0001209191-20-061564.txt : 20201203
0001209191-20-061564.hdr.sgml : 20201203
20201203173710
ACCESSION NUMBER: 0001209191-20-061564
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201201
FILED AS OF DATE: 20201203
DATE AS OF CHANGE: 20201203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NAHM TAE HEA
CENTRAL INDEX KEY: 0001576746
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36471
FILM NUMBER: 201367865
MAIL ADDRESS:
STREET 1: 2440 SAND HILL ROAD
STREET 2: SUITE 301
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MOBILEIRON, INC.
CENTRAL INDEX KEY: 0001470099
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 260866846
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 490 EAST MIDDLEFIELD ROAD
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
BUSINESS PHONE: 650-919-8100
MAIL ADDRESS:
STREET 1: 490 EAST MIDDLEFIELD ROAD
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
FORMER COMPANY:
FORMER CONFORMED NAME: MOBILE IRON, INC.
DATE OF NAME CHANGE: 20110603
FORMER COMPANY:
FORMER CONFORMED NAME: Mobile Iron, Inc.
DATE OF NAME CHANGE: 20090811
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-12-01
1
0001470099
MOBILEIRON, INC.
MOBL
0001576746
NAHM TAE HEA
C/O STORM VENTURES
3000 SANDHILL ROAD, SUITE 4-210
MENLO PARK
CA
94025
1
0
0
0
Common Stock
2020-12-01
4
D
0
304065
7.05
D
0
D
Common Stock
2020-12-01
4
D
0
9131
7.05
D
0
I
By Trust
Common Stock
2020-12-01
4
D
0
9380766
7.05
D
0
I
By Partnership
Common Stock
2020-12-01
4
D
0
513108
7.05
D
0
I
By Partnership
Common Stock
2020-12-01
4
D
0
290602
7.05
D
0
I
By Limited Liability Company
Common Stock
2020-12-01
4
D
0
582101
7.05
D
0
I
By Partnership
Stock Option (Right to Buy)
7.168
2020-12-01
4
D
0
19285
0.00
D
2024-03-27
Common Stock
19285
0
D
Stock Option (Right to Buy)
6.31
2020-12-01
4
D
0
48100
0.74
D
2025-06-24
Common Stock
48100
0
D
Represents 304,065 shares of common stock that were disposed of at the effective time of the merger (the "Merger") contemplated by the merger agreement, dated as of September 26, 2020, by and between the Issuer, Ivanti, Inc. and Oahu Merger Sub, Inc. (the "Merger Agreement") in exchange for a cash payment of $7.05 per share. Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive the Issuer's common stock. Pursuant to the Merger Agreement, the RSUs were subject to acceleration of vesting, cancelled and converted automatically into the right to receive a cash payment of $7.05 per share, subject to any required withholding of taxes.
Includes 108,355 shares received on July 31, 2020 pursuant to pro-rata in-kind distributions completed by each of Storm Ventures Fund III, L.P, Storm Ventures Affiliates Fund III, L.P. and Storm Ventures Principals Fund III, L.L.C. of shares of common stock of the Issuer to their respective partners and members, as applicable.
Represents 9,131 shares of common stock that were disposed of at the effective time of the Merger, contemplated by the Merger Agreement, in exchange for a cash payment of $7.05 per share.
Represents shares received on July 31, 2020 pursuant to pro-rata in-kind distributions completed by each of Storm Ventures Fund III, L.P, Storm Ventures Affiliates Fund III, L.P. and Storm Ventures Principals Fund III, L.L.C. of shares of common stock of the Issuer to their respective partners and members, as applicable.
Shares are held directly by Nahm Family Trust dated 9-23-99, of which Reporting Person is a trustee.
Represents 9,380,766 shares of common stock that were disposed of at the effective time of the Merger, contemplated by the Merger Agreement, in exchange for a cash payment of $7.05 per share.
The shares are held directly by Storm Ventures Fund III, L.P ("SV III").
Storm Venture Associates III, L.L.C. ("SVA LLC") is the general partner of SV III and SVA III and the managing member of SVP III and, as such, may be deemed to have shared power to vote and dispose of the Issuer's shares of common stock held of record by each such fund. Ryan Floyd, M. Alex Mendez, Tae Hea Nahm and Sanjay Subhedar are the managing members of SVA LLC and, as such, may be deemed to have shared power to vote and dispose of the Issuer's shares of common stock held of record by each of SV III, SVA III and SVP III. Each of the managing members disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein.
Represents 513,108 shares of common stock that were disposed of at the effective time of the Merger, contemplated by the Merger Agreement, in exchange for a cash payment of $7.05 per share.
The shares are held directly by Storm Ventures Affiliates Fund III, L.P. ("SVA III").
Represents 290,602 shares of common stock that were disposed of at the effective time of the Merger, contemplated by the Merger Agreement, in exchange for a cash payment of $7.05 per share.
The shares are held directly by Storm Ventures Principals Fund III, L.L.C. ("SVP III").
Represents 582,101 shares of common stock that were disposed of at the effective time of the Merger, contemplated by the Merger Agreement, in exchange for a cash payment of $7.05 per share.
Storm Venture Associates IV, L.L.C. ("SVA IV") is the general partner of Storm Ventures Fund IV, L.P. ("SV IV") and, as such, may be deemed to have shared power to vote and dispose of the Issuer's shares of common stock held of record by each such fund. Ryan Floyd, M. Alex Mendez, Tae Hea Nahm and Sanjay Subhedar are the managing members of SVA IV and, as such, may be deemed to have shared power to vote and dispose of the Issuer's shares of common stock held of record by SV IV. Each of the managing members disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein.
The shares are held directly by SV IV.
This option vested on the first anniversary of the vesting commencement date, subject to continued service. Vesting commenced on, and was subject to, closing of a "Qualified IPO" as defined in the Company's Amended and Restated Certificate of Incorporation (the "vesting commencement date") that occurred on or before February 27, 2016. This option was cancelled pursuant to the Merger Agreement for no consideration.
This option, which vested upon the earlier of (i) the date of Issuer's 2016 annual meeting of stockholders or (ii) one year from the date of grant, subject to continued service on each such monthly anniversary, was cancelled pursuant to the Merger Agreement in exchange for a cash payment of $35,594, representing the difference between the per share exercise price of the option and the $7.05 per share merger consideration.
/s/ Kevin Melia, as attorney in fact
2020-12-03