0001104659-24-089726.txt : 20240814 0001104659-24-089726.hdr.sgml : 20240814 20240814170319 ACCESSION NUMBER: 0001104659-24-089726 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240630 FILED AS OF DATE: 20240814 DATE AS OF CHANGE: 20240814 EFFECTIVENESS DATE: 20240814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nantahala Capital Management, LLC CENTRAL INDEX KEY: 0001472322 ORGANIZATION NAME: IRS NUMBER: 201151760 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14750 FILM NUMBER: 241209338 BUSINESS ADDRESS: STREET 1: 130 MAIN ST. STREET 2: 2ND FLOOR CITY: NEW CANAAN STATE: CT ZIP: 06840 BUSINESS PHONE: 203-404-1172 MAIL ADDRESS: STREET 1: 130 MAIN ST. STREET 2: 2ND FLOOR CITY: NEW CANAAN STATE: CT ZIP: 06840 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001472322 XXXXXXXX 06-30-2024 06-30-2024 false Nantahala Capital Management, LLC

130 Main St. 2nd Floor New Canaan CT 06840

13F HOLDINGS REPORT 028-14750 N Taki Vasilakis 203-308-4440 /s/ Taki Vasilakis New Canaan CT 08-14-2024 0 128 1700173175 INFORMATION TABLE 2 infotable.xml ABEONA THERAPEUTICS INC COM NEW 00289Y206 14712956 3470037 SH SOLE 3470037 0 0 ABEONA THERAPEUTICS INC COM NEW 00289Y206 2204800 520000 SH Call SOLE 520000 0 0 ABIVAX SA SPONSORED ADS 00370M103 13030081 985634 SH SOLE 985634 0 0 ACHIEVE LIFE SCIENCES INC COM 004468500 3073800 654000 SH SOLE 654000 0 0 AILERON THERAPEUTICS INC COM NEW 00887A204 1286297 464367 SH SOLE 464367 0 0 ALTA EQUIPMENT GROUP INC COMMON STOCK 02128L106 6739305 838222 SH SOLE 838222 0 0 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 1538323 1091009 SH SOLE 1091009 0 0 AMERICAS CAR-MART INC COM 03062T105 18793227 312128 SH SOLE 312128 0 0 AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 16954138 2669943 SH SOLE 2669943 0 0 AN2 THERAPEUTICS INC COM 037326105 211298 98278 SH SOLE 98278 0 0 ANEBULO PHARMACEUTICALS INC COM 034569103 1395229 511073 SH SOLE 511073 0 0 APREA THERAPEUTICS INC COM NEW 03836J201 837443 205760 SH SOLE 205760 0 0 APTOSE BIOSCIENCES INC COM 03835T309 58701 77340 SH SOLE 77340 0 0 ASSERTIO HOLDINGS INC COM NEW 04546C205 11495837 9270836 SH SOLE 9270836 0 0 ASTRIA THERAPEUTICS INC COM 04635X102 6142500 675000 SH SOLE 675000 0 0 AURA BIOSCIENCES INC COM 05153U107 9601465 1270035 SH SOLE 1270035 0 0 AVADEL PHARMACEUTICALS PLC COM SHS G29687103 4921000 350000 SH SOLE 350000 0 0 AYTU BIOPHARMA INC COM 054754858 3173491 1086812 SH SOLE 1086812 0 0 B. 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