0001209191-18-038117.txt : 20180615 0001209191-18-038117.hdr.sgml : 20180615 20180615171257 ACCESSION NUMBER: 0001209191-18-038117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180613 FILED AS OF DATE: 20180615 DATE AS OF CHANGE: 20180615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riitters Timothy CENTRAL INDEX KEY: 0001651904 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37570 FILM NUMBER: 18902969 MAIL ADDRESS: STREET 1: C/O PURE STORAGE, INC. STREET 2: 650 CASTRO STREET, SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pure Storage, Inc. CENTRAL INDEX KEY: 0001474432 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 271069557 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 650 CASTRO STREET, SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 800-379-7873 MAIL ADDRESS: STREET 1: 650 CASTRO STREET, SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 FORMER COMPANY: FORMER CONFORMED NAME: PURE Storage, Inc. DATE OF NAME CHANGE: 20100804 FORMER COMPANY: FORMER CONFORMED NAME: Os76, Inc. DATE OF NAME CHANGE: 20091014 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-06-13 0 0001474432 Pure Storage, Inc. PSTG 0001651904 Riitters Timothy 650 CASTRO ST MOUNTAIN VIEW CA 94041 0 1 0 0 Chief Financial Officer Class A Common Stock 2018-06-13 4 C 0 7500 A 479978 D Class A Common Stock 2018-06-13 4 S 0 9556 25.2089 D 470422 D Stock Option (right to buy) 9.65 2018-06-13 4 M 0 7500 0.00 D 2024-10-07 Class B Common Stock 7500 918000 D Class B Common Stock 2018-06-13 4 M 0 7500 0.00 A Class A Common Stock 7500 7500 D Class B Common Stock 2018-06-13 4 C 0 7500 0.00 D Class A Common Stock 7500 0 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock at the election of the Reporting Person. Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.88 to $25.57 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. 1/4 of the Option vests one year from 8/26/2014, 1/48 of the Option vests monthly thereafter over the following three years. The option shall be subject to accelerated vesting as set forth in optionee's employment agreement with the Issuer. /s/ Joseph T. FitzGerald, attorney-in-fact 2018-06-15