0001172661-23-000796.txt : 20230213
0001172661-23-000796.hdr.sgml : 20230213
20230213170547
ACCESSION NUMBER: 0001172661-23-000796
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230213
DATE AS OF CHANGE: 20230213
EFFECTIVENESS DATE: 20230213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Freestone Capital Holdings, LLC
CENTRAL INDEX KEY: 0001470876
IRS NUMBER: 261341800
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13894
FILM NUMBER: 23619720
BUSINESS ADDRESS:
STREET 1: 701 5TH AVENUE
STREET 2: 74TH FLOOR
CITY: SEATTLE
STATE: WA
ZIP: 98104
BUSINESS PHONE: 206-398-1100
MAIL ADDRESS:
STREET 1: 701 5TH AVENUE
STREET 2: 74TH FLOOR
CITY: SEATTLE
STATE: WA
ZIP: 98104
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
true
false
0001470876
XXXXXXXX
12-31-2022
12-31-2022
false
Freestone Capital Holdings, LLC
701 5th Avenue
74th Floor
Seattle
WA
98104
13F HOLDINGS REPORT
028-13894
000145711
801-69073
N
Malinda Khauv
Managing Director - CCO
206-707-7346
/s/ Malinda Khauv
Seattle
WA
02-13-2023
1
382
2186133013
1
0001128159
028-05975
FREESTONE CAPITAL MANAGEMENT LLC
INFORMATION TABLE
2
infotable.xml
23ANDME HOLDING CO
CLASS A COM
90138Q108
79918
36999
SH
DFND
1
0
36999
0
3M CO
COM
88579Y101
1815709
15141
SH
DFND
1
0
15141
0
ABB LTD
SPONSORED ADR
000375204
575389
18890
SH
DFND
1
0
18890
0
ABBOTT LABS
COM
002824100
9720072
88533
SH
DFND
1
0
88533
0
ABBVIE INC
COM
00287Y109
9860538
61014
SH
DFND
1
0
61014
0
ABRDN GLOBAL PREMIER PPTYS F
COM SH BEN INT
00302L108
39731
10188
SH
DFND
1
0
10188
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
9672149
36247
SH
DFND
1
0
36247
0
ACTIVISION BLIZZARD INC
COM
00507V109
3589965
46897
SH
DFND
1
0
46897
0
ADMA BIOLOGICS INC
COM
000899104
46378
11953
SH
DFND
1
0
11953
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
6522961
19383
SH
DFND
1
0
19383
0
ADVANCE AUTO PARTS INC
COM
00751Y106
1639973
11154
SH
DFND
1
0
11154
0
ADVANCED ENERGY INDS
COM
007973100
402737
4695
SH
DFND
1
0
4695
0
AFLAC INC
COM
001055102
3867638
53762
SH
DFND
1
0
53762
0
AGILENT TECHNOLOGIES INC
COM
00846U101
416626
2784
SH
DFND
1
0
2784
0
AIRBNB INC
COM CL A
009066101
731025
8550
SH
DFND
1
0
8550
0
ALAUNOS THERAPEUTICS INC
COM
98973P101
6491
10000
SH
DFND
1
0
10000
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1437365
16317
SH
DFND
1
0
16317
0
ALLISON TRANSMISSION HLDGS I
COM
01973R101
650874
15646
SH
DFND
1
0
15646
0
ALLSTATE CORP
COM
020002101
3376304
24899
SH
DFND
1
0
24899
0
ALPHABET INC
CAP STK CL C
02079K107
7172560
80836
SH
DFND
1
0
80836
0
ALPHABET INC
CAP STK CL A
02079K305
19168341
217254
SH
DFND
1
0
217254
0
ALPS ETF TR
ALERIAN MLP
00162Q452
2849065
74838
SH
DFND
1
0
74838
0
ALTRIA GROUP INC
COM
02209S103
3462781
75755
SH
DFND
1
0
75755
0
AMAZON COM INC
COM
023135106
28417494
338304
SH
DFND
1
0
338304
0
AMBEV SA
SPONSORED ADR
02319V103
913371
335798
SH
DFND
1
0
335798
0
AMERICAN EXPRESS CO
COM
025816109
3671730
24851
SH
DFND
1
0
24851
0
AMERICAN TOWER CORP NEW
COM
03027X100
257410
1215
SH
DFND
1
0
1215
0
AMERISOURCEBERGEN CORP
COM
03073E105
6038231
36439
SH
DFND
1
0
36439
0
AMGEN INC
COM
031162100
3617283
13773
SH
DFND
1
0
13773
0
AMMO INC
COM
00175J107
30925
17876
SH
DFND
1
0
17876
0
ANGLOGOLD ASHANTI LIMITED
SPONSORED ADR
035128206
515989
26570
SH
DFND
1
0
26570
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
391761
6525
SH
DFND
1
0
6525
0
ANNALY CAPITAL MANAGEMENT IN
COM NEW
035710839
243474
11550
SH
DFND
1
0
11550
0
AON PLC
SHS CL A
G0403H108
550457
1834
SH
DFND
1
0
1834
0
APPLE INC
COM
037833100
44221236
340347
SH
DFND
1
0
340347
0
APPLIED MATLS INC
COM
038222105
4583092
47064
SH
DFND
1
0
47064
0
APTIV PLC
SHS
G6095L109
1499579
16102
SH
DFND
1
0
16102
0
ARCHER DANIELS MIDLAND CO
COM
039483102
236489
2547
SH
DFND
1
0
2547
0
AT&T INC
COM
00206R102
1294928
70338
SH
DFND
1
0
70338
0
ATAI LIFE SCIENCES NV
SHS
N0731H103
26600
10000
SH
DFND
1
0
10000
0
AURORA INNOVATION INC
CLASS A COM
051774107
1600755
1322938
SH
DFND
1
0
1322938
0
AUTODESK INC
COM
052769106
334124
1788
SH
DFND
1
0
1788
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
3944056
16512
SH
DFND
1
0
16512
0
AXON ENTERPRISE INC
COM
05464C101
254205
1532
SH
DFND
1
0
1532
0
BANCO SANTANDER BRASIL S A
ADS REP 1 UNIT
05967A107
431200
80000
SH
DFND
1
0
80000
0
BANCO SANTANDER S.A.
