0001209191-21-041580.txt : 20210617 0001209191-21-041580.hdr.sgml : 20210617 20210617173253 ACCESSION NUMBER: 0001209191-21-041580 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210615 FILED AS OF DATE: 20210617 DATE AS OF CHANGE: 20210617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dietzen Scott CENTRAL INDEX KEY: 0001651908 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37570 FILM NUMBER: 211026016 MAIL ADDRESS: STREET 1: C/O PURE STORAGE, INC. STREET 2: 650 CASTRO STREET, SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pure Storage, Inc. CENTRAL INDEX KEY: 0001474432 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 271069557 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 650 CASTRO STREET, SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 800-379-7873 MAIL ADDRESS: STREET 1: 650 CASTRO STREET, SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 FORMER COMPANY: FORMER CONFORMED NAME: PURE Storage, Inc. DATE OF NAME CHANGE: 20100804 FORMER COMPANY: FORMER CONFORMED NAME: Os76, Inc. DATE OF NAME CHANGE: 20091014 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-15 0 0001474432 Pure Storage, Inc. PSTG 0001651908 Dietzen Scott C/O PURE STORAGE, INC. 650 CASTRO ST, SUITE 400 MOUNTAIN VIEW CA 94041 1 0 0 0 Class A Common Stock 2021-06-15 4 A 0 12637 0.00 A 87737 D Class A Common Stock 2021-02-26 5 J 0 E 375000 0.00 D 0 I By GRAT Class A Common Stock 2021-02-26 5 J 0 E 375000 0.00 D 0 I By GRAT Class A Common Stock 2021-02-26 5 J 0 E 750000 0.00 A 1718456 I By Trust Class A Common Stock 347000 I By Trust The shares of Class A Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. 100% of the shares subject to the Restricted Stock Unit award will vest on June 15, 2022, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) on the vesting date, and provided that if the Reporting Person voluntarily resigns as a Director, then the shares subject to the Restricted Stock Unit award will vest as of the effective date of the resignation as to 1/365 of the shares subject to the award multiplied by the number of days of the Reporting Person's service between the date of grant and the effective date of the resignation. The Restricted Stock Unit award shall be subject to accelerated vesting as follows: In the event of a Change in Control or a Corporate Transaction (each, as defined in the Issuer's 2015 Equity Incentive Plan), the shares subject to the Restricted Stock Unit award will fully vest as of immediately prior to the effective time of such Change in Control or Corporate Transaction, subject to the Reporting Person's Continuous Service on the effective date of such Change in Control or Corporate Transaction. Substitution of assets between The Scott Dietzen 2020 GRAT DTD 04/14/2020 and the Dietzen Living Trust, dated January 16, 2009. Scott Dietzen TTEE The Scott Dietzen 2020 GRAT DTD 04/14/2020 Substitution of assets between The Katherine Dietzen 2020 GRAT DTD 04/14/2020 and the Dietzen Living Trust, dated January 16, 2009. Katherine Dietzen TTEE The Katherine Dietzen 2020 GRAT DTD 04/14/2020 Substitution of assets between The Scott Dietzen 2020 GRAT DTD 04/14/2020, The Katherine Dietzen 2020 GRAT DTD 04/14/2020, and the Dietzen Living Trust, dated January 16, 2009. Shares are held by Scott Dietzen and Katherine Dietzen, Co-Trustees of the Dietzen Living Trust, dated January 16, 2009. Shares are held by JP Morgan Trust Company of Delaware, as Trustee of the Dietzen Family Irrevocable Trust GST Exempt Trust under agreement dated March 25, 2014. /s/ Todd Wheeler, attorney-in-fact 2021-06-17