0000950123-16-020744.txt : 20161017 0000950123-16-020744.hdr.sgml : 20161017 20161017162503 ACCESSION NUMBER: 0000950123-16-020744 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161017 DATE AS OF CHANGE: 20161017 EFFECTIVENESS DATE: 20161017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smith, Graham & Co., Investment Advisors, LP CENTRAL INDEX KEY: 0001470414 IRS NUMBER: 760301817 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13596 FILM NUMBER: 161939036 BUSINESS ADDRESS: STREET 1: 6900 JPMORGAN CHASE TOWER STREET 2: 600 TRAVIS STREET CITY: HOUSTON STATE: TX ZIP: 77002-3007 BUSINESS PHONE: 713-227-1100 MAIL ADDRESS: STREET 1: 6900 JPMORGAN CHASE TOWER STREET 2: 600 TRAVIS STREET CITY: HOUSTON STATE: TX ZIP: 77002-3007 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001470414 XXXXXXXX 09-30-2016 09-30-2016 Smith, Graham & Co., Investment Advisors, LP
6900 JPMORGAN CHASE TOWER 600 TRAVIS STREET HOUSTON TX 77002-3007
13F HOLDINGS REPORT 028-13596 N
Mark W. Dube Senior Vice President & Chief Compliance Officer (713) 292-2136 /S/Mark W. Dube Houston TX 10-14-2016 0 138 785854 false
INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ABERCROMBIE FITCH CO COM 002896207 3231 203362 SH SOLE 145422 0 57940 ADVANCED ENERGY INDUSTRIES COM 007973100 7492 158321 SH SOLE 86429 0 71892 AECOM COM 00766T100 4463 150110 SH SOLE 107409 0 42701 AMEREN CORPORATION COM 023608102 2320 47170 SH SOLE 33790 0 13380 AMERISAFE INC. COM 03071H100 9448 160734 SH SOLE 87814 0 72920 AMSURG CORP. COM 03232P405 5617 83769 SH SOLE 45762 0 38007 ANTHEM INC COM 036752103 5208 41557 SH SOLE 29767 0 11790 ARROW ELECTRONIC COM 042735100 3967 62012 SH SOLE 44385 0 17627 ASTORIA FINANCIAL CORP COM 046265104 6503 445427 SH SOLE 243136 0 202291 ATLAS AIR WORLDWIDE HOLDINGS COM 049164205 9751 227711 SH SOLE 124284 0 103427 AUTONATION INC. COM 05329W102 3237 66448 SH SOLE 47566 0 18882 AVISTA CORPORATION COM 05379B107 5976 143009 SH SOLE 78134 0 64875 BECTON, DICKINSON AND COMPANY COM 075887109 3491 19426 SH SOLE 13906 0 5520 BED BATH BEYOND INC COM 075896100 3498 81130 SH SOLE 58060 0 23070 BELDEN INC. COM 077454106 7122 103237 SH SOLE 56374 0 46863 BENCHMARK ELECTRONICS INC COM 08160H101 7790 312228 SH SOLE 170462 0 141766 BROCADE COMMUNICATIONS SYSTEMS COM 111621306 3926 425320 SH SOLE 304200 0 121120 CABELAS INC COM 126804301 5005 91121 SH SOLE 49790 0 41331 CAPITAL ONE FINANCIAL CORP COM 14040H105 4148 57750 SH SOLE 41380 0 16370 CAPSTEAD MORTGAGE CORP REIT 14067E506 5206 552042 SH SOLE 301362 0 250680 CARDINAL HEALTH, INC. COM 14149Y108 3294 42390 SH SOLE 30370 0 12020 CATHAY GENERAL BANCORP COM 149150104 2867 93160 SH SOLE 66640 0 26520 CELANESE CORP.