0001172661-21-001230.txt : 20210517 0001172661-21-001230.hdr.sgml : 20210517 20210517103537 ACCESSION NUMBER: 0001172661-21-001230 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210517 EFFECTIVENESS DATE: 20210517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Freestone Capital Holdings, LLC CENTRAL INDEX KEY: 0001470876 IRS NUMBER: 261341800 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13894 FILM NUMBER: 21928394 BUSINESS ADDRESS: STREET 1: 701 5TH AVENUE STREET 2: 74TH FLOOR CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: 206-398-1100 MAIL ADDRESS: STREET 1: 701 5TH AVENUE STREET 2: 74TH FLOOR CITY: SEATTLE STATE: WA ZIP: 98104 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001470876 XXXXXXXX 03-31-2021 03-31-2021 false Freestone Capital Holdings, LLC

701 5th Avenue 74th Floor Seattle WA 98104

13F HOLDINGS REPORT 028-13894 N Scott Akins 206-707-7300 /s/ Scott Akins Seattle WA 05-17-2021 1 397 1838544 1 0001128159 028-05975 FREESTONE CAPITAL MANAGEMENT LLC INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 1151 5972 SH DFND 1 0 5972 0 ABB LTD SPONSORED ADR 000375204 4982 163498 SH DFND 1 0 163498 0 ABBOTT LABS COM 002824100 9266 77323 SH DFND 1 0 77323 0 ABBVIE INC COM 00287Y109 8777 81107 SH DFND 1 0 81107 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 11851 42901 SH DFND 1 0 42901 0 ACTIVISION BLIZZARD INC COM 00507V109 5219 56120 SH DFND 1 0 56120 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 8909 18742 SH DFND 1 0 18742 0 ADVANCE AUTO PARTS INC COM 00751Y106 1510 8229 SH DFND 1 0 8229 0 ADVANCED ENERGY INDS COM 007973100 586 5371 SH DFND 1 0 5371 0 AFLAC INC COM 001055102 3548 69317 SH DFND 1 0 69317 0 AGILENT TECHNOLOGIES INC COM 00846U101 907 7134 SH DFND 1 0 7134 0 AKAMAI TECHNOLOGIES INC COM 00971T101 1983 19465 SH DFND 1 0 19465 0 ALBEMARLE CORP COM 012653101 421 2505 SH DFND 1 0 2505 0 ALCON AG ORD SHS H01301128 801 11412 SH DFND 1 0 11412 0 ALEXION PHARMACEUTICALS INC COM 015351109 404 2644 SH DFND 1 0 2644 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1999 8816 SH DFND 1 0 8816 0 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 227 5667 SH DFND 1 0 5667 0 ALLSTATE CORP COM 020002101 3657 31829 SH DFND 1 0 31829 0 ALPHABET INC CAP STK CL A 02079K305 15731 7627 SH DFND 1 0 7627 0 ALPHABET INC CAP STK CL C 02079K107 6045 2922 SH DFND 1 0 2922 0 ALPS ETF TR ALERIAN MLP 00162Q452 2134 69953 SH DFND 1 0 69953 0 ALTRIA GROUP INC COM 02209S103 6845 133799 SH DFND 1 0 133799 0 AMAZON COM INC COM 023135106 39672 12822 SH DFND 1 0 12822 0 AMBEV SA SPONSORED ADR 02319V103 3433 1252921 SH DFND 1 0 1252921 0 AMERICA FIRST MULTIFAMILY IN BEN UNIT CTF 02364V107 3671 663894 SH DFND 1 0 663894 0 AMERICAN EXPRESS CO COM 025816109 3870 27359 SH DFND 1 0 27359 0 AMERICAN TOWER CORP NEW COM 03027X100 338 1414 SH DFND 1 0 1414 0 AMERISOURCEBERGEN CORP COM 03073E105 6426 54427 SH DFND 1 0 54427 0 AMGEN INC COM 031162100 10140 40756 SH DFND 1 0 40756 0 ANALOG DEVICES INC COM 032654105 250 1611 SH DFND 1 0 1611 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 1032 16413 SH DFND 1 0 16413 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 110 12744 SH DFND 1 0 12744 0 AON PLC SHS CL A G0403H108 2907 12635 SH DFND 1 0 12635 0 APARTMENT INCOME REIT CORP COM 03750L109 585 13672 SH DFND 1 0 13672 0 APPLE INC COM 037833100 43927 359614 SH DFND 1 0 359614 0 APPLIED MATLS