ADR
05964H105
35491
12031
SH
DFND
1
0
12031
0
BANK AMERICA CORP
COM
060505104
9254694
279429
SH
DFND
1
0
279429
0
BANK MARIN BANCORP
COM
063425102
764723
23258
SH
DFND
1
0
23258
0
BARCLAYS PLC
ADR
06738E204
233368
29919
SH
DFND
1
0
29919
0
BENSON HILL INC
*W EXP 09/29/202
082490111
2501
10000
SH
DFND
1
0
10000
0
BERKSHIRE GREY INC
COM CL A
084656107
6404
10604
SH
DFND
1
0
10604
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
468711
1
SH
DFND
1
0
1
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
21523843
69679
SH
DFND
1
0
69679
0
BEST BUY INC
COM
086516101
1016955
12679
SH
DFND
1
0
12679
0
BHP GROUP LTD
SPONSORED ADS
088606108
1078939
17388
SH
DFND
1
0
17388
0
BLACKROCK INC
COM
09247X101
496750
701
SH
DFND
1
0
701
0
BLACKSTONE INC
COM
09260D107
477264
6433
SH
DFND
1
0
6433
0
BLEND LABS INC
CL A
09352U108
49987
34713
SH
DFND
1
0
34713
0
BLOCK INC
CL A
852234103
309298
4922
SH
DFND
1
0
4922
0
BOEING CO
COM
097023105
1472935
7732
SH
DFND
1
0
7732
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
4813609
66902
SH
DFND
1
0
66902
0
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
861708
21553
SH
DFND
1
0
21553
0
BROADCOM INC
COM
11135F101
8614093
15406
SH
DFND
1
0
15406
0
BUNGE LIMITED
COM
G16962105
1222382
12252
SH
DFND
1
0
12252
0
CADENCE DESIGN SYSTEM INC
COM
127387108
351320
2187
SH
DFND
1
0
2187
0
CAMECO CORP
COM
13321L108
567090
25015
SH
DFND
1
0
25015
0
CARDINAL HEALTH INC
COM
14149Y108
5404734
70310
SH
DFND
1
0
70310
0
CARRIER GLOBAL CORPORATION
COM
14448C104
479531
11625
SH
DFND
1
0
11625
0
CATERPILLAR INC
COM
149123101
3571840
14910
SH
DFND
1
0
14910
0
CBRE GROUP INC
CL A
12504L109
298451
3878
SH
DFND
1
0
3878
0
CHEVRON CORP NEW
COM
166764100
8399899
46799
SH
DFND
1
0
46799
0
CIGNA CORP NEW
COM
125523100
10607189
32013
SH
DFND
1
0
32013
0
CISCO SYS INC
COM
17275R102
4736531
99423
SH
DFND
1
0
99423
0
CITIGROUP INC
COM NEW
172967424
1949775
43108
SH
DFND
1
0
43108
0
COCA COLA CO
COM
191216100
3725530
58568
SH
DFND
1
0
58568
0
COCA-COLA FEMSA SAB DE CV
SPONSORD ADR REP
191241108
1112689
16392
SH
DFND
1
0
16392
0
COLGATE PALMOLIVE CO
COM
194162103
2947849
37414
SH
DFND
1
0
37414
0
COMCAST CORP NEW
CL A
20030N101
9562295
273443
SH
DFND
1
0
273443
0
COMERICA INC
COM
200340107
903879
13521
SH
DFND
1
0
13521
0
COMMERCE BANCSHARES INC
COM
200525103
218437
3209
SH
DFND
1
0
3209
0
CONAGRA BRANDS INC
COM
205887102
918274
23728
SH
DFND
1
0
23728
0
CONOCOPHILLIPS
COM
20825C104
3779376
32029
SH
DFND
1
0
32029
0
CONSTELLATION BRANDS INC
CL A
21036P108
216504
934
SH
DFND
1
0
934
0
CORTEVA INC
COM
22052L104
405464
6898
SH
DFND
1
0
6898
0
COSTCO WHSL CORP NEW
COM
22160K105
17252444
37793
SH
DFND
1
0
37793
0
COTERRA ENERGY INC
COM
127097103
250098
10179
SH
DFND
1
0
10179
0
COUPANG INC
CL A
22266T109
1380916
93876
SH
DFND
1
0
93876
0
CROCS INC
COM
227046109
626183
5775
SH
DFND
1
0
5775
0
CROWDSTRIKE HLDGS INC
CL A
22788C105
201946
1918
SH
DFND
1
0
1918
0
CSX CORP
COM
126408103
2496678
80590
SH
DFND
1
0
80590
0
CUMMINS INC
COM
231021106
262885
