0001225208-18-000985.txt : 20180112
0001225208-18-000985.hdr.sgml : 20180112
20180112183308
ACCESSION NUMBER: 0001225208-18-000985
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180111
FILED AS OF DATE: 20180112
DATE AS OF CHANGE: 20180112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dyckerhoff Stefan A
CENTRAL INDEX KEY: 0001484394
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37570
FILM NUMBER: 18526853
MAIL ADDRESS:
STREET 1: C.O. JUNIPER NETWORKS, INC.
STREET 2: 1194 N. MATHILDA AVE.
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pure Storage, Inc.
CENTRAL INDEX KEY: 0001474432
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 271069557
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 650 CASTRO STREET, SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
BUSINESS PHONE: 800-379-7873
MAIL ADDRESS:
STREET 1: 650 CASTRO STREET, SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
FORMER COMPANY:
FORMER CONFORMED NAME: PURE Storage, Inc.
DATE OF NAME CHANGE: 20100804
FORMER COMPANY:
FORMER CONFORMED NAME: Os76, Inc.
DATE OF NAME CHANGE: 20091014
4
1
doc4.xml
X0306
4
2018-01-11
0001474432
Pure Storage, Inc.
PSTG
0001484394
Dyckerhoff Stefan A
755 PAGE MILL ROAD, SUITE A-200
PALO ALTO
94304-1005
1
Class A Common Stock
2018-01-11
4
C
0
25520.0000
0
A
25520.0000
I
By Trust (Trustees)
Class A Common Stock
2018-01-11
4
S
0
25520.0000
16.7580
D
0.0000
I
By Trust (Trustees)
Class B Common Stock
2018-01-11
4
C
0
25520.0000
D
Class A Common Stock
25520.0000
242808.0000
I
By Trust (Trustees)
Class B Common Stock
Class A Common Stock
14444.0000
14444.0000
D
Class B Common Stock
Class A Common Stock
1024538.0000
1024538.0000
I
By Ltd Liability Company (SHA)
Class B Common Stock
Class A Common Stock
77100.0000
77100.0000
I
By Ltd Liability Company (SHM)
Class B Common Stock
Class A Common Stock
255000.0000
255000.0000
I
By Ltd Partnership (SHV As Nominee)
Class B Common Stock
Class A Common Stock
17102128.0000
17102128.0000
I
By Ltd Partnership (SHV)
Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.
Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $16.73 to $16.835, inclusive. The reporting person undertakes to provide to Pure Storage, Inc., and any security holder of Pure Storage, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Shares held by Sutter Hill Associates, LLC ("SHA"). Sutter Hill Ventures, a California Limited Partnership ("SHV") has voting and dispositive power over the shares held by SHA, and the reporting person is a trustee of a trust which is a member of SHA. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
Shares held by Sutter Hill Management Company, L.L.C ("SHM"). SHV has voting and dispositive power over the shares held by SHM, and the reporting person is a trustee of a trust which is a member of SHM. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
Shares held by SHV as a nominee on behalf of, and for the exclusive benefit of a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
Excludes shares of Class B Common Stock held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner of SHV.
Shares held by SHV. The reporting person is a managing director and member of the management committee of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
/s/ Robert Yin, by power of attorney
2018-01-11