0000950123-14-000806.txt : 20140130 0000950123-14-000806.hdr.sgml : 20140130 20140130093931 ACCESSION NUMBER: 0000950123-14-000806 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140130 DATE AS OF CHANGE: 20140130 EFFECTIVENESS DATE: 20140130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smith, Graham & Co., Investment Advisors, LP CENTRAL INDEX KEY: 0001470414 IRS NUMBER: 760301817 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13596 FILM NUMBER: 14559094 BUSINESS ADDRESS: STREET 1: 6900 JPMORGAN CHASE TOWER STREET 2: 600 TRAVIS STREET CITY: HOUSTON STATE: TX ZIP: 77002-3007 BUSINESS PHONE: 713-227-1100 MAIL ADDRESS: STREET 1: 6900 JPMORGAN CHASE TOWER STREET 2: 600 TRAVIS STREET CITY: HOUSTON STATE: TX ZIP: 77002-3007 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001470414 XXXXXXXX 12-31-2013 12-31-2013 Smith, Graham & Co., Investment Advisors, LP

6900 JPMORGAN CHASE TOWER 600 TRAVIS STREET HOUSTON TX 77002-3007

13F HOLDINGS REPORT 028-13596 N Mark W. Dube (713) 292-2136 /S/ Mark W. Dube Houston TX 01-29-2014 0 133 707347 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ACTUANT CORP.-A COM 00508X203 6278 171352 SH SOLE 105016 66336 21 ADV ENERGY INDS COM 007973100 8315 363732 SH SOLE 222800 140932 21 AGCO CORP. COM 001084102 3307 55868 SH SOLE 37208 18660 9 AGILENT TECH INC. COM 00846U101 1980 34625 SH SOLE 23072 11553 9 AMEREN CORP. COM 023608102 1429 39520 SH SOLE 26320 13200 9 AMERISAFE INC. COM 03071H100 8574 202984 SH SOLE 124344 78640 21 AMSURG CORP. COM 03232P405 5726 124689 SH SOLE 76402 48287 21 ARROW ELECTRONIC COM 042735100 3317 61152 SH SOLE 40725 20427 9 ASSURANT INC. COM 04621X108 2826 42580 SH SOLE 28360 14220 9 ASTEC INDUSTRIES COM 046224101 5841 151204 SH SOLE 92667 58537 21 ASTORIA FINL COM 046265104 4126 298359 SH SOLE 182846 115513 21 AUTONATION INC. COM 05329W102 2347 47228 SH SOLE 31456 15772 9 AVISTA CORP. COM 05379B107 5087 180469 SH SOLE 110584 69885 21 BECTON DICKINSON COM 075887109 1987 17986 SH SOLE 11976 6010 9 BED BATH &BEYOND COM 075896100 2565 31940 SH SOLE 21270 10670 9 BELDEN INC. COM 077454106 10305 146267 SH SOLE 89634 56633 21 BENCHMARK ELECTR COM 08160H101 8129 352217 SH SOLE 215853 136364 21 BIO-REFER LABS COM 09057G602 6715 262917 SH SOLE 161060 101857 21 BROADCOM CORP-A COM 111320107 2879 97120 SH SOLE 64550 32570 9 BROCADE COMM SYS COM 111621306 2849 321330 SH SOLE 213670 107660 9 CABELAS INC. COM 126804301 7670 115061 SH SOLE 70460 44601 21 CAPITAL ONE FINA COM 14040H105 3706 48370 SH SOLE 32220 16150 9 CAPITALSOURCE IN COM 14055X102 9121 634692 SH SOLE 388930 245762 21 CAPSTEAD MORTGAG REIT 14067E506 6625 548442 SH SOLE 335982 212460 21 CARDINAL HEALTH COM 14149Y108 2373 35520 SH SOLE 23660 11860 9 CHICOS FAS INC. COM 168615102 2216 117622 SH SOLE 78332 39290 9 CIGNA CORP. COM 125509109 3107 35520 SH SOLE 23660 11860 9 CIMAREX ENERGY C COM 171798101 2771 26410 SH SOLE 17600 8810 9 CIRRUS LOGIC INC. COM 172755100 7868 385230 SH SOLE 236000 149230 21 COLUMBIA BANKING COM 197236102 9063 329671 SH SOLE 202035 127636 21 CONSTANT CONTACT COM 210313102 9607 309204 SH SOLE 189410 119794 21 CONSTELLATION-A COM 21036P108 2172 30858 SH SOLE 20549 10309 9 CORNING INC. 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COM 371901109 3003 91070 SH SOLE 60650 30420 9 GENWORTH FINANCI COM 37247D106 2457 158190 SH SOLE 105310 52880 9 GREATBATCH INC. COM 39153L106 7397 167199 SH SOLE 102459 64740 21 GROUP 1 AUTOMOTI COM 398905109 10432 146888 SH SOLE 90020 56868 21 GUESS? INC. COM 401617105 2255 72584 SH SOLE 48134 24450 9 HARMAN INTL COM 413086109 2817 34420 SH SOLE 22870 11550 9 HCC INSURANCE COM 404132102 12047 261093 SH SOLE 164428 96665 30 HELMERICH & PAYN COM 423452101 8054 95795 SH SOLE 58688 37107 21 HUMANA INC. COM 444859102 2299 22276 SH SOLE 14820 7456 9 IBERIABANK CORP. COM 450828108 6851 109008 SH SOLE 66804 42204 21 INTL GAME TECH COM 459902102 3112 171380 SH SOLE 113860 57520 9 IXIA