1085
SH
DFND
1
0
1085
0
CVS HEALTH CORP
COM
126650100
1478406
15864
SH
DFND
1
0
15864
0
D R HORTON INC
COM
23331A109
3149494
35332
SH
DFND
1
0
35332
0
DANAHER CORPORATION
COM
235851102
858368
3234
SH
DFND
1
0
3234
0
DASEKE INC
COM
23753F107
271811
47770
SH
DFND
1
0
47770
0
DEERE & CO
COM
244199105
5275487
12304
SH
DFND
1
0
12304
0
DEVON ENERGY CORP NEW
COM
25179M103
2132770
34674
SH
DFND
1
0
34674
0
DEXCOM INC
COM
252131107
1151198
10166
SH
DFND
1
0
10166
0
DIMENSIONAL ETF TRUST
US CORE EQUITY 2
25434V708
2416030
99507
SH
DFND
1
0
99507
0
DISNEY WALT CO
COM
254687106
4358430
50166
SH
DFND
1
0
50166
0
DOCUSIGN INC
COM
256163106
1557302
28100
SH
DFND
1
0
28100
0
DOORDASH INC
CL A
25809K105
489469
10026
SH
DFND
1
0
10026
0
DORCHESTER MINERALS LP
COM UNIT
25820R105
493845
16500
SH
DFND
1
0
16500
0
DOW INC
COM
260557103
358273
7110
SH
DFND
1
0
7110
0
DOXIMITY INC
CL A
26622P107
1490802
44422
SH
DFND
1
0
44422
0
DUPONT DE NEMOURS INC
COM
26614N102
462086
6733
SH
DFND
1
0
6733
0
EAGLE POINT CREDIT COMPANY I
COM
269808101
622841
61546
SH
DFND
1
0
61546
0
EATON CORP PLC
SHS
G29183103
2316268
14758
SH
DFND
1
0
14758
0
EBAY INC.
COM
278642103
812229
19586
SH
DFND
1
0
19586
0
EDISON INTL
COM
281020107
238511
3749
SH
DFND
1
0
3749
0
ENBRIDGE INC
COM
29250N105
345018
8824
SH
DFND
1
0
8824
0
ENERGY TRANSFER L P
COM UT LTD PTN
29273V100
11424167
962440
SH
DFND
1
0
962440
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
319185
13233
SH
DFND
1
0
13233
0
EOG RES INC
COM
26875P101
999894
7720
SH
DFND
1
0
7720
0
EQUINIX INC
COM
29444U700
2193040
3348
SH
DFND
1
0
3348
0
EQUINOR ASA
SPONSORED ADR
29446M102
1004972
28064
SH
DFND
1
0
28064
0
EQUITRANS MIDSTREAM CORP
COM
294600101
6279135
937184
SH
DFND
1
0
937184
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
386391
6549
SH
DFND
1
0
6549
0
ETF MANAGERS TR
ETFMG ALTR HRVST
26924G508
44785
10513
SH
DFND
1
0
10513
0
EVOLV TECHNOLOGIES HLDNGS IN
*W EXP 03/10/202
30049H110
4275
10000
SH
DFND
1
0
10000
0
EXXON MOBIL CORP
COM
30231G102
14120486
128019
SH
DFND
1
0
128019
0
F5 INC
COM
315616102
821063
5721
SH
DFND
1
0
5721
0
FEDEX CORP
COM
31428X106
1121315
6474
SH
DFND
1
0
6474
0
FERGUSON PLC NEW
SHS
G3421J106
243021
1914
SH
DFND
1
0
1914
0
FISERV INC
COM
337738108
876378
8671
SH
DFND
1
0
8671
0
FORD MTR CO DEL
COM
345370860
192605
16561
SH
DFND
1
0
16561
0
FRANKLIN RESOURCES INC
COM
354613101
2872254
108880
SH
DFND
1
0
108880
0
FUELCELL ENERGY INC
COM
35952H601
33360
12000
SH
DFND
1
0
12000
0
GAMCO GLOBAL GOLD NAT RES &
COM SH BEN INT
36465A109
37897
10440
SH
DFND
1
0
10440
0
GENERAL MLS INC
COM
370334104
5645944
67334
SH
DFND
1
0
67334
0
GETNET ADQUIRENCIA E SERVICO
SPONSORED ADS
37428A103
17000
10000
SH
DFND
1
0
10000
0
GILEAD SCIENCES INC
COM
375558103
1615161
18814
SH
DFND
1
0
18814
0
GLOBALSTAR INC
COM
378973408
69825
52500
SH
DFND
1
0
52500
0
GRAINGER W W INC
COM
384802104
3358081
6037
SH
DFND
1
0
6037
0
GREYSTONE HOUSING IMPACT INV
BEN UNIT CTF
02364V206
3203201
184092
SH
DFND
1
0
184092
0
GRUPO SUPERVIELLE S.A.
