0000899243-18-007138.txt : 20180312
0000899243-18-007138.hdr.sgml : 20180312
20180312165624
ACCESSION NUMBER: 0000899243-18-007138
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180308
FILED AS OF DATE: 20180312
DATE AS OF CHANGE: 20180312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greylock XIII GP LLC
CENTRAL INDEX KEY: 0001541539
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38044
FILM NUMBER: 18684135
BUSINESS ADDRESS:
STREET 1: 40 GROVE STREET
STREET 2: SUITE 430
CITY: WELLESLEY
STATE: MA
ZIP: 02482
BUSINESS PHONE: 781-622-2200
MAIL ADDRESS:
STREET 1: 40 GROVE STREET
STREET 2: SUITE 430
CITY: WELLESLEY
STATE: MA
ZIP: 02482
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greylock XIII-A Limited Partnership
CENTRAL INDEX KEY: 0001474747
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38044
FILM NUMBER: 18684133
BUSINESS ADDRESS:
STREET 1: 40 GROVE STREET
STREET 2: SUITE 430
CITY: WELLESLEY
STATE: MA
ZIP: 02482
BUSINESS PHONE: 781-622-2200
MAIL ADDRESS:
STREET 1: 40 GROVE STREET
STREET 2: SUITE 430
CITY: WELLESLEY
STATE: MA
ZIP: 02482
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greylock XIII Limited Partnership
CENTRAL INDEX KEY: 0001474746
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38044
FILM NUMBER: 18684134
BUSINESS ADDRESS:
STREET 1: 40 GROVE STREET
STREET 2: SUITE 430
CITY: WELLESLEY
STATE: MA
ZIP: 02482
BUSINESS PHONE: 781-622-2200
MAIL ADDRESS:
STREET 1: 40 GROVE STREET
STREET 2: SUITE 430
CITY: WELLESLEY
STATE: MA
ZIP: 02482
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Okta, Inc.
CENTRAL INDEX KEY: 0001660134
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 264175727
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 301 BRANNAN STREET, 1ST FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: 888-722-7871
MAIL ADDRESS:
STREET 1: 301 BRANNAN STREET, 1ST FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-03-08
1
0001660134
Okta, Inc.
OKTA
0001541539
Greylock XIII GP LLC
2550 SAND HILL ROAD, SUITE 200
MENLO PARK
CA
94025
0
0
0
1
Former 10% Owner.
0001474746
Greylock XIII Limited Partnership
2550 SAND HILL ROAD, SUITE 200
MENLO PARK
CA
94025
0
0
1
0
0001474747
Greylock XIII-A Limited Partnership
2550 SAND HILL ROAD, SUITE 200
MENLO PARK
CA
94025
0
0
1
0
Class A Common Stock
2018-03-08
4
C
0
3119410
0.00
A
3119410
I
By Greylock XIII Limited Partnership
Class A Common Stock
2018-03-08
4
C
0
280840
0.00
A
280840
I
By Greylock XIII-A Limited Partnership
Class A Common Stock
2018-03-08
4
J
0
3119410
0.00
D
0
I
See footnote
Class A Common Stock
2018-03-08
4
J
0
280840
0.00
D
0
I
See footnote
Class B Common Stock
2018-03-08
4
C
0
3119410
0.00
D
Class A Common Stock
3119410
2897079
I
By Greylock XIII Limited Partnership
Class B Common Stock
2018-03-08
4
C
0
280840
0.00
D
Class A Common Stock
280840
260822
I
By Greylock XIII-A Limited Partnership
Represents 3,119,410 shares converted from Class B Common Stock to Class A Common Stock by Greylock XIII Limited Partnership ("Greylock XIII LP").
Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.
The shares are held directly by Greylock XIII LP. Greylock XIII GP Limited Liability Company ("Greylock XIII GP") is the sole General Partner of Greylock XIII LP and may be deemed to share voting and dispositive power with respect to the shares held by Greylock XIII LP. Greylock XIII GP disclaims beneficial ownership of the securities held by Greylock XIII LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIII GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Represents 280,840 shares converted from Class B Common Stock to Class A Common Stock by Greylock XIII-A Limited Partnership ("Greylock XIII-A LP").
The shares are held directly by Greylock XIII-A LP. Greylock XIII GP is the sole General Partner of Greylock XIII-A LP and may be deemed to share voting and dispositive power with respect to the shares held by Greylock XIII-A LP. Greylock XIII GP disclaims beneficial ownership of the securities held by Greylock XIII LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIII GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Represents a pro-rata, in-kind distribution by Greylock XIII LP and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. Such distribution was made in accordance with the exemption afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.
Represents a pro-rata, in-kind distribution by Greylock XIII-A LP and its affiliated funds and associated persons, without additional consideration, to their respective partners, members and assigns. Such distribution was made in accordance with the exemption afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.
/s/ Donald A. Sullivan, as Administrative Partner of Greylock XIII GP LLC
2018-03-12
/s/ Donald A. Sullivan, as Administrative Partner of Greylock XIII GP LLC, the general partner of Greylock XIII Limited Partnership
2018-03-12
/s/ Donald A. Sullivan, as Administrative Partner of Greylock XIII GP LLC, the general partner of Greylock XIII-A Limited Partnership
2018-03-12