-A COM 150870103 4583 68860 SH SOLE 49240 0 19620 CHICOS FAS INC. COM 168615102 3368 282984 SH SOLE 202602 0 80382 CIGNA CORPORATION COM 125509109 5524 42390 SH SOLE 30370 0 12020 CIRRUS LOGIC INC. COM 172755100 12678 238540 SH SOLE 130200 0 108340 COACH INC COM 189754104 3796 103840 SH SOLE 74350 0 29490 COLUMBIA BANKING SYSTEM INC COM 197236102 8525 260551 SH SOLE 142215 0 118336 CONSTELLATION BRANDS, INC. COM 21036P108 3138 18848 SH SOLE 13479 0 5369 CONVERGYS CORP. COM 212485106 4482 147350 SH SOLE 105460 0 41890 CORNING INCORPORATED COM 219350105 3715 157100 SH SOLE 112470 0 44630 CSG SYSTEMS INTL COM 126349109 8311 201077 SH SOLE 109779 0 91298 DEAN FOODS CO COM 242370203 6670 406710 SH SOLE 221990 0 184720 DECKERS OUTDOOR CO COM 243537107 9423 158245 SH SOLE 86367 0 71878 DIAMONDROCK HOSPITALITY CO REIT 252784301 7641 839649 SH SOLE 458399 0 381250 DICK'S SPORTING GOODS INC COM 253393102 4612 81310 SH SOLE 58190 0 23120 DISCOVER FINANCIAL SERVICES COM 254709108 5944 105110 SH SOLE 75300 0 29810 DSW INC CL A COM 23334L102 3655 178480 SH SOLE 127660 0 50820 DYCOM INDUSTRIES INC COM 267475101 7735 94587 SH SOLE 51630 0 42957 EAST WEST BANCORP INC COM 27579R104 3902 106300 SH SOLE 76100 0 30200 ELECTRONICS FOR IMAGING COM 286082102 5046 103156 SH SOLE 56319 0 46837 ENCORE CAPITAL GROUP INC COM 292554102 11577 515008 SH SOLE 281118 0 233890 ENERSYS COM 29275Y102 8965 129564 SH SOLE 70742 0 58822 FERRO CORP COM 315405100 4836 350212 SH SOLE 191190 0 159022 FIFTH THIRD BANCORP COM 316773100 3345 163510 SH SOLE 117080 0 46430 FIRST AMERICAN FINANCIAL COM 31847R102 3902 99346 SH SOLE 71116 0 28230 FIRST SOLAR INC COM 336433107 2934 74295 SH SOLE 40605 0 33690 FULTON FINANCIAL COM 360271100 4949 340830 SH SOLE 244020 0 96810 GATX COM 361448103 5821 130659 SH SOLE 71320 0 59339 GENESCO INC. COM 371532102 8340 153146 SH SOLE 83604 0 69542 GENTEX CORP COM 371901109 5022 285990 SH SOLE 204610 0 81380 GREEN DOT CORP.-A COM 39304D102 10314 447259 SH SOLE 244169 0 203090 GREENBRIER COMPANIES INC COM 393657101 6780 192074 SH SOLE 104834 0 87240 GREENHILL CO COM 395259104 8038 341019 SH SOLE 186180 0 154839 GROUP 1 AUTOMOTIVE INC COM 398905109 7429 116298 SH SOLE 63500 0 52798 GUESS? INC. COM 401617105 3572 244494 SH SOLE 174884 0 69610 HARMAN INTL INDS COM 413086109 4544 53810 SH SOLE 38530 0 15280 HMS HOLDINGS CORP COM 40425J101 11172 503926 SH SOLE 275066 0 228860 HOLLYFRONTIER CORPORATI COM 436106108 3486 142290 SH SOLE 101800 0 40490 HOPE BANCORP COM 43940T109 8188 471406 SH SOLE 257319 0 214087 HOST HOTELS RESORTS INC REIT 44107P104 3417 219450 SH SOLE 157090 0 62360 