SPONSORED ADR
40054A108
259200
120000
SH
DFND
1
0
120000
0
GSK PLC
SPONSORED ADR
37733W204
453095
12894
SH
DFND
1
0
12894
0
HALEON PLC
SPON ADS
405552100
120456
15057
SH
DFND
1
0
15057
0
HANESBRANDS INC
COM
410345102
168424
26482
SH
DFND
1
0
26482
0
HESS CORP
COM
42809H107
1107472
7809
SH
DFND
1
0
7809
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
217758
13644
SH
DFND
1
0
13644
0
HOME DEPOT INC
COM
437076102
16279387
51540
SH
DFND
1
0
51540
0
HOMESTREET INC
COM
43785V102
215538
7815
SH
DFND
1
0
7815
0
HONEYWELL INTL INC
COM
438516106
9537708
44506
SH
DFND
1
0
44506
0
HP INC
COM
40434L105
2780799
103491
SH
DFND
1
0
103491
0
HUBBELL INC
COM
443510607
613454
2614
SH
DFND
1
0
2614
0
INTEL CORP
COM
458140100
3936853
148954
SH
DFND
1
0
148954
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
1936417
13744
SH
DFND
1
0
13744
0
INTERPUBLIC GROUP COS INC
COM
460690100
1345862
40404
SH
DFND
1
0
40404
0
INTUIT
COM
461202103
217185
558
SH
DFND
1
0
558
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
1239715
4672
SH
DFND
1
0
4672
0
INVESCO EXCH TRADED FD TR II
S&P500 LOW VOL
46138E354
260613
4078
SH
DFND
1
0
4078
0
INVESCO EXCHANGE TRADED FD T
S&P500 QUALITY
46137V241
366696
8334
SH
DFND
1
0
8334
0
INVESCO EXCHANGE TRADED FD T
GBL LISTED PVT
46137V589
114469
12126
SH
DFND
1
0
12126
0
INVESCO QQQ TR
UNIT SER 1
46090E103
4678411
17570
SH
DFND
1
0
17570
0
INVITATION HOMES INC
COM
46187W107
394597
13313
SH
DFND
1
0
13313
0
ISHARES GOLD TR
ISHARES NEW
464285204
352749
10198
SH
DFND
1
0
10198
0
ISHARES INC
CORE MSCI EMKT
46434G103
1147892
24580
SH
DFND
1
0
24580
0
ISHARES TR
ISHS 1-5YR INVS
464288646
526249
10563
SH
DFND
1
0
10563
0
ISHARES TR
RUS MD CP GR ETF
464287481
614376
7349
SH
DFND
1
0
7349
0
ISHARES TR
EXPND TEC SC ETF
464287549
255360
912
SH
DFND
1
0
912
0
ISHARES TR
MSCI AC ASIA ETF
464288182
1725811
26637
SH
DFND
1
0
26637
0
ISHARES TR
MSCI USA ESG SLC
464288802
1026499
12470
SH
DFND
1
0
12470
0
ISHARES TR
RUS 1000 VAL ETF
464287598
1810304
11937
SH
DFND
1
0
11937
0
ISHARES TR
NATIONAL MUN ETF
464288414
9892051
93746
SH
DFND
1
0
93746
0
ISHARES TR
S&P 500 VAL ETF
464287408
297394
2050
SH
DFND
1
0
2050
0
ISHARES TR
SELECT DIVID ETF
464287168
1843612
15287
SH
DFND
1
0
15287
0
ISHARES TR
RUS MID CAP ETF
464287499
242955
3602
SH
DFND
1
0
3602
0
ISHARES TR
CRE U S REIT ETF
464288521
322463
6521
SH
DFND
1
0
6521
0
ISHARES TR
US AER DEF ETF
464288760
254437
2275
SH
DFND
1
0
2275
0
ISHARES TR
MSCI EMG MKT ETF
464287234
12520548
330357
SH
DFND
1
0
330357
0
ISHARES TR
CORE S&P TTL STK
464287150
8382453
98850
SH
DFND
1
0
98850
0
ISHARES TR
SHORT TREAS BD
464288679
348238100
3168105
SH
DFND
1
0
3168105
0
ISHARES TR
GLOBAL TECH ETF
464287291
1335991
29801
SH
DFND
1
0
29801
0
ISHARES TR
U.S. TECH ETF
464287721
597695
8024
SH
DFND
1
0
8024
0
ISHARES TR
MSCI ACWI EX US
464288240
743428
16339
SH
DFND
1
0
16339
0
ISHARES TR
RUS MDCP VAL ETF
464287473
717892
6815
SH
DFND
1
0
6815
0
ISHARES TR
RUS 2000 VAL ETF
464287630
250715
1808
SH
DFND
1
0
1808
0
ISHARES TR
CORE S&P500 ETF
464287200
173702657
452103
SH
DFND
1
0
452103
0
ISHARES TR
S&P 500 GRWT ETF
464287309
208952
3572
SH
DFND
1
0
3572
0
ISHARES TR
U.S. MED DVC ETF
464288810
236250
4494
SH
DFND
1
0
4494
0
ISHARES TR
SHRT NAT MUN ETF
464288158
9317752
89362
SH
DFND
1
0
89362
0
ISHARES TR
CORE US AGGBD ET
464287226
45686993
471048
SH
DFND
1
0
471048
0
ISHARES TR
CORE S&P SCP ETF
464287804
685761
7246
SH
DFND
1
0
7246
0
ISHARES TR
RUS 1000 ETF
464287622
1695739
8055
SH
DFND
1
0
