The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADAGENE INC | ADS | 005329107 | 2,775 | 1,343,364 | SH | DFND | 1,2,6 | 1,343,364 | 0 | 0 | |
| BEAM THERAPEUTICS INC | COM | 07373V105 | 30,817 | 796,089 | SH | DFND | 1,2,7 | 796,089 | 0 | 0 | |
| BIT MINING LIMITED | SPON ADR REP A | 055474100 | 2,173 | 3,504,273 | SH | DFND | 1,2 | 3,504,273 | 0 | 0 | |
| BURNING ROCK BIOTECH LTD | SPONSORED ADS | 12233L107 | 617 | 212,121 | SH | DFND | 1,2,6 | 212,121 | 0 | 0 | |
| CHINA ONLINE ED GROUP | SPONSORED ADR | 16954L105 | 1,062 | 769,288 | SH | DFND | 1,2 | 769,288 | 0 | 0 | |
| CHINA ONLINE ED GROUP | SPONSORED ADR | 16954L105 | 2,621 | 1,899,605 | SH | DFND | 1,2,5 | 1,899,605 | 0 | 0 | |
| DADA NEXUS LTD | ADS | 23344D108 | 268 | 33,082 | SH | DFND | 1,2 | 33,082 | 0 | 0 | |
| DADA NEXUS LTD | ADS | 23344D108 | 347 | 42,738 | SH | DFND | 1,2 | 42,738 | 0 | 0 | |
| DADA NEXUS LTD | ADS | 23344D108 | 2,597 | 320,180 | SH | DFND | 1,2,5 | 320,180 | 0 | 0 | |
| DINGDONG CAYMAN LTD | ADS | 25445D101 | 61,611 | 11,141,166 | SH | DFND | 1,2,8 | 11,141,166 | 0 | 0 | |
| ENDEAVOR GROUP HLDGS INC | CL A COM | 29260Y109 | 6,087 | 296,076 | SH | DFND | 1,2 | 296,076 | 0 | 0 | |
| FULL TRUCK ALLIANCE CO LTD | SPONSORED ADS | 35969L108 | 73,979 | 8,165,466 | SH | DFND | 1,2 | 8,165,466 | 0 | 0 | |
| FULL TRUCK ALLIANCE CO LTD | SPONSORED ADS | 35969L108 | 256,780 | 28,342,131 | SH | DFND | 1,2,5 | 28,342,131 | 0 | 0 | |
| FUTU HLDGS LTD | SPON ADS CL A | 36118L106 | 46,722 | 894,885 | SH | DFND | 1,2,4 | 894,885 | 0 | 0 | |
| FUTU HLDGS LTD | SPON ADS CL A | 36118L106 | 8,498 | 162,759 | SH | DFND | 1,2,6 | 162,759 | 0 | 0 | |
| JIANPU TECHNOLOGY INC | ADS COMMON | 47738D309 | 108 | 64,015 | SH | DFND | 1,2 | 64,015 | 0 | 0 | |
| JIANPU TECHNOLOGY INC | ADS COMMON | 47738D309 | 942 | 560,983 | SH | DFND | 1,2,4 | 560,983 | 0 | 0 | |
| KANZHUN LIMITED | SPONSORED ADS | 48553T106 | 135,612 | 5,160,280 | SH | DFND | 1,2 | 5,160,280 | 0 | 0 | |
| KANZHUN LIMITED | SPONSORED ADS | 48553T106 | 49,932 | 1,900,000 | SH | DFND | 1,2,9 | 1,900,000 | 0 | 0 | |
| KE HLDGS INC | SPONSORED ADS | 482497104 | 66,327 | 3,695,081 | SH | DFND | 1,2,8 | 3,695,081 | 0 | 0 | |
| KE HLDGS INC | SPONSORED ADS | 482497104 | 53,850 | 3,000,000 | SH | DFND | 1,2,9 | 3,000,000 | 0 | 0 | |
| LYELL IMMUNOPHARMA INC | COM | 55083R104 | 19,860 | 3,045,997 | SH | DFND | 1,2,8 | 3,045,997 | 0 | 0 | |
| NOAH HLDGS LTD | SPON ADS CL A | 65487X102 | 66,759 | 3,300,000 | SH | DFND | 1,2,3 | 3,300,000 | 0 | 0 | |
| PINDUODUO INC | SPONSORED ADS | 722304102 | 108,150 | 1,749,999 | SH | DFND | 1,2,8 | 1,749,999 | 0 | 0 | |
| RLX TECHNOLOGY INC | SPONSORED ADS | 74969N103 | 26,109 | 12,257,707 | SH | DFND | 1,2,7 | 12,257,707 | 0 | 0 | |
| RLX TECHNOLOGY INC | SPONSORED ADS | 74969N103 | 6,148 | 2,886,430 | SH | DFND | 1,2,8 | 2,886,430 | 0 | 0 | |
| ROIVANT SCIENCES LTD | SHS | G76279101 | 21,186 | 5,205,418 | SH | DFND | 1,2,7 | 5,205,418 | 0 | 0 | |
| TUNIU CORP | SPONSORED ADS A | 89977P106 | 1,167 | 1,111,111 | SH | DFND | 1,2 | 1,111,111 | 0 | 0 | |
| VACCITECH PLC | ADS | 91864C107 | 6,321 | 1,420,473 | SH | DFND | 1,2,6 | 1,420,473 | 0 | 0 | |
| ZAI LAB LTD | ADR | 98887Q104 | 5,715 | 164,804 | SH | DFND | 1,2 | 164,804 | 0 | 0 | |
| ZAI LAB LTD | ADR | 98887Q104 | 18,375 | 529,830 | SH | DFND | 1,2,4 | 529,830 | 0 | 0 | |