0001209191-23-038210.txt : 20230616 0001209191-23-038210.hdr.sgml : 20230616 20230616214029 ACCESSION NUMBER: 0001209191-23-038210 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230614 FILED AS OF DATE: 20230616 DATE AS OF CHANGE: 20230616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dietzen Scott CENTRAL INDEX KEY: 0001651908 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37570 FILM NUMBER: 231023124 MAIL ADDRESS: STREET 1: C/O PURE STORAGE, INC. STREET 2: 650 CASTRO STREET, SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pure Storage, Inc. CENTRAL INDEX KEY: 0001474432 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 271069557 STATE OF INCORPORATION: DE FISCAL YEAR END: 0204 BUSINESS ADDRESS: STREET 1: 2555 AUGUSTINE DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 800-379-7873 MAIL ADDRESS: STREET 1: 2555 AUGUSTINE DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: PURE Storage, Inc. DATE OF NAME CHANGE: 20100804 FORMER COMPANY: FORMER CONFORMED NAME: Os76, Inc. DATE OF NAME CHANGE: 20091014 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-06-14 0 0001474432 Pure Storage, Inc. PSTG 0001651908 Dietzen Scott C/O PURE STORAGE, INC. 2555 AUGUSTINE DRIVE SANTA CLARA CA 95054 1 0 0 0 0 Class A Common Stock 2023-06-14 4 A 0 8543 0.00 A 105377 D Class A Common Stock 1718456 I By Trust Class A Common Stock 173500 I By Trust Class A Common Stock 173500 I By Trust The shares of Class A Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. 100% of the shares subject to the Restricted Stock Unit award will vest on June 14, 2024, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) on the vesting date, and provided that if the Reporting Person voluntarily resigns as a Director, then the shares subject to the Restricted Stock Unit award will vest as of the effective date of the resignation as to 1/365 of the shares subject to the award multiplied by the number of days of the Reporting Person's service between the date of grant and the effective date of the resignation. The Restricted Stock Unit award shall be subject to accelerated vesting as follows: In the event of a Change in Control or a Corporate Transaction (each, as defined in the Issuer's 2015 Equity Incentive Plan), the shares subject to the Restricted Stock Unit award will fully vest as of immediately prior to the effective time of such Change in Control or Corporate Transaction, subject to the Reporting Person's Continuous Service on the effective date of such Change in Control or Corporate Transaction. Shares are held by Scott Dietzen and Katherine Dietzen, Co-Trustees of the Dietzen Living Trust, dated January 16, 2009. Shares are held by JP Morgan Trust Company of Delaware, TTEE Willa Sloane Dietzen GST Exempt Trust under agreement dated March 25, 2014 Shares are held by JP Morgan Trust Company of Delaware, TTEE Davis Louis Dietzen GST Exempt Trust under agreement dated March 25, 2014 /s/ Todd Wheeler, attorney-in-fact 2023-06-16