INC COM 038222105 9269 69376 SH DFND 1 0 69376 0 APTIV PLC SHS G6095L109 1301 9431 SH DFND 1 0 9431 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L203 680 23314 SH DFND 1 0 23314 0 ARES CAPITAL CORP COM 04010L103 504 26961 SH DFND 1 0 26961 0 ARK ETF TR GENOMIC REV ETF 00214Q302 277 3126 SH DFND 1 0 3126 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 894 1448 SH DFND 1 0 1448 0 AT&T INC COM 00206R102 6256 206683 SH DFND 1 0 206683 0 ATLASSIAN CORP PLC CL A G06242104 487 2311 SH DFND 1 0 2311 0 AUTODESK INC COM 052769106 562 2027 SH DFND 1 0 2027 0 AUTOLIV INC COM 052800109 797 8583 SH DFND 1 0 8583 0 AUTOMATIC DATA PROCESSING IN COM 053015103 4157 22056 SH DFND 1 0 22056 0 B2GOLD CORP COM 11777Q209 92 21386 SH DFND 1 0 21386 0 BAIDU INC SPON ADR REP A 056752108 1421 6533 SH DFND 1 0 6533 0 BAKER HUGHES COMPANY CL A 05722G100 208 9622 SH DFND 1 0 9622 0 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 829 158869 SH DFND 1 0 158869 0 BANCO SANTANDER S.A. ADR 05964H105 1509 439830 SH DFND 1 0 439830 0 BANK MARIN BANCORP COM 063425102 911 23258 SH DFND 1 0 23258 0 BANK NEW YORK MELLON CORP COM 064058100 328 6927 SH DFND 1 0 6927 0 BARCLAYS PLC ADR 06738E204 1500 146659 SH DFND 1 0 146659 0 BAXTER INTL INC COM 071813109 384 4554 SH DFND 1 0 4554 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 771 1 SH DFND 1 0 200 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 11171 43727 SH DFND 1 0 43727 0 BEST BUY INC COM 086516101 4274 37228 SH DFND 1 0 37228 0 BHP GROUP LTD SPONSORED ADS 088606108 5924 85379 SH DFND 1 0 85379 0 BIOGEN INC COM 09062X103 294 1051 SH DFND 1 0 1051 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 721 9545 SH DFND 1 0 9545 0 BK OF AMERICA CORP COM 060505104 12112 313059 SH DFND 1 0 313059 0 BLACK STONE MINERALS L P COM UNIT 09225M101 1044 119750 SH DFND 1 0 119750 0 BLACKROCK INC COM 09247X101 1094 1451 SH DFND 1 0 1451 0 BLACKSTONE GROUP INC COM 09260D107 289 3883 SH DFND 1 0 3883 0 BLOCK H & R INC COM 093671105 237 10885 SH DFND 1 0 10885 0 BOEING CO COM 097023105 1804 7068 SH DFND 1 0 7068 0 BP PLC SPONSORED ADR 055622104 1707 70106 SH DFND 1 0 70106 0 BRISTOL-MYERS SQUIBB CO COM 110122108 9093 144032 SH DFND 1 0 144032 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 3176 81976 SH DFND 1 0 81976 0 BROADCOM INC COM 11135F101 5179 11169 SH DFND 1 0 11169 0 BUNGE LIMITED COM G16962105 3765 47490 SH DFND 1 0 47490 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 467 4895 SH DFND 1 0 4895 0 CABOT OIL & GAS CORP COM 127097103 470 25026 SH DFND 1 0 25026 0 CADENCE DESIGN SYSTEM INC COM 127387108 208 1520 SH DFND 1 0 1520 0 CANADIAN NATL RY CO COM 136375102 1466 12637 SH DFND 1 0 12637 0 CANOPY GROWTH CORP COM 138035100 202 6300 SH DFND 1 0 6300 0 CARDINAL HEALTH INC COM 14149Y108 8032 132208 SH DFND 1 0 132208 0 CARRIER GLOBAL CORPORATION COM 14448C104 263 6234 SH DFND 1 0 6234 0 CATERPILLAR INC COM 149123101 4344 18736 SH DFND 1 0 18736 0 CBRE GROUP INC CL A 12504L109 404 5101 SH DFND 1 0 5101 0 CDW CORP COM 12514G108 220 1327 SH DFND 1 0 1327 0 CGI INC CL A SUB VTG 12532H104 208 2496 SH DFND 1 0 2496 0 CHESAPEAKE ENERGY CORP COM 165167735 607 14000 SH DFND 1 0 14000 0 CHEVRON CORP NEW COM 166764100 4283 40868 SH DFND 1 0 40868 0 CIGNA CORP NEW COM 125523100 9042 37405 SH DFND 1 0 37405 0 CISCO SYS INC COM 17275R102 9292 179693 SH DFND 1 0 179693 0 CITIGROUP INC COM NEW 