8055
0
ISHARES TR
MSCI ACWI ETF
464288257
3800235
44772
SH
DFND
1
0
44772
0
ISHARES TR
RUSSELL 2000 ETF
464287655
3442462
19743
SH
DFND
1
0
19743
0
ISHARES TR
RUS 1000 GRW ETF
464287614
5404368
25226
SH
DFND
1
0
25226
0
ISHARES TR
MSCI EAFE ETF
464287465
13564298
206647
SH
DFND
1
0
206647
0
ISHARES TR
CALIF MUN BD ETF
464288356
2750159
49014
SH
DFND
1
0
49014
0
ISHARES TR
MSCI USA MMENTM
46432F396
230107
1577
SH
DFND
1
0
1577
0
ISHARES TR
MSCI USA VALUE
46432F388
983458
10791
SH
DFND
1
0
10791
0
ISHARES TR
MSCI USA SZE FT
46432F370
243948
2145
SH
DFND
1
0
2145
0
ISHARES TR
US TREAS BD ETF
46429B267
210342
9258
SH
DFND
1
0
9258
0
ISHARES TR
MSCI USA MIN VOL
46429B697
1100823
15268
SH
DFND
1
0
15268
0
ISHARES TR
MSCI USA QLT FCT
46432F339
959778
8422
SH
DFND
1
0
8422
0
ISHARES TR
BLACKROCK ULTRA
46434V878
2176390
43493
SH
DFND
1
0
43493
0
ISHARES TR
CORE MSCI EAFE
46432F842
25656052
416224
SH
DFND
1
0
416224
0
JOHNSON & JOHNSON
COM
478160104
12017617
68031
SH
DFND
1
0
68031
0
JPMORGAN CHASE & CO
COM
46625H100
11584053
86384
SH
DFND
1
0
86384
0
KAYNE ANDERSON ENERGY INFRST
COM
486606106
660114
77116
SH
DFND
1
0
77116
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
207850
1215
SH
DFND
1
0
1215
0
KIMBELL RTY PARTNERS LP
UNIT
49435R102
4773788
285856
SH
DFND
1
0
285856
0
KIMBERLY-CLARK CORP
COM
494368103
433322
3192
SH
DFND
1
0
3192
0
KINDER MORGAN INC DEL
COM
49456B101
318235
17601
SH
DFND
1
0
17601
0
KLA CORP
COM NEW
482480100
6699069
17768
SH
DFND
1
0
17768
0
LANDSEA HOMES CORP
*W EXP 01/08/202
51509P111
1615
17000
SH
DFND
1
0
17000
0
LEAFLY HOLDINGS INC
COM
52178J105
95432
146390
SH
DFND
1
0
146390
0
LENNAR CORP
CL A
526057104
3034918
33535
SH
DFND
1
0
33535
0
LHC GROUP INC
COM
50187A107
219898
1360
SH
DFND
1
0
1360
0
LILLY ELI & CO
COM
532457108
9524951
26036
SH
DFND
1
0
26036
0
LIMONEIRA CO
COM
532746104
298693
24463
SH
DFND
1
0
24463
0
LINDE PLC
SHS
G5494J103
3122521
9573
SH
DFND
1
0
9573
0
LOCKHEED MARTIN CORP
COM
539830109
4879981
10031
SH
DFND
1
0
10031
0
LOWES COS INC
COM
548661107
2825622
14182
SH
DFND
1
0
14182
0
MANNKIND CORP
COM NEW
56400P706
252960
48000
SH
DFND
1
0
48000
0
MARATHON OIL CORP
COM
565849106
382120
14116
SH
DFND
1
0
14116
0
MARATHON PETE CORP
COM
56585A102
953196
8190
SH
DFND
1
0
8190
0
MARSH & MCLENNAN COS INC
COM
571748102
2592575
15667
SH
DFND
1
0
15667
0
MASCO CORP
COM
574599106
2003216
42923
SH
DFND
1
0
42923
0
MASTERCARD INCORPORATED
CL A
57636Q104
10447648
30045
SH
DFND
1
0
30045
0
MCDONALDS CORP
COM
580135101
4952459
18793
SH
DFND
1
0
18793
0
MCKESSON CORP
COM
58155Q103
6261128
16691
SH
DFND
1
0
16691
0
MEDTRONIC PLC
SHS
G5960L103
2479268
31900
SH
DFND
1
0
31900
0
MERCADOLIBRE INC
COM
58733R102
298723
353
SH
DFND
1
0
353
0
MERCK & CO INC
COM
58933Y105
7884491
71063
SH
DFND
1
0
71063
0
META PLATFORMS INC
CL A
30303M102
8290463
68892
SH
DFND
1
0
68892
0
MICROSOFT CORP
COM
594918104
1319010
5500
SH
Put
DFND
1
0
5500
0
MICROSOFT CORP
COM
594918104
98619958
411225
SH
DFND
1
0
411225
0
MIND MEDICINE MINDMED INC
COM NEW
60255C885
25293
11497
SH
DFND
1
0
11497
0
MOLSON COORS BEVERAGE CO
CL B
60871R209
2186148
42433
SH
DFND
1
0
42433
0
MONROE CAP CORP
COM
610335101
172646
20216
SH
DFND
1
0
20216
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
2523325
24853
SH
DFND
1
0
24853
0
MORGAN STANLEY
COM NEW
617446448
374428
4404
SH
DFND
1
0
4404
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
559488
2171
SH
DFND
1
0
2171
0
MSC INDL DIRECT INC
CL A
553530106
474187
5804
SH
DFND
1
0
5804
0