HUMANA INC. COM 444859102 4098 23166 SH SOLE 16580 0 6586 IBERIABANK CORP. COM 450828108 5790 86258 SH SOLE 47104 0 39154 ICONIX BRAND GROUP INC COM 451055107 4183 515175 SH SOLE 281305 0 233870 INTEGER HOLDINGS COM 45826H109 5950 274314 SH SOLE 149744 0 124570 ITRON INC. COM 465741106 7768 139319 SH SOLE 76099 0 63220 J2 GLOBAL INC COM 48123V102 8348 125333 SH SOLE 68417 0 56916 JABIL CIRCUIT INC COM 466313103 3603 165130 SH SOLE 118140 0 46990 JACK HENRY ASSOCIATES INC COM 426281101 4961 57995 SH SOLE 31655 0 26340 JANUS CAPITAL GROUP INC COM 47102X105 6281 448330 SH SOLE 244670 0 203660 JETBLUE AIRWAYS CORPORATION COM 477143101 5806 336760 SH SOLE 240850 0 95910 KEYCORP COM 493267108 3848 316220 SH SOLE 226580 0 89640 KINDRED HEALTHCARE INC COM 494580103 6459 632039 SH SOLE 344946 0 287093 LA-Z-BOY INC. COM 505336107 6947 282849 SH SOLE 154393 0 128456 LEAR CORPORATION COM 521865204 4477 36930 SH SOLE 26460 0 10470 LEXMARK INTERNATIONAL, INC. COM 529771107 3876 97000 SH SOLE 69430 0 27570 LIFEPOINT HEALTH, INC COM 53219L109 6946 117280 SH SOLE 64024 0 53256 LINCOLN NATIONAL CORPORATION COM 534187109 5241 111563 SH SOLE 79877 0 31686 LITHIA MOTORS-A COM 536797103 9477 99211 SH SOLE 54192 0 45019 MT BANK CORPORATION COM 55261F104 3863 33270 SH SOLE 23810 0 9460 MACYS INC. COM 55616P104 4164 112380 SH SOLE 80390 0 31990 MAGELLAN HEALTH COM 559079207 7966 148261 SH SOLE 80931 0 67330 MENTOR GRAPHICS COM 587200106 6423 242945 SH SOLE 132599 0 110346 NVIDIA CORP COM 67066G104 4552 66440 SH SOLE 47530 0 18910 OPKO HEALTH COM 68375N103 6196 585102 SH SOLE 319346 0 265756 PACWEST BANCORP COM 695263103 6111 142421 SH SOLE 77749 0 64672 PENNYMAC MORTGAGE INVESTMENT REIT 70931T103 4758 305413 SH SOLE 166684 0 138729 PERKINELMER, INC. COM 714046109 3873 69030 SH SOLE 49460 0 19570 PHARMERICA CORP. COM 71714F104 10111 360209 SH SOLE 196615 0 163594 PNM RESOURCES COM 69349H107 5077 155150 SH SOLE 84726 0 70424 PROASSURANCE CORP COM 74267C106 3973 75700 SH SOLE 41400 0 34300 PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED COM 744573106 3921 93640 SH SOLE 67030 0 26610 QUALITY SYSTEMS COM 747582104 4895 432396 SH SOLE 236080 0 196316 QUANTA SERVICES COM 74762E102 5009 178950 SH SOLE 128130 0 50820 RALPH LAUREN CORPORATION COM 751212101 3678 36370 SH SOLE 26040 0 10330 RAYMOND JAMES FINANCIAL INC. COM 754730109 4390 75420 SH SOLE 54000 0 21420 RAYTHEON COMPANY COM 755111507 4907 36050 SH SOLE 25800 0 10250 RED ROBIN GOURMET BURGERS COM 75689M101 7157 159254 SH SOLE 86989 0 72265 REGIONS FINANCIAL CORP COM 7591EP100 3930 398180 SH SOLE 285090 0 113090 RELIANCE STEEL ALUMINUM CO. COM 759509102 3408 47320 SH SOLE 