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The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
NOAH HLDGS LTD SPON ADR CL A 65487X102 116,721 3,300,000 SH   DFND 1,2,3 3,300,000 0 0
PINDUODUO INC SPONSORED ADS 722304102 99,526 2,631,578 SH   DFND 1,2,4 2,631,578 0 0
JIANPU TECHNOLOGY INC ADR 47738D101 7,450 4,999,998 SH   DFND 1,2 4,999,998 0 0
ZAI LAB LTD ADR 98887Q104 84,807 2,039,109 SH   DFND 1,2 2,039,109 0 0
TUNIU CORP SPONSORED ADS A 89977P106 2,800 1,111,111 SH   DFND 1,2 1,111,111 0 0
MOGU INC SPON ADS 608012100 9,029 3,960,417 SH   DFND 1,2 3,960,417 0 0
FINVOLUTION GROUP SPONSORED ADS 31810T101 46,024 17,367,422 SH   DFND 1,2 17,367,422 0 0
500.COM LTD SPON ADR REP A 33829R100 30,137 3,504,273 SH   DFND 1,2 3,504,273 0 0
NIO INC SPON ADS 62914V106 18,368 4,569,114 SH   DFND 1,2,5 4,569,114 0 0
COOTEK CAYMAN INC SPONSORED ADS 21718L102 2,059 416,000 SH   DFND 1,2 416,000 0 0