NETFLIX INC
COM
64110L106
3114228
10561
SH
DFND
1
0
10561
0
NEWMONT CORP
COM
651639106
1964512
41621
SH
DFND
1
0
41621
0
NEXTDOOR HOLDINGS INC
COM CL A
65345M108
139917
67921
SH
DFND
1
0
67921
0
NEXTERA ENERGY INC
COM
65339F101
11422877
136637
SH
DFND
1
0
136637
0
NIKE INC
CL B
654106103
63751149
544835
SH
DFND
1
0
544835
0
NORDSTROM INC
COM
655664100
324492
20105
SH
DFND
1
0
20105
0
NORFOLK SOUTHN CORP
COM
655844108
1649535
6694
SH
DFND
1
0
6694
0
NORTH AMERN CONSTR GROUP LTD
COM
656811106
367675
27500
SH
DFND
1
0
27500
0
NOVARTIS AG
SPONSORED ADR
66987V109
871093
9602
SH
DFND
1
0
9602
0
NOVO-NORDISK A S
ADR
670100205
2772575
20486
SH
DFND
1
0
20486
0
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
227036
19968
SH
DFND
1
0
19968
0
NVIDIA CORPORATION
COM
67066G104
20187437
138138
SH
DFND
1
0
138138
0
NXP SEMICONDUCTORS N V
COM
N6596X109
1326662
8395
SH
DFND
1
0
8395
0
OAKTREE SPECIALTY LENDING CO
COM
67401P108
81302
11834
SH
DFND
1
0
11834
0
OCCIDENTAL PETE CORP
*W EXP 08/03/202
674599162
303412
7359
SH
DFND
1
0
7359
0
OKTA INC
CL A
679295105
1418872
20765
SH
DFND
1
0
20765
0
OMNICOM GROUP INC
COM
681919106
1489562
18261
SH
DFND
1
0
18261
0
ONCOCYTE CORP
COM
68235C107
3209
10000
SH
DFND
1
0
10000
0
ONEOK INC NEW
COM
682680103
200212
3047
SH
DFND
1
0
3047
0
OPENDOOR TECHNOLOGIES INC
COM
683712103
87232
75200
SH
DFND
1
0
75200
0
ORACLE CORP
COM
68389X105
9107201
111417
SH
DFND
1
0
111417
0
OTIS WORLDWIDE CORP
COM
68902V107
425458
5433
SH
DFND
1
0
5433
0
P T TELEKOMUNIKASI INDONESIA
SPONSORED ADR
715684106
847987
35555
SH
DFND
1
0
35555
0
PACCAR INC
COM
693718108
612945
6193
SH
DFND
1
0
6193
0
PALANTIR TECHNOLOGIES INC
CL A
69608A108
72418
11280
SH
DFND
1
0
11280
0
PALO ALTO NETWORKS INC
COM
697435105
861101
6171
SH
DFND
1
0
6171
0
PARAMOUNT GLOBAL
CLASS B COM
92556H206
374189
22168
SH
DFND
1
0
22168
0
PAYCHEX INC
COM
704326107
1163335
10067
SH
DFND
1
0
10067
0
PAYPAL HLDGS INC
COM
70450Y103
2334592
32780
SH
DFND
1
0
32780
0
PEPSICO INC
COM
713448108
3205983
17746
SH
DFND
1
0
17746
0
PFIZER INC
COM
717081103
4671913
91177
SH
DFND
1
0
91177
0
PHILIP MORRIS INTL INC
COM
718172109
4694258
46381
SH
DFND
1
0
46381
0
PHILLIPS 66
COM
718546104
384055
3690
SH
DFND
1
0
3690
0
PNC FINL SVCS GROUP INC
COM
693475105
217957
1380
SH
DFND
1
0
1380
0
PRICE T ROWE GROUP INC
COM
74144T108
2573271
23595
SH
DFND
1
0
23595
0
PRINCIPAL FINANCIAL GROUP IN
COM
74251V102
3847900
45852
SH
DFND
1
0
45852
0
PROCTER AND GAMBLE CO
COM
742718109
8008277
52839
SH
DFND
1
0
52839
0
PROSHARES TR
BITCOIN STRATE
74347G440
202415
19407
SH
DFND
1
0
19407
0
PROVIDENT BANCORP INC
COM NEW
74383L105
506630
69592
SH
DFND
1
0
69592
0
PRUDENTIAL FINL INC
COM
744320102
218398
2196
SH
DFND
1
0
2196
0
QUALCOMM INC
COM
747525103
8981763
81697
SH
DFND
1
0
81697
0
QUALCOMM INC
COM
747525103
109940
1000
SH
Put
DFND
1
0
1000
0
QURATE RETAIL INC
COM SER A
74915M100
16334
10021
SH
DFND
1
0
10021
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
5486935
54369
SH
DFND
1
0
54369
0
REDFIN CORP
COM
75737F108
406285
95822
SH
DFND
1
0
95822
0
REMITLY GLOBAL INC
COM
75960P104
114500
10000
SH
DFND
1
0
10000
0
REVANCE THERAPEUTICS INC
COM
761330109
332649
18020
SH
DFND
1
0
18020
0
RIO TINTO PLC
SPONSORED ADR
767204100
1113612
15641
SH
DFND
1
0
15641
0
ROBERT HALF INTL INC
COM
770323103
606956
8221
SH
DFND
1
0
8221
0
ROBINHOOD MKTS INC
COM CL A
770700102
83663
10278
SH
DFND
1
0
10278
0
ROKU INC
COM CL A
77543R102
257997
6339
SH
DFND
1
0
6339
0
S&P GLOBAL INC
COM
78409V104
3004747