172967424 536 7371 SH DFND 1 0 7371 0 CLARIVATE PLC ORD SHS G21810109 745 28242 SH DFND 1 0 28242 0 CLOROX CO DEL COM 189054109 329 1706 SH DFND 1 0 1706 0 CMS ENERGY CORP COM 125896100 219 3581 SH DFND 1 0 3581 0 COCA COLA CO COM 191216100 6434 122067 SH DFND 1 0 122067 0 COCA-COLA FEMSA SAB DE CV SPONSORD ADR REP 191241108 3353 72575 SH DFND 1 0 72575 0 COLGATE PALMOLIVE CO COM 194162103 3501 44408 SH DFND 1 0 44408 0 COMCAST CORP NEW CL A 20030N101 15503 286500 SH DFND 1 0 286500 0 CONAGRA BRANDS INC COM 205887102 3142 83560 SH DFND 1 0 83560 0 CONOCOPHILLIPS COM 20825C104 534 10083 SH DFND 1 0 10083 0 CONSOLIDATED EDISON INC COM 209115104 338 4521 SH DFND 1 0 4521 0 CORTEVA INC COM 22052L104 305 6533 SH DFND 1 0 6533 0 COSTCO WHSL CORP NEW COM 22160K105 15750 44684 SH DFND 1 0 44684 0 COURSERA INC COM 22266M104 225 5000 SH DFND 1 0 5000 0 CRANE CO COM 224399105 790 8410 SH DFND 1 0 8410 0 CROCS INC COM 227046109 454 5640 SH DFND 1 0 5640 0 CROWN CASTLE INTL CORP NEW COM 22822V101 201 1167 SH DFND 1 0 1167 0 CUMMINS INC COM 231021106 1596 6161 SH DFND 1 0 6161 0 CVS HEALTH CORP COM 126650100 3221 42817 SH DFND 1 0 42817 0 D R HORTON INC COM 23331A109 3917 43952 SH DFND 1 0 43952 0 DANAHER CORPORATION COM 235851102 7480 33233 SH DFND 1 0 33233 0 DASEKE INC COM 23753F107 406 47770 SH DFND 1 0 47770 0 DEERE & CO COM 244199105 4581 12245 SH DFND 1 0 12245 0 DISNEY WALT CO COM 254687106 9319 50506 SH DFND 1 0 50506 0 DOCUSIGN INC COM 256163106 7732 38191 SH DFND 1 0 38191 0 DOW INC COM 260557103 426 6664 SH DFND 1 0 6664 0 DUPONT DE NEMOURS INC COM 26614N102 556 7190 SH DFND 1 0 7190 0 EAGLE POINT INCOME COMPANY I COM 269817102 173 11357 SH DFND 1 0 11357 0 EAGLE PT CR CO LLC COM 269808101 12451 1039330 SH DFND 1 0 1039330 0 EASTERN BANKSHARES INC COM 27627N105 965 50000 SH DFND 1 0 50000 0 EATON CORP PLC SHS G29183103 586 4238 SH DFND 1 0 4238 0 EBAY INC. COM 278642103 3949 64489 SH DFND 1 0 64489 0 ECOLAB INC COM 278865100 2198 10266 SH DFND 1 0 10266 0 ECOPETROL S A SPONSORED ADS 279158109 518 40439 SH DFND 1 0 40439 0 EDWARDS LIFESCIENCES CORP COM 28176E108 244 2922 SH DFND 1 0 2922 0 ENBRIDGE INC COM 29250N105 327 8979 SH DFND 1 0 8979 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 1854 241400 SH DFND 1 0 241400 0 ENERPLUS CORP COM 292766102 59 11841 SH DFND 1 0 11841 0 ENLINK MIDSTREAM LLC COM UNIT REP LTD 29336T100 215 50000 SH DFND 1 0 50000 0 ENTERPRISE PRODS PARTNERS L COM 293792107 282 12814 SH DFND 1 0 12814 0 EQUINIX INC COM 29444U700 2275 3348 SH DFND 1 0 3348 0 EQUINOR ASA SPONSORED ADR 29446M102 1423 73146 SH DFND 1 0 73146 0 ERICSSON ADR B SEK 10 294821608 135 10267 SH DFND 1 0 10267 0 EURONAV NV SHS B38564108 97 10608 SH DFND 1 0 10608 0 EVERSOURCE ENERGY COM 30040W108 384 4436 SH DFND 1 0 4436 0 EXPEDIA GROUP INC COM NEW 30212P303 386 2244 SH DFND 1 0 2244 0 EXPEDITORS INTL WASH INC COM 302130109 732 6799 SH DFND 1 0 6799 0 EXXON MOBIL CORP COM 30231G102 5442 97468 SH DFND 1 0 97468 0 F5 NETWORKS INC COM 315616102 1786 8561 SH DFND 1 0 8561 0 FACEBOOK INC CL A 30303M102 13811 46891 SH DFND 1 0 46891 0 FALCON MINERALS CORP CL A COM 30607B109 15616 3478020 SH DFND 1 0 3478020 0 FEDEX CORP COM 31428X106 1560 5492 SH DFND 1 0 5492 0 FERGUSON PLC NEW SHS G3421J106 1639 13643 SH DFND 1 0 13643 0 FIDELITY NATL INFORMATION SV COM 31620M106 1463 10407 SH DFND 1 0 10407 0 FISERV INC COM 337738108 1186 9960 SH DFND 