0000899243-15-006641.txt : 20151013 0000899243-15-006641.hdr.sgml : 20151012 20151013174845 ACCESSION NUMBER: 0000899243-15-006641 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151013 FILED AS OF DATE: 20151013 DATE AS OF CHANGE: 20151013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pure Storage, Inc. CENTRAL INDEX KEY: 0001474432 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 271069557 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 650 CASTRO STREET, SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 800-379-7873 MAIL ADDRESS: STREET 1: 650 CASTRO STREET, SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 FORMER COMPANY: FORMER CONFORMED NAME: PURE Storage, Inc. DATE OF NAME CHANGE: 20100804 FORMER COMPANY: FORMER CONFORMED NAME: Os76, Inc. DATE OF NAME CHANGE: 20091014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Greylock XIII-A Limited Partnership CENTRAL INDEX KEY: 0001474747 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37570 FILM NUMBER: 151156857 BUSINESS ADDRESS: STREET 1: 2929 CAMPUS DRIVE STREET 2: SUITE 400 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 781-622-2200 MAIL ADDRESS: STREET 1: 2929 CAMPUS DRIVE STREET 2: SUITE 400 CITY: SAN MATEO STATE: CA ZIP: 94403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Greylock XIII Limited Partnership CENTRAL INDEX KEY: 0001474746 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37570 FILM NUMBER: 151156858 BUSINESS ADDRESS: STREET 1: 2929 CAMPUS DRIVE STREET 2: SUITE 400 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 781-622-2200 MAIL ADDRESS: STREET 1: 2929 CAMPUS DRIVE STREET 2: SUITE 400 CITY: SAN MATEO STATE: CA ZIP: 94403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Greylock XIII GP LLC CENTRAL INDEX KEY: 0001541539 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37570 FILM NUMBER: 151156859 BUSINESS ADDRESS: STREET 1: ONE BRATTLE SQUARE STREET 2: 4TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02138 BUSINESS PHONE: 781-622-2200 MAIL ADDRESS: STREET 1: ONE BRATTLE SQUARE STREET 2: 4TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02138 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-10-13 0 0001474432 Pure Storage, Inc. PSTG 0001541539 Greylock XIII GP LLC 2550 SAND HILL ROAD, SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001474746 Greylock XIII Limited Partnership 2550 SAND HILL ROAD, SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001474747 Greylock XIII-A Limited Partnership 2550 SAND HILL ROAD, SUITE 200 MENLO PARK CA 94025 0 0 1 0 Series B Preferred Stock 2015-10-13 4 C 0 16383768 0.00 D Class B Common Stock 16383768 0 I By Greylock XIII Limited Partnership Series C Preferred Stock 2015-10-13 4 C 0 2325304 0.00 D Class B Common Stock 2325304 0 I By Greylock XIII Limited Partnership Series D Preferred Stock 2015-10-13 4 C 0 1639614 0.00 D Class B Common Stock 1639614 0 I By Greylock XIII Limited Partnership Series E Preferred Stock 2015-10-13 4 C 0 2856376 0.00 D Class B Common Stock 2856376 0 I By Greylock XIII Limited Partnership Series F Preferred Stock 2015-10-13 4 C 0 1416867 0.00 D Class B Common Stock 1416867 0 I By Greylock XIII Limited Partnership Series B Preferred Stock 2015-10-13 4 C 0 1475028 0.00 D Class B Common Stock 1475028 0 I By Greylock XIII-A Limited Partnership Series C Preferred Stock 2015-10-13 4 C 0 209348 0.00 D Class B Common Stock 209348 0 I By Greylock XIII-A Limited Partnership Series D Preferred Stock 2015-10-13 4 C 0 147612 0.00 D Class B Common Stock 147612 0 I By Greylock XIII-A Limited Partnership Series E Preferred Stock 2015-10-13 4 C 0 257158 0.00 D Class B Common Stock 257158 0 I By Greylock XIII-A Limited Partnership Series F Preferred Stock 2015-10-13 4 C 0 127560 0.00 D Class B Common Stock 127560 0 I By Greylock XIII-A Limited Partnership Class B Common Stock 2015-10-13 4 C 0 24621929 0.00 A Class A Common Stock 24621929 24621929 I By Greylock XIII Limited Partnership Class B Common Stock 2015-10-13 4 C 0 2216706 0.00 A Class A Common Stock 2216706 2216706 I By Greylock XIII-A Limited Partnership The preferred stock will automatically convert into Class B common stock on a 1-to-1 basis immediately upon closing of the initial public offering of the Issuer and has no expiration date. The shares are held directly by Greylock XIII Limited Partnership ("Greylock XIII LP"). Greylock XIII GP LLC ("Greylock XIII GP") is the general partner of Greylock XIII LP. As a result, Greylock XIII GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIII LP. Greylock XIII GP disclaims beneficial ownership of the securities held by Greylock XIII LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIII GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. The shares are held directly by Greylock XIII-A Limited Partnership ("Greylock XIII-A LP"). Greylock XIII GP is the general partner of Greylock XIII-A LP. As a result, Greylock XIII GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIII-A LP. Greylock XIII GP disclaims beneficial ownership of the securities held by Greylock XIII-A LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIII GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-206312) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. /s/ Donald A. Sullivan, as Administrative Partner of Greylock XIII GP LLC 2015-10-13 /s/ Donald A. Sullivan, as Administrative Partner of Greylock XIII GP LLC, the general partner of Greylock XIII Limited Partnership 2015-10-13 /s/ Donald A. Sullivan, as Administrative Partner of Greylock XIII GP LLC, the general partner of Greylock XIII-A Limited Partnership 2015-10-13