500 0 A 2024-09-23 common stock 25500 25500 D The option vests in four equal installments on September 23, 2015, 2016, 2017 and 2018. /s/ Phillipa M. Bond, by power of attorney 2014-09-25