1 0 9960 0 FMC CORP COM NEW 302491303 2796 25277 SH DFND 1 0 25277 0 FORD MTR CO DEL COM 345370860 149 12154 SH DFND 1 0 12154 0 FRANKLIN RESOURCES INC COM 354613101 4002 135196 SH DFND 1 0 135196 0 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 146 42000 SH DFND 1 0 42000 0 GENERAL AMERN INVS CO INC COM 368802104 306 7692 SH DFND 1 0 7692 0 GENERAL ELECTRIC CO COM 369604103 135 10244 SH DFND 1 0 10244 0 GENERAL MLS INC COM 370334104 7350 119862 SH DFND 1 0 119862 0 GENERAL MTRS CO COM 37045V100 230 4002 SH DFND 1 0 4002 0 GENTEX CORP COM 371901109 740 20751 SH DFND 1 0 20751 0 GILEAD SCIENCES INC COM 375558103 3696 57194 SH DFND 1 0 57194 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 3150 88287 SH DFND 1 0 88287 0 GLOBAL X FDS NASDQ 100 CVRDGW 37954Y269 733 24500 SH Call DFND 1 0 245 0 GLOBAL X FDS S&P 500 COVERED 37954Y277 775 26900 SH Call DFND 1 0 269 0 GRAINGER W W INC COM 384802104 2038 5084 SH DFND 1 0 5084 0 HANESBRANDS INC COM 410345102 3585 182252 SH DFND 1 0 182252 0 HEALTHPEAK PROPERTIES INC COM 42250P103 247 7782 SH DFND 1 0 7782 0 HEIDRICK & STRUGGLES INTL IN COM 422819102 822 23000 SH DFND 1 0 23000 0 HENRY SCHEIN INC COM 806407102 408 5887 SH DFND 1 0 5887 0 HESS CORP COM 42809H107 742 10492 SH DFND 1 0 10492 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 444 28207 SH DFND 1 0 28207 0 HILTON GRAND VACATIONS INC COM 43283X105 782 20850 SH DFND 1 0 20850 0 HIREQUEST INC COM 433535101 518 30000 SH DFND 1 0 30000 0 HOME DEPOT INC COM 437076102 19747 64692 SH DFND 1 0 64692 0 HONEYWELL INTL INC COM 438516106 14330 66015 SH DFND 1 0 66015 0 HOUGHTON MIFFLIN HARCOURT CO COM 44157R109 305 40000 SH DFND 1 0 40000 0 HP INC COM 40434L105 7398 233003 SH DFND 1 0 233003 0 HUBBELL INC COM 443510607 3865 20683 SH DFND 1 0 20683 0 HUDSON PAC PPTYS INC COM 444097109 873 32162 SH DFND 1 0 32162 0 IDEXX LABS INC COM 45168D104 244 498 SH DFND 1 0 498 0 IHS MARKIT LTD SHS G47567105 2114 21840 SH DFND 1 0 21840 0 ING GROEP N.V. SPONSORED ADR 456837103 1150 94029 SH DFND 1 0 94029 0 INTEL CORP COM 458140100 13982 218435 SH DFND 1 0 218435 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 204 1830 SH DFND 1 0 1830 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2006 15068 SH DFND 1 0 15068 0 INTERPUBLIC GROUP COS INC COM 460690100 4903 167910 SH DFND 1 0 167910 0 INTUIT COM 461202103 349 912 SH DFND 1 0 912 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 1443 19500 SH DFND 1 0 19500 0 INVESCO QQQ TR UNIT SER 1 46090E103 845 2646 SH DFND 1 0 2646 0 IRSA INVERSIONES Y REP S A GLOBL DEP RCPT 450047204 83 21255 SH DFND 1 0 21255 0 ISHARES GOLD TR ISHARES 464285105 288 17729 SH DFND 1 0 17729 0 ISHARES INC CORE MSCI EMKT 46434G103 228 3542 SH DFND 1 0 3542 0 ISHARES TR CORE MSCI EAFE 46432F842 2127 29515 SH DFND 1 0 29515 0 ISHARES TR CORE S&P MCP ETF 464287507 228 877 SH DFND 1 0 877 0 ISHARES TR CORE S&P SCP ETF 464287804 226 2081 SH DFND 1 0 2081 0 ISHARES TR CORE S&P TTL STK 464287150 945 10321 SH DFND 1 0 10321 0 ISHARES TR CORE S&P500 ETF 464287200 31351 78807 SH DFND 1 0 78807 0 ISHARES TR CORE US AGGBD ET 464287226 78441 689105 SH DFND 1 0 689105 0 ISHARES TR MSCI ACWI ETF 464288257 6003 63089 SH DFND 1 0 63089 0 ISHARES TR MSCI ACWI EX US 464288240 773 14014 SH DFND 1 0 14014 0 ISHARES TR MSCI EAFE ETF 464287465 18418 242759 SH DFND 1 0 242759 0 ISHARES TR MSCI EMG MKT ETF 464287234 9850 184658 