0000899243-15-006641.txt : 20151013
0000899243-15-006641.hdr.sgml : 20151012
20151013174845
ACCESSION NUMBER: 0000899243-15-006641
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151013
FILED AS OF DATE: 20151013
DATE AS OF CHANGE: 20151013
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pure Storage, Inc.
CENTRAL INDEX KEY: 0001474432
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 271069557
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 650 CASTRO STREET, SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
BUSINESS PHONE: 800-379-7873
MAIL ADDRESS:
STREET 1: 650 CASTRO STREET, SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
FORMER COMPANY:
FORMER CONFORMED NAME: PURE Storage, Inc.
DATE OF NAME CHANGE: 20100804
FORMER COMPANY:
FORMER CONFORMED NAME: Os76, Inc.
DATE OF NAME CHANGE: 20091014
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greylock XIII-A Limited Partnership
CENTRAL INDEX KEY: 0001474747
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37570
FILM NUMBER: 151156857
BUSINESS ADDRESS:
STREET 1: 2929 CAMPUS DRIVE
STREET 2: SUITE 400
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: 781-622-2200
MAIL ADDRESS:
STREET 1: 2929 CAMPUS DRIVE
STREET 2: SUITE 400
CITY: SAN MATEO
STATE: CA
ZIP: 94403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greylock XIII Limited Partnership
CENTRAL INDEX KEY: 0001474746
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37570
FILM NUMBER: 151156858
BUSINESS ADDRESS:
STREET 1: 2929 CAMPUS DRIVE
STREET 2: SUITE 400
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: 781-622-2200
MAIL ADDRESS:
STREET 1: 2929 CAMPUS DRIVE
STREET 2: SUITE 400
CITY: SAN MATEO
STATE: CA
ZIP: 94403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greylock XIII GP LLC
CENTRAL INDEX KEY: 0001541539
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37570
FILM NUMBER: 151156859
BUSINESS ADDRESS:
STREET 1: ONE BRATTLE SQUARE
STREET 2: 4TH FLOOR
CITY: CAMBRIDGE
STATE: MA
ZIP: 02138
BUSINESS PHONE: 781-622-2200
MAIL ADDRESS:
STREET 1: ONE BRATTLE SQUARE
STREET 2: 4TH FLOOR
CITY: CAMBRIDGE
STATE: MA
ZIP: 02138
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-10-13
0
0001474432
Pure Storage, Inc.
PSTG
0001541539
Greylock XIII GP LLC
2550 SAND HILL ROAD, SUITE 200
MENLO PARK
CA
94025
0
0
1
0
0001474746
Greylock XIII Limited Partnership
2550 SAND HILL ROAD, SUITE 200
MENLO PARK
CA
94025
0
0
1
0
0001474747
Greylock XIII-A Limited Partnership
2550 SAND HILL ROAD, SUITE 200
MENLO PARK
CA
94025
0
0
1
0
Series B Preferred Stock
2015-10-13
4
C
0
16383768
0.00
D
Class B Common Stock
16383768
0
I
By Greylock XIII Limited Partnership
Series C Preferred Stock
2015-10-13
4
C
0
2325304
0.00
D
Class B Common Stock
2325304
0
I
By Greylock XIII Limited Partnership
Series D Preferred Stock
2015-10-13
4
C
0
1639614
0.00
D
Class B Common Stock
1639614
0
I
By Greylock XIII Limited Partnership
Series E Preferred Stock
2015-10-13
4
C
0
2856376
0.00
D
Class B Common Stock
2856376
0
I
By Greylock XIII Limited Partnership
Series F Preferred Stock
2015-10-13
4
C
0
1416867
0.00
D
Class B Common Stock
1416867
0
I
By Greylock XIII Limited Partnership
Series B Preferred Stock
2015-10-13
4
C
0
1475028
0.00
D
Class B Common Stock
1475028
0
I
By Greylock XIII-A Limited Partnership
Series C Preferred Stock
2015-10-13
4
C
0
209348
0.00
D
Class B Common Stock
209348
0
I
By Greylock XIII-A Limited Partnership
Series D Preferred Stock
2015-10-13
4
C
0
147612
0.00
D
Class B Common Stock
147612
0
I
By Greylock XIII-A Limited Partnership
Series E Preferred Stock
2015-10-13
4
C
0
257158
0.00
D
Class B Common Stock
257158
0
I
By Greylock XIII-A Limited Partnership
Series F Preferred Stock
2015-10-13
4
C
0
127560
0.00
D
Class B Common Stock
127560
0
I
By Greylock XIII-A Limited Partnership
Class B Common Stock
2015-10-13
4
C
0
24621929
0.00
A
Class A Common Stock
24621929
24621929
I
By Greylock XIII Limited Partnership
Class B Common Stock
2015-10-13
4
C
0
2216706
0.00
A
Class A Common Stock
2216706
2216706
I
By Greylock XIII-A Limited Partnership
The preferred stock will automatically convert into Class B common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date.
The shares are held directly by Greylock XIII Limited Partnership ("Greylock XIII LP"). Greylock XIII GP LLC ("Greylock XIII GP") is the general partner of Greylock XIII LP. As a result, Greylock XIII GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIII LP. Greylock XIII GP disclaims beneficial ownership of the securities held by Greylock XIII LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIII GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
The shares are held directly by Greylock XIII-A Limited Partnership ("Greylock XIII-A LP"). Greylock XIII GP is the general partner of Greylock XIII-A LP. As a result, Greylock XIII GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIII-A LP. Greylock XIII GP disclaims beneficial ownership of the securities held by Greylock XIII-A LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIII GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-206312) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.
/s/ Donald A. Sullivan, as Administrative Partner of Greylock XIII GP LLC
2015-10-13
/s/ Donald A. Sullivan, as Administrative Partner of Greylock XIII GP LLC, the general partner of Greylock XIII Limited Partnership
2015-10-13
/s/ Donald A. Sullivan, as Administrative Partner of Greylock XIII GP LLC, the general partner of Greylock XIII-A Limited Partnership
2015-10-13