0001104659-21-079580.txt : 20210610 0001104659-21-079580.hdr.sgml : 20210610 20210610182421 ACCESSION NUMBER: 0001104659-21-079580 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210608 FILED AS OF DATE: 20210610 DATE AS OF CHANGE: 20210610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harris Brian CENTRAL INDEX KEY: 0001473358 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36299 FILM NUMBER: 211009330 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ladder Capital Corp CENTRAL INDEX KEY: 0001577670 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 800925494 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 212-715-3170 MAIL ADDRESS: STREET 1: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154 4 1 tm2119281-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-06-08 0 0001577670 Ladder Capital Corp LADR 0001473358 Harris Brian C/O LADDER CAPITAL CORP 345 PARK AVE, 8TH FL NEW YORK NY 10154 1 1 0 0 Chief Executive Officer Class A Common Stock 2021-06-08 4 S 0 7352 12.4492 D 592723 D Class A Common Stock 2021-06-09 4 S 0 22648 12.4568 D 570075 D Class A Common Stock 4793623 I See Footnote Class A Common Stock 400540 I By Harris Investment Associates, L.P. Class A Common Stock 1020084 I By Harris Investment Associates II, L.P. The sales reported in this row were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2021. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.44 to $12.46, inclusive. The reporting person undertakes to provide to Ladder Capital Corp, any security holder of Ladder Capital Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.44 to $12.505, inclusive. The reporting person undertakes to provide to Ladder Capital Corp, any security holder of Ladder Capital Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The Reporting Person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Shares held directly by the Betsy A. Harris 2012 Family Trust, of which Mr. Harris is the trustee. /s/ Michelle Wallach, as Attorney-in-Fact for Brian Harris 2021-06-10