SH DFND 1 0 184658 0 ISHARES TR MSCI USA ESG SLC 464288802 1333 15181 SH DFND 1 0 15181 0 ISHARES TR NATIONAL MUN ETF 464288414 8399 72371 SH DFND 1 0 72371 0 ISHARES TR RUS 1000 ETF 464287622 797 3562 SH DFND 1 0 3562 0 ISHARES TR RUS 1000 GRW ETF 464287614 1922 7910 SH DFND 1 0 7910 0 ISHARES TR RUS 1000 VAL ETF 464287598 998 6583 SH DFND 1 0 6583 0 ISHARES TR RUS 2000 VAL ETF 464287630 1361 8424 SH DFND 1 0 8424 0 ISHARES TR RUS MD CP GR ETF 464287481 910 8917 SH DFND 1 0 8917 0 ISHARES TR RUS MDCP VAL ETF 464287473 717 6564 SH DFND 1 0 6564 0 ISHARES TR RUS MID CAP ETF 464287499 268 3630 SH DFND 1 0 3630 0 ISHARES TR RUSSELL 2000 ETF 464287655 2448 11081 SH DFND 1 0 11081 0 ISHARES TR S&P 500 GRWT ETF 464287309 704 10815 SH DFND 1 0 10815 0 ISHARES TR S&P 500 VAL ETF 464287408 263 1862 SH DFND 1 0 1862 0 ISHARES TR SHRT NAT MUN ETF 464288158 8970 83194 SH DFND 1 0 83194 0 ISHARES TR U.S. TECH ETF 464287721 828 9436 SH DFND 1 0 9436 0 JFROG LTD ORD SHS M6191J100 1231 26925 SH DFND 1 0 26925 0 JOHNSON & JOHNSON COM 478160104 9699 59014 SH DFND 1 0 59014 0 JOHNSON CTLS INTL PLC SHS G51502105 777 13022 SH DFND 1 0 13022 0 JPMORGAN CHASE & CO COM 46625H100 13913 91397 SH DFND 1 0 91397 0 KANSAS CITY SOUTHERN COM NEW 485170302 439 1664 SH DFND 1 0 1664 0 KELLOGG CO COM 487836108 309 4880 SH DFND 1 0 4880 0 KEYSIGHT TECHNOLOGIES INC COM 49338L103 281 1959 SH DFND 1 0 1959 0 KILROY RLTY CORP COM 49427F108 879 13395 SH DFND 1 0 13395 0 KIMBERLY-CLARK CORP COM 494368103 3108 22354 SH DFND 1 0 22354 0 KINDER MORGAN INC DEL COM 49456B101 284 17084 SH DFND 1 0 17084 0 KINROSS GOLD CORP COM 496902404 553 83000 SH DFND 1 0 83000 0 KLA CORP COM NEW 482480100 6909 20911 SH DFND 1 0 20911 0 LENNAR CORP CL A 526057104 4189 41385 SH DFND 1 0 41385 0 LHC GROUP INC COM 50187A107 260 1360 SH DFND 1 0 1360 0 LILLY ELI & CO COM 532457108 4824 25823 SH DFND 1 0 25823 0 LIMONEIRA CO COM 532746104 671 38327 SH DFND 1 0 38327 0 LINDE PLC SHS G5494J103 9009 32160 SH DFND 1 0 32160 0 LIVEPERSON INC COM 538146101 205 3878 SH DFND 1 0 3878 0 LOCKHEED MARTIN CORP COM 539830109 6178 16720 SH DFND 1 0 16720 0 LOWES COS INC COM 548661107 561 2948 SH DFND 1 0 2948 0 MANPOWERGROUP INC COM 56418H100 3880 39267 SH DFND 1 0 39267 0 MARATHON OIL CORP COM 565849106 204 19080 SH DFND 1 0 19080 0 MARATHON PETE CORP COM 56585A102 541 10111 SH DFND 1 0 10111 0 MARSH & MCLENNAN COS INC COM 571748102 651 5347 SH DFND 1 0 5347 0 MASCO CORP COM 574599106 6589 109999 SH DFND 1 0 109999 0 MASTERCARD INCORPORATED CL A 57636Q104 7297 20494 SH DFND 1 0 20494 0 MCDONALDS CORP COM 580135101 7481 33378 SH DFND 1 0 33378 0 MCKESSON CORP COM 58155Q103 4622 23696 SH DFND 1 0 23696 0 MEDTRONIC PLC SHS G5960L103 7312 61894 SH DFND 1 0 61894 0 MERCADOLIBRE INC COM 58733R102 343 233 SH DFND 1 0 233 0 MERCK & CO. INC COM 58933Y105 10983 142465 SH DFND 1 0 142465 0 MESABI TR CTF BEN INT 590672101 337 11185 SH DFND 1 0 11185 0 METTLER TOLEDO INTERNATIONAL COM 592688105 307 266 SH DFND 1 0 266 0 MICROSOFT CORP COM 594918104 57525 244223 SH DFND 1 0 244223 0 MOBILE TELESYSTEMS PJSC SPONSORED ADR 607409109 3184 381734 SH DFND 1 0 381734 0 MONROE CAP CORP COM 610335101 325 32390 SH DFND 1 0 32390 0 MONSTER BEVERAGE CORP NEW COM 61174X109 1341 14726 SH DFND 1 0 14726 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 422 2242 SH DFND 1 0 2242 0 MSC INDL DIRECT INC CL A 553530106 4062 45037 SH