33880 0 13440 SCANSOURCE INC. COM 806037107 5782 158420 SH SOLE 86489 0 71931 SELECT MEDICAL HOLDINGS CORP COM 81619Q105 8899 659207 SH SOLE 359748 0 299459 SELECTIVE INSURANCE GROUP COM 816300107 9190 230550 SH SOLE 125882 0 104668 SEMPRA ENERGY COM 816851109 2781 25940 SH SOLE 18550 0 7390 SKYWORKS SOLUTIONS, INC. COM 83088M102 4881 64110 SH SOLE 45900 0 18210 SOUTHWEST AIRLINES CO. COM 844741108 6458 166070 SH SOLE 118890 0 47180 STANLEY BLACK DECKER INC COM 854502101 3609 29350 SH SOLE 21000 0 8350 STIFEL FINANCIAL COM 860630102 3993 103840 SH SOLE 74330 0 29510 SYKES ENTERPRISE COM 871237103 7060 250984 SH SOLE 137031 0 113953 SYNAPTICS INC. COM 87157D109 8258 140975 SH SOLE 76955 0 64020 SYNCHRONOSS TECH COM 87157B103 8240 200092 SH SOLE 109203 0 90889 SYNOPSYS INC COM 871607107 4983 83959 SH SOLE 60151 0 23808 TCF FINANCIAL CORPORATION COM 872275102 3588 247252 SH SOLE 177016 0 70236 TELEDYNE TECHNOLOGIES INC COM 879360105 6709 62165 SH SOLE 33961 0 28204 TESORO CORP. COM 881609101 4795 60270 SH SOLE 43190 0 17080 TETRA TECH INC. COM 88162G103 6328 178408 SH SOLE 97401 0 81007 THE CHILDREN'S PLACE INC COM 168905107 6873 86052 SH SOLE 46992 0 39060 THE GOODYEAR TIRE RUBBER COMPANY COM 382550101 5715 176930 SH SOLE 126520 0 50410 TIVO CORP COM COM 88870P106 9915 508958 SH SOLE 277848 0 231110 TOTAL SYSTEM SERVICES, INC. COM 891906109 3823 81080 SH SOLE 57990 0 23090 TRINITY INDUSTRIES, INC. COM 896522109 4269 176550 SH SOLE 126350 0 50200 TRIUMPH GROUP COM 896818101 6147 220491 SH SOLE 120323 0 100168 TRUEBLUE INC. COM 89785X101 7045 310922 SH SOLE 169712 0 141210 ULTRA CLEAN HOLDINGS INC COM 90385V107 8364 1128691 SH SOLE 616058 0 512633 UNITED BANKSHARES INC COM 909907107 6358 168775 SH SOLE 92217 0 76558 UNITED THERAPEUTICS CORP COM 91307C102 3269 27685 SH SOLE 19805 0 7880 VALERO ENERGY CORPORATION COM 91913Y100 3333 62890 SH SOLE 45060 0 17830 W.R. BERKLEY CORPORATION COM 084423102 4474 77450 SH SOLE 55490 0 21960 WASHINGTON FEDERAL INC COM 938824109 6662 249718 SH SOLE 136366 0 113352 WEBSTER FINANCIAL CORP COM 947890109 6814 179280 SH SOLE 97870 0 81410 WELLCARE HEALTH PLANS INC COM 94946T106 3842 32812 SH SOLE 23462 0 9350 WESTERN DIGITAL CORP. COM 958102105 5318 90949 SH SOLE 65067 0 25882 WESTLAKE CHEMICAL CORPORATION COM 960413102 4346 81226 SH SOLE 58110 0 23116 WEX INC COM 96208T104 7289 67431 SH SOLE 36829 0 30602 WHOLE FOODS MKT COM 966837106 4066 143410 SH SOLE 102590 0 40820 WILLIAMS-SONOMA, INC. COM 969904101 3232 63280 SH SOLE 45290 0 17990 WORTHINGTON INDS COM 981811102 9954 207240 SH SOLE 113130 0 94110 ZIMMER BIOMET HOLDINGS INC COM 98956P102 3832 29470 SH SOLE 21110 0 8360