COM 45071R109 6880 516891 SH SOLE 316707 200184 21 J2 GLOBAL INC COM 48123V102 7924 158453 SH SOLE 97047 61406 21 JACK HENRY COM 426281101 8439 142535 SH SOLE 87355 55180 21 JANUS CAPITAL GR COM 47102X105 7023 567720 SH SOLE 347800 219920 21 JONES GROUP INC. COM 48020T101 6644 444120 SH SOLE 272020 172100 21 KEYCORP. COM 493267108 3553 264740 SH SOLE 176290 88450 9 KINDRED HEALTHCA COM 494580103 9452 478814 SH SOLE 293306 185508 21 KLA-TENCOR CORP. COM 482480100 2147 33300 SH SOLE 22180 11120 9 LA-Z-BOY INC. COM 505336107 7394 238510 SH SOLE 146110 92400 21 LEAR CORP. COM 521865204 2504 30930 SH SOLE 20610 10320 9 LEXMARK INTL-A COM 529771107 2685 75600 SH SOLE 50240 25360 9 LIFEPOINT HOSPIT COM 53219L109 7839 148350 SH SOLE 90904 57446 21 LINC.OLN NATL CRP COM 534187109 4000 77483 SH SOLE 51597 25886 9 LINDSAY CORP. COM 535555106 6191 74810 SH SOLE 45840 28970 21 LITHIA MOTORS-A COM 536797103 11447 164890 SH SOLE 100992 63898 21 M & T BK CORP COM COM 55261F104 2985 25640 SH SOLE 17080 8560 9 MACYS INC. 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COM 71714F104 13706 637510 SH SOLE 390565 246945 21 PNM RESOURCES COM 69349H107 4733 196230 SH SOLE 120246 75984 21 PROASSURANCE COR COM 74267C106 4627 95440 SH SOLE 58480 36960 21 PROSPECT CAPITAL COM 74348T102 7381 657862 SH SOLE 403177 254685 21 PROTECTIVE LIFE COM 743674103 4280 84486 SH SOLE 56265 28221 9 PUB SERV ENTERP COM 744573106 2026 63220 SH SOLE 42030 21190 9 QLOGIC CORP. COM 747277101 6971 589285 SH SOLE 361008 228277 21 QUANTA SERVICES COM 74762E102 2506 79410 SH SOLE 52830 26580 9 RAYMOND JAMES COM 754730109 1995 38230 SH SOLE 25440 12790 9 RAYTHEON CO COM 755111507 3184 35100 SH SOLE 23370 11730 9 RED ROBIN GOURME COM 75689M101 8966 121914 SH SOLE 74649 47265 21 REGIONS FINANCIAL CORP NEW COM COM 7591EP100 2328 235380 SH SOLE 156750 78630 9 RLI CORP. COM 749607107 6493 66675 SH SOLE 40866 25809 21 ROVI CORP. COM 779376102 7933 402875 SH SOLE 246885 155990 21 SANDISK CORP. COM 80004C101 3649 51730 SH SOLE 34380 17350 9 SELECT INS GRP COM 816300107 6229 230176 SH SOLE 141058 89118 21 SELECT MEDICAL COM 81619Q105 8082 696125 SH SOLE 426326 269799 21 SEMPRA ENERGY COM 816851109 2407 26820 SH SOLE 17860 8960 9 SKYWORKS SOLUTIO COM 83088M102 2222 77800 SH SOLE 51730 26070 9 SOUTHWEST AIR COM 844741108 4276 226950 SH SOLE 151130 75820 9 STANLEY BLACK & COM 854502101 2262 28030 SH SOLE 18670 9360 9 STAPLES INC. COM 855030102 2605 163920 SH SOLE 109160 54760 9 STIFEL FINANCIAL COM 860630102 3162 65980 SH SOLE 43940 22040 9 SUSSER HOLDINGS COM 869233106 12035 183765 SH SOLE 112609 71156 21 SYNAPTICS INC. COM 87157D109 9657 186385 SH SOLE 114195 72190 21 SYNOPSYS INC. COM 871607107 2852 70309 SH SOLE 46831 23478 9 TCF FINL CORP. COM 872275102 1833 112822 SH SOLE 75136 37686 9 TELEDYNE TECH COM 879360105 8529 92845 SH SOLE 56891 35954 21 TESORO CORP. COM 881609101 2954 50500 SH SOLE 33630 16870 9 TETRA TECH INC. COM 88162G103 8198 292998 SH SOLE 179521 113477 21 TOTAL SYS SERVS COM 891906109 2751 82650 SH SOLE 55040 27610 9 TRINITY INDUSTRI COM 896522109 4841 88790 SH SOLE 59130 29660 9 TRIUMPH GROUP COM 896818101 8715 114568 SH SOLE 70210 44358 21 UNITED BANKSHS COM 909907107 6704 213175 SH SOLE 130637 82538 21 VALERO ENERGY COM 91913Y100 2656 52700 SH SOLE 35100 17600 9 VALSPAR CORP. COM 920355104 2544 35688 SH SOLE 23767 11921 9 VERIFONE SYSTEMS COM 92342Y109 2012 75000 SH SOLE 49860 25140 9 WASHINGTON FEDERAL INC COM 938824109 7357 315888 SH SOLE 193586 122302 21 WEBSTER FINL COM 947890109 7074 226870 SH SOLE 139040 87830 21 WELLPOINT INC. COM 94973V107 3220 34847 SH SOLE 23217 11630 9 WESTERN DIGITAL COM 958102105 3499 41710 SH SOLE 27780 13930 9 WEX INC COM 96208T104 8430 85121 SH SOLE 52149 32972 21 WILLIAMS-SONOMA COM 969904101 2514 43140 SH SOLE 28720 14420 9 WORTHINGTON INDS COM 981811102 9824 233450 SH SOLE 143060 90390 21 WR BERKLEY CORP. 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