DFND 1 0 45037 0 NESCO HLDGS INC *W EXP 01/01/202 64083J112 20 10000 SH DFND 1 0 10000 0 NETFLIX INC COM 64110L106 5576 10688 SH DFND 1 0 10688 0 NEW YORK CMNTY CAP TR V UNIT 11/01/2051 64944P307 296 5923 SH DFND 1 0 5923 0 NEXTERA ENERGY INC COM 65339F101 8250 109107 SH DFND 1 0 109107 0 NIC INC COM 62914B100 804 23707 SH DFND 1 0 23707 0 NIKE INC CL B 654106103 69672 524281 SH DFND 1 0 524281 0 NOKIA CORP SPONSORED ADR 654902204 84 21277 SH DFND 1 0 21277 0 NORDSTROM INC COM 655664100 770 20345 SH DFND 1 0 20345 0 NORFOLK SOUTHN CORP COM 655844108 1866 6949 SH DFND 1 0 6949 0 NORTH AMERN CONSTR GROUP LTD COM 656811106 296 27500 SH DFND 1 0 27500 0 NORTHERN TR CORP COM 665859104 369 3508 SH DFND 1 0 3508 0 NORTHROP GRUMMAN CORP COM 666807102 201 622 SH DFND 1 0 622 0 NOVARTIS AG SPONSORED ADR 66987V109 7059 82579 SH DFND 1 0 82579 0 NOVO-NORDISK A S ADR 670100205 3803 56413 SH DFND 1 0 56413 0 NUTANIX INC CL A 67059N108 602 22658 SH DFND 1 0 22658 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 296 19968 SH DFND 1 0 19968 0 NVIDIA CORPORATION COM 67066G104 17764 33271 SH DFND 1 0 33271 0 NXP SEMICONDUCTORS N V COM N6596X109 907 4503 SH DFND 1 0 4503 0 OMNICOM GROUP INC COM 681919106 7532 101583 SH DFND 1 0 101583 0 ON SEMICONDUCTOR CORP COM 682189105 389 9340 SH DFND 1 0 9340 0 ONEOK INC NEW COM 682680103 242 4778 SH DFND 1 0 4778 0 ORACLE CORP COM 68389X105 13663 194738 SH DFND 1 0 194738 0 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 3733 157902 SH DFND 1 0 157902 0 PACCAR INC COM 693718108 675 7266 SH DFND 1 0 7266 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 256 7700 SH DFND 1 0 7700 0 PALO ALTO NETWORKS INC COM 697435105 2224 6905 SH DFND 1 0 6905 0 PAYCHEX INC COM 704326107 3689 37630 SH DFND 1 0 37630 0 PAYPAL HLDGS INC COM 70450Y103 6194 25506 SH DFND 1 0 25506 0 PENTAIR PLC SHS G7S00T104 338 5423 SH DFND 1 0 5423 0 PEPSICO INC COM 713448108 3365 23790 SH DFND 1 0 23790 0 PFIZER INC COM 717081103 8576 236715 SH DFND 1 0 236715 0 PHILIP MORRIS INTL INC COM 718172109 7563 85231 SH DFND 1 0 85231 0 PHILLIPS 66 COM 718546104 340 4169 SH DFND 1 0 4169 0 PNC FINL SVCS GROUP INC COM 693475105 336 1916 SH DFND 1 0 1916 0 PRICE T ROWE GROUP INC COM 74144T108 5043 29390 SH DFND 1 0 29390 0 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 3865 64458 SH DFND 1 0 64458 0 PROCTER AND GAMBLE CO COM 742718109 5502 40623 SH DFND 1 0 40623 0 PROLOGIS INC. COM 74340W103 391 3688 SH DFND 1 0 3688 0 PRUDENTIAL FINL INC COM 744320102 528 5794 SH DFND 1 0 5794 0 PRUDENTIAL PLC ADR 74435K204 2974 69655 SH DFND 1 0 69655 0 QUALCOMM INC COM 747525103 13260 100010 SH DFND 1 0 100010 0 QUEST DIAGNOSTICS INC COM 74834L100 214 1664 SH DFND 1 0 1664 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 9214 119250 SH DFND 1 0 119250 0 REDFIN CORP COM 75737F108 5623 85000 SH DFND 1 0 85000 0 RELX PLC SPONSORED ADR 759530108 3160 125585 SH DFND 1 0 125585 0 REVANCE THERAPEUTICS INC COM 761330109 818 29274 SH DFND 1 0 29274 0 RIO TINTO PLC SPONSORED ADR 767204100 3902 50245 SH DFND 1 0 50245 0 ROBERT HALF INTL INC COM 770323103 4811 61622 SH DFND 1 0 61622 0 ROCKWELL AUTOMATION INC COM 773903109 701 2639 SH DFND 1 0 2639 0 RYANAIR HOLDINGS PLC SPONSORED ADS 783513203 3095 26913 SH DFND 1 0 26913 0 S&P GLOBAL INC COM 78409V104 247 701 SH DFND 1 0 701 0 SALESFORCE COM INC COM 79466L302 11922 56272 SH DFND 1 0 56272 0 SANOFI