-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OSf7JK02DZVI+3XXqKTL8UmqJui7mdGbLVKPAngz1XFSLM2Ew6D+6K9t9JVVA0w+ U5Kdj6gx2O7WZgRfxfYxUw== 0001104659-09-059258.txt : 20091016 0001104659-09-059258.hdr.sgml : 20091016 20091016165241 ACCESSION NUMBER: 0001104659-09-059258 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091015 FILED AS OF DATE: 20091016 DATE AS OF CHANGE: 20091016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 1999 Revocable Trust CENTRAL INDEX KEY: 0001473909 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31568 FILM NUMBER: 091123896 MAIL ADDRESS: STREET 1: C/O NEW ENGLAND REALTY ASSOCIATES LP STREET 2: 39 BRIGHTON AVENUE CITY: ALLSTON STATE: MA ZIP: 02025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN HAROLD CENTRAL INDEX KEY: 0000927944 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31568 FILM NUMBER: 091123897 MAIL ADDRESS: STREET 2: 39 BRIGHTON AVE CITY: ALLSTON STATE: MA ZIP: 02134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEW ENGLAND REALTY ASSOCIATES LIMITED PARTNERSHIP CENTRAL INDEX KEY: 0000746514 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF APARTMENT BUILDINGS [6513] IRS NUMBER: 042619298 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39 BRIGHTON AVE CITY: ALLSTON STATE: MA ZIP: 02134 BUSINESS PHONE: 6177830039 MAIL ADDRESS: STREET 1: 39 BRIGHTON AVE CITY: ALLSTON STATE: MA ZIP: 02134 4 1 a4.xml 4 X0303 4 2009-10-15 0 0000746514 NEW ENGLAND REALTY ASSOCIATES LIMITED PARTNERSHIP NEN 0000927944 BROWN HAROLD C/O NEW ENGLAND REALTY ASSOCIATES LP 39 BRIGHTON AVENUE ALLSTON MA 02134 1 1 1 0 Treas. & Dir. of Gen. Ptnr NEN 0001473909 1999 Revocable Trust C/O NEW ENGLAND REALTY ASSOCIATES LP 39 BRIGHTON AVENUE ALLSTON MA 02134 0 0 1 0 NEN Depositary Receipts 2009-10-15 4 J 0 220000 0 A 220000 I By Trust On October 15, 2009, the reporting person effected an equity exchange pursuant to which the reporting person acquired 220,000 Depositary Receipts from a third party in a privately negotiated transaction in exchange for ownership interests in 13 properties consisting of an aggregate of 260,888 square feet of retail, office and residential space with a fair market value of approximately $11,581,744. The 220,000 Depositary Receipts were acquired by the Harold Brown 1999 Revocable Trust (the "1999 Trust"). Harold Brown is the sole beneficiary of the 1999 Trust during his lifetime and is a co-trustee of the 1999 Trust and exercises voting and dispositive control over the Depositary Receipts beneficially owned by the 1999 Trust. Accordingly, this Form 4 is being filed jointly by Mr. Brown and the 1999 Trust to report the direct beneficial ownership of the Depositary Receipts by the 1999 Trust and Mr. Brown's indirect beneficial ownership of the Depositary Receipts. /s/ Harold Brown 2009-10-16 /s/ Harold Brown, Co-Trustee 2009-10-16 -----END PRIVACY-ENHANCED MESSAGE-----