0001209191-18-052588.txt : 20180928 0001209191-18-052588.hdr.sgml : 20180928 20180928170213 ACCESSION NUMBER: 0001209191-18-052588 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180926 FILED AS OF DATE: 20180928 DATE AS OF CHANGE: 20180928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riitters Timothy CENTRAL INDEX KEY: 0001651904 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37570 FILM NUMBER: 181094825 MAIL ADDRESS: STREET 1: C/O PURE STORAGE, INC. STREET 2: 650 CASTRO STREET, SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pure Storage, Inc. CENTRAL INDEX KEY: 0001474432 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 271069557 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 650 CASTRO STREET, SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 800-379-7873 MAIL ADDRESS: STREET 1: 650 CASTRO STREET, SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 FORMER COMPANY: FORMER CONFORMED NAME: PURE Storage, Inc. DATE OF NAME CHANGE: 20100804 FORMER COMPANY: FORMER CONFORMED NAME: Os76, Inc. DATE OF NAME CHANGE: 20091014 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-09-26 0 0001474432 Pure Storage, Inc. PSTG 0001651904 Riitters Timothy 650 CASTRO ST MOUNTAIN VIEW CA 94041 0 1 0 0 Chief Financial Officer Class A Common Stock 2018-09-26 4 C 0 18000 A 437642 D Class A Common Stock 2018-09-26 4 S 0 24800 26.3848 D 412842 D Class A Common Stock 2018-09-26 4 S 0 200 27.07 D 412642 D Stock Option (right to buy) 9.65 2018-09-26 4 M 0 18000 0.00 D 2024-10-07 Class B Common Stock 18000 854500 D Class B Common Stock 2018-09-26 4 M 0 18000 0.00 A Class A Common Stock 18000 18000 D Class B Common Stock 2018-09-26 4 C 0 18000 0.00 D Class A Common Stock 18000 0 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock at the election of the Reporting Person. Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, (iii) such time as the shares of Class B Common Stock represent less than 10% of all outstanding shares of Class A Common Stock and Class B Common Stock, or (iv) October 6, 2025. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.05 to $27.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This option is fully vested. /s/ Joseph T. FitzGerald, attorney-in-fact 2018-09-28