SPONSORED ADR 80105N105 3552 71822 SH DFND 1 0 71822 0 SAP SE SPON ADR 803054204 581 4732 SH DFND 1 0 4732 0 SCHLUMBERGER LTD COM 806857108 1231 45264 SH DFND 1 0 45264 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 298 7923 SH DFND 1 0 7923 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 258 2667 SH DFND 1 0 2667 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 392 6418 SH DFND 1 0 6418 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 4802 62569 SH DFND 1 0 62569 0 SEALED AIR CORP NEW COM 81211K100 3791 82731 SH DFND 1 0 82731 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1522 11460 SH DFND 1 0 11460 0 SERVICENOW INC COM 81762P102 354 708 SH DFND 1 0 708 0 SKYWORKS SOLUTIONS INC COM 83088M102 297 1617 SH DFND 1 0 1617 0 SMARTSHEET INC COM CL A 83200N103 988 15459 SH DFND 1 0 15459 0 SMUCKER J M CO COM NEW 832696405 3327 26293 SH DFND 1 0 26293 0 SNAP INC CL A 83304A106 1246 23835 SH DFND 1 0 23835 0 SNAP ON INC COM 833034101 4703 20382 SH DFND 1 0 20382 0 SONY CORP SPONSORED ADR 835699307 341 3221 SH DFND 1 0 3221 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 407 1232 SH DFND 1 0 1232 0 SPDR GOLD TR GOLD SHS 78463V107 414 2589 SH DFND 1 0 2589 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 3645 126084 SH DFND 1 0 126084 0 SPDR INDEX SHS FDS S&P GLBDIV ETF 78463X459 2012 30436 SH DFND 1 0 30436 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 129905 327771 SH DFND 1 0 327771 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1773 3724 SH DFND 1 0 3724 0 SPDR SER TR PORTFOLIO AGRGTE 78464A649 584 19711 SH DFND 1 0 19711 0 SPDR SER TR S&P DIVID ETF 78464A763 33574 284451 SH DFND 1 0 284451 0 SPLUNK INC COM 848637104 1522 11236 SH DFND 1 0 11236 0 SPROTT PHYSICAL GOLD TR UNIT 85207H104 515 38377 SH DFND 1 0 38377 0 SQUARE INC CL A 852234103 215 949 SH DFND 1 0 949 0 STARBUCKS CORP COM 855244109 4836 44257 SH DFND 1 0 44257 0 STATE STR CORP COM 857477103 226 2685 SH DFND 1 0 2685 0 STELLANTIS N.V SHS N82405106 247 13907 SH DFND 1 0 13907 0 STRYKER CORPORATION COM 863667101 282 1156 SH DFND 1 0 1156 0 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 2527 348508 SH DFND 1 0 348508 0 SUNCOR ENERGY INC NEW COM 867224107 1179 56412 SH DFND 1 0 56412 0 SYSCO CORP COM 871829107 8170 103763 SH DFND 1 0 103763 0 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 264 14483 SH DFND 1 0 14483 0 TAPESTRY INC COM 876030107 774 18781 SH DFND 1 0 18781 0 TARGET CORP COM 87612E106 4696 23719 SH DFND 1 0 23719 0 TE CONNECTIVITY LTD REG SHS H84989104 318 2466 SH DFND 1 0 2466 0 TESLA INC COM 88160R101 4726 7045 SH DFND 1 0 7045 0 TEXAS INSTRS INC COM 882508104 15035 79556 SH DFND 1 0 79556 0 THERMO FISHER SCIENTIFIC INC COM 883556102 8539 18711 SH DFND 1 0 18711 0 TILRAY INC COM CL 2 88688T100 4677 207255 SH DFND 1 0 207255 0 TJX COS INC NEW COM 872540109 257 3882 SH DFND 1 0 3882 0 T-MOBILE US INC COM 872590104 290 2313 SH DFND 1 0 2313 0 TOTAL SE SPONSORED ADS 89151E109 568 12199 SH DFND 1 0 12199 0 TRACTOR SUPPLY CO COM 892356106 245 1383 SH DFND 1 0 1383 0 TRANE TECHNOLOGIES PLC SHS G8994E103 388 2343 SH DFND 1 0 2343 0 TRANSPORTADORA DE GAS SUR SPONSORED ADS B 893870204 95 19643 SH DFND 1 0 19643 0 TRAVELERS COMPANIES INC COM 89417E109 4749 31577 SH DFND 1 0 31577 0 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 140 29879 SH DFND 1 0 29879 0 UBER TECHNOLOGIES INC COM 90353T100 