8971
SH
DFND
1
0
8971
0
SALESFORCE INC
COM
79466L302
7985140
60224
SH
DFND
1
0
60224
0
SCHWAB CHARLES CORP
COM
808513105
229714
2759
SH
DFND
1
0
2759
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
886724
19640
SH
DFND
1
0
19640
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
578520
24441
SH
DFND
1
0
24441
0
SCHWAB STRATEGIC TR
SCHWAB FDT US LG
808524771
211043
3949
SH
DFND
1
0
3949
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
11310843
247773
SH
DFND
1
0
247773
0
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
1649615
34196
SH
DFND
1
0
34196
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
1910500
59314
SH
DFND
1
0
59314
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
234158
5780
SH
DFND
1
0
5780
0
SEAGATE TECHNOLOGY HLDNGS PL
ORD SHS
G7997R103
963657
18317
SH
DFND
1
0
18317
0
SEALED AIR CORP NEW
COM
81211K100
2863910
57416
SH
DFND
1
0
57416
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
1192083
13628
SH
DFND
1
0
13628
0
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
275719
8062
SH
DFND
1
0
8062
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
983823
7906
SH
DFND
1
0
7906
0
SHERWIN WILLIAMS CO
COM
824348106
2287149
9637
SH
DFND
1
0
9637
0
SITIO ROYALTIES CORP
CLASS A COM
82983N108
4809702
166714
SH
DFND
1
0
166714
0
SIX FLAGS ENTMT CORP NEW
COM
83001A102
1395000
60000
SH
DFND
1
0
60000
0
SMARTSHEET INC
COM CL A
83200N103
475705
12086
SH
DFND
1
0
12086
0
SMUCKER J M CO
COM NEW
832696405
1255170
7921
SH
DFND
1
0
7921
0
SNAP INC
CL A
83304A106
598755
66900
SH
DFND
1
0
66900
0
SNAP ON INC
COM
833034101
3364515
14725
SH
DFND
1
0
14725
0
SNOWFLAKE INC
CL A
833445109
776121
5407
SH
DFND
1
0
5407
0
SPDR GOLD TR
GOLD SHS
78463V107
629873
3713
SH
DFND
1
0
3713
0
SPDR INDEX SHS FDS
MSCI ACWI EXUS
78463X848
1346301
55956
SH
DFND
1
0
55956
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
68252831
178471
SH
DFND
1
0
178471
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
1551536
3504
SH
DFND
1
0
3504
0
SPDR SER TR
S&P DIVID ETF
78464A763
5643753
45110
SH
DFND
1
0
45110
0
SPDR SER TR
NUVEEN BLMBRG SH
78468R739
1410621
30026
SH
DFND
1
0
30026
0
SPDR SER TR
PORTFOLIO AGRGTE
78464A649
440680
17536
SH
DFND
1
0
17536
0
SPROTT PHYSICAL GOLD TR
UNIT
85207H104
569302
40376
SH
DFND
1
0
40376
0
STARBUCKS CORP
COM
855244109
5078554
51195
SH
DFND
1
0
51195
0
STIFEL FINL CORP
COM
860630102
233480
4000
SH
DFND
1
0
4000
0
SUMITOMO MITSUI FINL GROUP I
SPONSORED ADR
86562M209
101172
12615
SH
DFND
1
0
12615
0
SUNCOR ENERGY INC NEW
COM
867224107
264533
8337
SH
DFND
1
0
8337
0
SYNOPSYS INC
COM
871607107
318651
998
SH
DFND
1
0
998
0
SYSCO CORP
COM
871829107
1144839
14975
SH
DFND
1
0
14975
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
216319
2904
SH
DFND
1
0
2904
0
TAPESTRY INC
COM
876030107
305744
8029
SH
DFND
1
0
8029
0
TARGA RES CORP
COM
87612G101
214488
2918
SH
DFND
1
0
2918
0
TARGET CORP
COM
87612E106
4885609
32781
SH
DFND
1
0
32781
0
TESLA INC
COM
88160R101
1219482
9900
SH
Call
DFND
1
0
9900
0
TESLA INC
COM
88160R101
1697790
13783
SH
DFND
1
0
13783
0
TEXAS INSTRS INC
COM
882508104
14219862
86066
SH
DFND
1
0
86066
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
5506900
10000
SH
Put
DFND
1
0
10000
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
11549071
20972
SH
DFND
1
0
20972
0
TILRAY BRANDS INC
COM CL 2
88688T100
917277
340995
SH
DFND
1
0
340995
0
T-MOBILE US INC
COM
872590104
595000
4250
SH
DFND
1
0
4250
0
TRACTOR SUPPLY CO
COM
892356106
1813483
8061
SH
DFND
1
