The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| EnLink Midstream Partners LLC | COM UNIT | 29336T100 | 68,263 | 2,195,659 | SH | DFND | 0 | 2,195,659 | 0 | ||
| Approach Resources, Inc. | COM | 03834A103 | 6,364 | 929,097 | SH | DFND | 0 | 929,097 | 0 | ||
| Bank of Montreal | COM | 063671101 | 4,419 | 74,551 | SH | DFND | 0 | 74,551 | 0 | ||
| Google Inc. (Class A) | COM | 38259P508 | 648 | 1,200 | SH | DFND | 0 | 1,200 | 0 | ||
| Google Inc. (Class C) | COM | 38259P706 | 626 | 1,203 | SH | DFND | 0 | 1,203 | 0 | ||
| Rockwell Automation Inc. | COM | 773903109 | 748 | 6,000 | SH | DFND | 0 | 6,000 | 0 | ||
| Hallador Energy Company | COM | 40609P105 | 23,258 | 2,788,685 | SH | DFND | 0 | 2,788,685 | 0 | ||
| Star Gas Partners L.P. | UNIT | 85512C105 | 1,766 | 200,000 | SH | DFND | 0 | 200,000 | 0 | ||
| TCP Capital Corp. | COM | 87238Q103 | 1,170 | 76,546 | SH | DFND | 0 | 76,546 | 0 | ||
| Vanguard Index Growth ETF (VUG) | Growth ETF | 922908736 | 2,342 | 21,881 | SH | DFND | 0 | 21,881 | 0 | ||
| Vanguard Index Value ETF (VTV) | Value ETF | 922908744 | 9,814 | 117,726 | SH | DFND | 0 | 117,726 | 0 | ||
| Vanguard Index Mid-Cap Growth ETF (VOT) | Growth ETF | 922908538 | 2,504 | 23,500 | SH | DFND | 0 | 23,500 | 0 | ||
| Vanguard Index Mid-Cap Value ETF (VOE) | Value ETF | 922908512 | 14,763 | 163,000 | SH | DFND | 0 | 163,000 | 0 | ||
| Vanguard World FDS Consumer ETF (VDC) | Sector ETF | 92204A207 | 2,546 | 20,500 | SH | DFND | 0 | 20,500 | 0 | ||
| Powershares Buyback Achievers Fund (PKW) | Index ETF | 73937B621 | 2,508 | 51,600 | SH | DFND | 0 | 51,600 | 0 | ||
| Powershares FTSE RAFI US 1000 Portfolio (PRF) | Index ETF | 73935X583 | 5,006 | 55,200 | SH | DFND | 0 | 55,200 | 0 | ||
| Schwab Strategic Tr International Equity (SCHF) | Index ETF | 808524805 | 7,045 | 231,200 | SH | DFND | 0 | 231,200 | 0 | ||
| iShares Core MSCI Emerging Markets (IEMG) | Index ETF | 464287234 | 3,738 | 77,800 | SH | DFND | 0 | 77,800 | 0 | ||
| iShares Core S&P Mid-Cap (IJH) | Index ETF | 464287200 | 7,169 | 47,800 | SH | DFND | 0 | 47,800 | 0 | ||
| Guggenheim S&P 500 Equal Weight (RSP) | Index ETF | 40167B100 | 3,312 | 41,500 | SH | DFND | 0 | 41,500 | 0 | ||
| FirstTrustTechnology AlphaDEX Fund (FXL) | Sector ETF | 33734X176 | 2,460 | 69,600 | SH | DFND | 0 | 69,600 | 0 | ||