2036 37358 SH DFND 1 0 37358 0 ULTA BEAUTY INC COM 90384S303 1269 4105 SH DFND 1 0 4105 0 UNILEVER PLC SPON ADR NEW 904767704 4759 85250 SH DFND 1 0 85250 0 UNION PAC CORP COM 907818108 12525 56828 SH DFND 1 0 56828 0 UNITED PARCEL SERVICE INC CL B 911312106 2814 16556 SH DFND 1 0 16556 0 UNITEDHEALTH GROUP INC COM 91324P102 16469 44262 SH DFND 1 0 44262 0 US BANCORP DEL COM NEW 902973304 528 9544 SH DFND 1 0 9544 0 V F CORP COM 918204108 229 2867 SH DFND 1 0 2867 0 VALE S A SPONSORED ADS 91912E105 4920 283109 SH DFND 1 0 283109 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 406 12490 SH DFND 1 0 12490 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 76140 926387 SH DFND 1 0 926387 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 420 7352 SH DFND 1 0 7352 0 VANGUARD INDEX FDS GROWTH ETF 922908736 2636 10255 SH DFND 1 0 10255 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 433 2335 SH DFND 1 0 2335 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 567 4207 SH DFND 1 0 4207 0 VANGUARD INDEX FDS MID CAP ETF 922908629 2838 12821 SH DFND 1 0 12821 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 666 7255 SH DFND 1 0 7255 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 35056 96228 SH DFND 1 0 96228 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 850 5135 SH DFND 1 0 5135 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 2597 12132 SH DFND 1 0 12132 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 11739 56821 SH DFND 1 0 56821 0 VANGUARD INDEX FDS VALUE ETF 922908744 2716 20663 SH DFND 1 0 20663 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 352 5803 SH DFND 1 0 5803 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 18844 362032 SH DFND 1 0 362032 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 21405 220008 SH DFND 1 0 220008 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 923 11193 SH DFND 1 0 11193 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 66202 1348032 SH DFND 1 0 1348032 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 1924 5366 SH DFND 1 0 5366 0 VEDANTA LIMITED SPONSORED ADR 92242Y100 191 15225 SH DFND 1 0 15225 0 VERIZON COMMUNICATIONS INC COM 92343V104 6971 119879 SH DFND 1 0 119879 0 VERTEX PHARMACEUTICALS INC COM 92532F100 275 1282 SH DFND 1 0 1282 0 VIACOMCBS INC CL B 92556H206 5010 111081 SH DFND 1 0 111081 0 VISA INC COM CL A 92826C839 12815 60527 SH DFND 1 0 60527 0 VMWARE INC CL A COM 928563402 1239 8237 SH DFND 1 0 8237 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 307 16654 SH DFND 1 0 16654 0 VULCAN MATLS CO COM 929160109 276 1635 SH DFND 1 0 1635 0 WALMART INC COM 931142103 3092 22761 SH DFND 1 0 22761 0 WASTE MGMT INC DEL COM 94106L109 333 2578 SH DFND 1 0 2578 0 WATERS CORP COM 941848103 276 970 SH DFND 1 0 970 0 WELLS FARGO CO NEW COM 949746101 2790 71400 SH DFND 1 0 71400 0 WESTERN UN CO COM 959802109 8064 327010 SH DFND 1 0 327010 0 WEYERHAEUSER CO MTN BE COM NEW 962166104 930 26129 SH DFND 1 0 26129 0 WORKDAY INC CL A 98138H101 462 1861 SH DFND 1 0 1861 0 XCEL ENERGY INC COM 98389B100 317 4773 SH DFND 1 0 4773 0 XEROX HOLDINGS CORP COM NEW 98421M106 681 28054 SH DFND 1 0 28054 0 XYLEM INC COM 98419M100 462 4395 SH DFND 1 0 4395 0 ZILLOW GROUP INC CL A 98954M101 354 2692 SH DFND 1 0 2692 0 ZILLOW GROUP INC CL C CAP STK 98954M200 613 4726 SH DFND 1 0 4726 0 ZOETIS INC CL A 98978V103 3018 19167 SH DFND 1 0 19167 0