0000899243-20-030408.txt : 20201104 0000899243-20-030408.hdr.sgml : 20201104 20201104190933 ACCESSION NUMBER: 0000899243-20-030408 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201102 FILED AS OF DATE: 20201104 DATE AS OF CHANGE: 20201104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Egeck Michael R. CENTRAL INDEX KEY: 0001472330 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39667 FILM NUMBER: 201288139 MAIL ADDRESS: STREET 1: 71 STEVENSON STREET STREET 2: 22ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Leslie's, Inc. CENTRAL INDEX KEY: 0001821806 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2005 E. INDIAN SCHOOL ROAD CITY: PHOENIX STATE: AZ ZIP: 85016 BUSINESS PHONE: 602-366-3817 MAIL ADDRESS: STREET 1: 2005 E. INDIAN SCHOOL ROAD CITY: PHOENIX STATE: AZ ZIP: 85016 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-11-02 0 0001821806 Leslie's, Inc. LESL 0001472330 Egeck Michael R. 2005 EAST INDIAN SCHOOL ROAD PHOENIX AZ 85016 1 1 0 0 Chief Executive Officer. Restricted Stock Units ("RSUs") 0.00 2020-11-02 4 A 0 2535064 0.00 A Common Stock, par value $0.001 per share ("Common Stock") 2535064 2535064 D Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock. The RSUs will vest as follows, subject to Mr. Egeck's continuous employment or service with the Issuer or an affiliate until the applicable vesting date: (a) 1,438,821 of the RSUs will vest in equal one-seventh (1/7th) installments on each of the first seven (7) six (6)-month anniversaries of August 4, 2020; and (b) 1,096,243 of the RSUs will vest if, and only if, the volume weighted average trading price of a share of the Issuer's Common Stock equals $10.71 at the end of any rolling twenty (20)-day trading period commencing on or after May 2, 2021. /s/ Brad A. Gazaway, as Attorney-in-Fact for Michael R. Egeck 2020-11-04