0001209191-21-041580.txt : 20210617
0001209191-21-041580.hdr.sgml : 20210617
20210617173253
ACCESSION NUMBER: 0001209191-21-041580
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210615
FILED AS OF DATE: 20210617
DATE AS OF CHANGE: 20210617
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dietzen Scott
CENTRAL INDEX KEY: 0001651908
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37570
FILM NUMBER: 211026016
MAIL ADDRESS:
STREET 1: C/O PURE STORAGE, INC.
STREET 2: 650 CASTRO STREET, SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pure Storage, Inc.
CENTRAL INDEX KEY: 0001474432
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 271069557
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 650 CASTRO STREET, SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
BUSINESS PHONE: 800-379-7873
MAIL ADDRESS:
STREET 1: 650 CASTRO STREET, SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
FORMER COMPANY:
FORMER CONFORMED NAME: PURE Storage, Inc.
DATE OF NAME CHANGE: 20100804
FORMER COMPANY:
FORMER CONFORMED NAME: Os76, Inc.
DATE OF NAME CHANGE: 20091014
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-06-15
0
0001474432
Pure Storage, Inc.
PSTG
0001651908
Dietzen Scott
C/O PURE STORAGE, INC.
650 CASTRO ST, SUITE 400
MOUNTAIN VIEW
CA
94041
1
0
0
0
Class A Common Stock
2021-06-15
4
A
0
12637
0.00
A
87737
D
Class A Common Stock
2021-02-26
5
J
0
E
375000
0.00
D
0
I
By GRAT
Class A Common Stock
2021-02-26
5
J
0
E
375000
0.00
D
0
I
By GRAT
Class A Common Stock
2021-02-26
5
J
0
E
750000
0.00
A
1718456
I
By Trust
Class A Common Stock
347000
I
By Trust
The shares of Class A Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. 100% of the shares subject to the Restricted Stock Unit award will vest on June 15, 2022, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) on the vesting date, and provided that if the Reporting Person voluntarily resigns as a Director, then the shares subject to the Restricted Stock Unit award will vest as of the effective date of the resignation as to 1/365 of the shares subject to the award multiplied by the number of days of the Reporting Person's service between the date of grant and the effective date of the resignation.
The Restricted Stock Unit award shall be subject to accelerated vesting as follows: In the event of a Change in Control or a Corporate Transaction (each, as defined in the Issuer's 2015 Equity Incentive Plan), the shares subject to the Restricted Stock Unit award will fully vest as of immediately prior to the effective time of such Change in Control or Corporate Transaction, subject to the Reporting Person's Continuous Service on the effective date of such Change in Control or Corporate Transaction.
Substitution of assets between The Scott Dietzen 2020 GRAT DTD 04/14/2020 and the Dietzen Living Trust, dated January 16, 2009.
Scott Dietzen TTEE The Scott Dietzen 2020 GRAT DTD 04/14/2020
Substitution of assets between The Katherine Dietzen 2020 GRAT DTD 04/14/2020 and the Dietzen Living Trust, dated January 16, 2009.
Katherine Dietzen TTEE The Katherine Dietzen 2020 GRAT DTD 04/14/2020
Substitution of assets between The Scott Dietzen 2020 GRAT DTD 04/14/2020, The Katherine Dietzen 2020 GRAT DTD 04/14/2020, and the Dietzen Living Trust, dated January 16, 2009.
Shares are held by Scott Dietzen and Katherine Dietzen, Co-Trustees of the Dietzen Living Trust, dated January 16, 2009.
Shares are held by JP Morgan Trust Company of Delaware, as Trustee of the Dietzen Family Irrevocable Trust GST Exempt Trust under
agreement dated March 25, 2014.
/s/ Todd Wheeler, attorney-in-fact
2021-06-17