0
8061
0
TRAVELERS COMPANIES INC
COM
89417E109
5256470
28036
SH
DFND
1
0
28036
0
UBER TECHNOLOGIES INC
COM
90353T100
348223
14081
SH
DFND
1
0
14081
0
ULTA BEAUTY INC
COM
90384S303
2755786
5875
SH
DFND
1
0
5875
0
UNILEVER PLC
SPON ADR NEW
904767704
827136
16428
SH
DFND
1
0
16428
0
UNION PAC CORP
COM
907818108
11647779
56250
SH
DFND
1
0
56250
0
UNITED PARCEL SERVICE INC
CL B
911312106
3632436
20895
SH
DFND
1
0
20895
0
UNITED STATES ANTIMONY CORP
COM
911549103
24345
50000
SH
DFND
1
0
50000
0
UNITEDHEALTH GROUP INC
COM
91324P102
22889991
43174
SH
DFND
1
0
43174
0
UNITY SOFTWARE INC
COM
91332U101
825508
28874
SH
DFND
1
0
28874
0
UPWORK INC
COM
91688F104
191303
18324
SH
DFND
1
0
18324
0
US BANCORP DEL
COM NEW
902973304
351584
8062
SH
DFND
1
0
8062
0
VALE S A
SPONSORED ADS
91912E105
1283865
75655
SH
DFND
1
0
75655
0
VALLEY NATL BANCORP
COM
919794107
345226
30524
SH
DFND
1
0
30524
0
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
1118659
15572
SH
DFND
1
0
15572
0
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
58851844
781773
SH
DFND
1
0
781773
0
VANGUARD CHARLOTTE FDS
TOTAL INT BD ETF
92203J407
289397
6102
SH
DFND
1
0
6102
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
33040615
94042
SH
DFND
1
0
94042
0
VANGUARD INDEX FDS
VALUE ETF
922908744
484997
3455
SH
DFND
1
0
3455
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
1129978
6487
SH
DFND
1
0
6487
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
10462472
54723
SH
DFND
1
0
54723
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
920375
4516
SH
DFND
1
0
4516
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
276198
1296
SH
DFND
1
0
1296
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
11139609
135058
SH
DFND
1
0
135058
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
205646
1295
SH
DFND
1
0
1295
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
4257911
23199
SH
DFND
1
0
23199
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
35775669
917796
SH
DFND
1
0
917796
0
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
3300020
38288
SH
DFND
1
0
38288
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
6221805
124089
SH
DFND
1
0
124089
0
VANGUARD MUN BD FDS
TAX EXEMPT BD
922907746
2284904
46169
SH
DFND
1
0
46169
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
539917
7181
SH
DFND
1
0
7181
0
VANGUARD TAX-MANAGED FDS
VAN FTSE DEV MKT
921943858
86825455
2068750
SH
DFND
1
0
2068750
0
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
288099
2662
SH
DFND
1
0
2662
0
VANGUARD WORLD FD
ESG US STK ETF
921910733
4765626
72360
SH
DFND
1
0
72360
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
1178906
3691
SH
DFND
1
0
3691
0
VELODYNE LIDAR INC
COM
92259F101
216921
293653
SH
DFND
1
0
293653
0
VERIZON COMMUNICATIONS INC
COM
92343V104
3642013
92437
SH
DFND
1
0
92437
0
VIPER ENERGY PARTNERS LP
COM UNT RP INT
92763M105
2456374
77269
SH
DFND
1
0
77269
0
VISA INC
COM CL A
92826C839
12611213
60701
SH
DFND
1
0
60701
0
VMWARE INC
CL A COM
928563402
204150
1663
SH
DFND
1
0
1663
0
WALMART INC
COM
931142103
3576290
25222
SH
DFND
1
0
25222
0
WASTE MGMT INC DEL
COM
94106L109
293522
1871
SH
DFND
1
0
1871
0
WELLS FARGO CO NEW
COM
949746101
6803470
164773
SH
DFND
1
0
164773
0
WESTERN UN CO
COM
959802109
546099
39659
SH
DFND
1
0
39659
0
WEYERHAEUSER CO MTN BE
COM NEW
962166104
833049
26873
SH
DFND
1
0
26873
0
WISDOMTREE TR
FLOATNG RAT TREA
97717Y527
126921042
2524787
SH
DFND
1
0
2524787
0
ZOETIS INC
CL A
98978V103
3555216
24259
SH
DFND
1
0
24259
0