Treasurer

0001172661-21-001360.txt : 20210517 0001172661-21-001360.hdr.sgml : 20210517 20210517162824 ACCESSION NUMBER: 0001172661-21-001360 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210517 EFFECTIVENESS DATE: 20210517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. CENTRAL INDEX KEY: 0001469877 IRS NUMBER: 264245035 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16918 FILM NUMBER: 21931239 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 833-697-6246 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: Pyxis Capital, L.P. /DE DATE OF NAME CHANGE: 20120406 FORMER COMPANY: FORMER CONFORMED NAME: Highland Funds Asset Management, L.P. DATE OF NAME CHANGE: 20090806 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001469877 XXXXXXXX 03-31-2021 03-31-2021 false HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P.

2515 Mckinney Avenue Suite 1100 Dallas TX 75201

13F HOLDINGS REPORT 028-16918 N Frank Waterhouse Treasurer 1-833-697-6246 /s/ Frank Waterhouse Dallas TX 05-17-2021 0 174 383134 INFORMATION TABLE 2 infotable.xml ABBVIE INC COM 00287Y109 1082 10000 SH SOLE 10000 0 0 ACADIA HEALTHCARE COMPANY IN COM 00404A109 686 12000 SH SOLE 12000 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 5529 309400 SH DFND 309400 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 1565 87598 SH SOLE 87598 0 0 AGILE THERAPEUTICS INC COM 00847L100 52 25000 SH SOLE 25000 0 0 ALTERYX INC COM CL A 02156B103 460 5550 SH SOLE 5550 0 0 ALTITUDE ACQUISITION CORP COM CL A 02156Y103 301 30000 SH SOLE 30000 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 921 38549 SH SOLE 38549 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 184 7700 SH Call SOLE 7700 0 0 AMICUS THERAPEUTICS INC COM 03152W109 559 56617 SH SOLE 56617 0 0 AMRYT PHARMA PLC SPONSORED ADS 03217L106 557 40000 SH DFND 40000 0 0 AMRYT PHARMA PLC SPONSORED ADS 03217L106 557 40000 SH SOLE 40000 0 0 ANTHEM INC COM 036752103 1080 3010 SH SOLE 3010 0 0 ASCENDIS PHARMA A/S SPONSORED ADR 04351P101 644 5000 SH SOLE 5000 0 0 AVANTOR INC COM 05352A100 723 25000 SH SOLE 25000 0 0 AVAYA HLDGS CORP COM 05351X101 3511 125272 SH SOLE 125272 0 0 AXONICS MODULATION TECHNOLOG COM 05465P101 1092 18230 SH SOLE 18230 0 0 B RILEY PRINCIPAL 150 MERGER UNIT 99/99/9999 05601V202 102 10154 SH SOLE 10154 0 0 BECTON DICKINSON & CO COM 075887109 486 2000 SH SOLE 2000 0 0 BIO RAD LABS INC CL A 090572207 2570 4500 SH SOLE 4500 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 378 5000 SH SOLE 5000 0 0 BOSTON SCIENTIFIC CORP COM 101137107 889 23000 SH SOLE 23000 0 0 BP PLC SPONSORED ADR 055622104 304 12500 SH Call SOLE 12500 0 0 BRIDGETOWN HOLDINGS LTD COM CL A G1355U113 260 24000 SH SOLE 24000 0 0 BROOKDALE SR LIVING INC COM 112463104 373 61625 SH SOLE 61625 0 0 BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN G16249107 1336 75112 SH SOLE 75112 0 0 CARNEY TECHNOLOGY ACQU CORP CL A COMMON STK 143636108 207 21399 SH SOLE 21399 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 464 17500 SH Call SOLE 17500 0 0 CC NEUBERGER PRIN HLDGS II SHS CL A G3166T103 790 80100 SH SOLE 80100 0 0 CENTENE CORP DEL COM 15135B101 895 14000 SH SOLE 14000 0 0 CENTRAL PUERTO S A SPONSORED ADR 155038201 572 253033 SH SOLE 253033 0 0 CENTRAL PUERTO S A SPONSORED ADR 155038201 741 327750 SH DFND 327750 0 0 CF ACQUISITION CORP IV COM CL A 12520T102 313 32010 SH SOLE 32010 0 0 CF ACQUISITION CORP VI UNIT 99/99/9999 12521J202 245 24700 SH SOLE 24700 0 0 CIT GROUP INC COM NEW 125581801 4256 82630 SH SOLE 82630 0 0 CITY OFFICE REIT INC COM 178587101 751 70700 SH SOLE 70700 0 0 CLASS ACCELERATION CORP COM 18274B106 294 30413 SH SOLE 30413 0 0 COHERUS BIOSCIENCES INC COM 19249H103 541 37000 SH SOLE 37000 0 0 CORELOGIC INC COM 21871D103 5281 66642 SH SOLE 66642 0 0 CORELOGIC INC COM 21871D103 95 1200 SH Put SOLE 1200 0 0 CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER 226344208 1396 50000 SH SOLE 50000 0 0 CRESUD S A C I F Y A SPONSORED ADR 226406106 1532 293449 SH DFND 293449 0 0 CRH MED CORP COM 12626F105 583 133790 SH SOLE 133790 0 0 DECARBONIZATION PLUS ACQU CO COM CL A 242797108 105 10000 SH SOLE 10000 0 0 DISCOVERY INC COM SER A 25470F104 217 5000 SH Call SOLE 5000 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 841 10050 SH SOLE 10050 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 12685 1651662 SH SOLE 1651662 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 1423 64631 SH SOLE 64631 0 0 ESTABLISHMENT LABS HLDGS INC COM G31249108 750 12000 SH SOLE 12000 0 0 EVOLUS INC COM 30052C107 130 10000 SH SOLE 10000 0 0 EXPERIENCE INVT CORP COM CL A 30217C109 360 35000 SH SOLE 35000 0 0 FALCON CAPITAL ACQUISITN COR COM CL A 30606L108 207 20800 SH SOLE 20800 0 0 FIVE PRIME THERAPEUTICS INC COM 33830X104 2980 79100 SH Put SOLE 79100 0 0 FIVE PRIME THERAPEUTICS INC COM 33830X104 7469 198278 SH SOLE 198278 0 0 FLIR SYS INC COM 302445101 4148 73451 SH SOLE 73451 0 0 FOREST ROAD ACQUISITION CORP COM 34619R102 405 40000 SH SOLE 40000 0 0 FORTRESS VALUE ACQUIS CORP I COM CL A 34964G107 100 10000 SH SOLE 10000 0 0 FORTRESS VALUE ACQUISI CORP UNIT 03/31/2028 34964K207 99 10000 SH SOLE 10000 0 0 FORUM MERGER IV CORP UNIT 03/15/2028 349875203 2859 288744 SH SOLE 288744 0 0 FUSION ACQUISITION CORP CL A 36118H105 199 20000 SH SOLE 20000 0 0 GENESCO INC COM 371532102 200 4204 SH SOLE 4204 0 0 GENMARK DIAGNOSTICS INC COM 372309104 1735 72587 SH SOLE 72587 0 0 GLU MOBILE INC COM 379890106 9618 770689 SH SOLE 770689 0 0 GORES METROPOULOS II INC UNIT 01/31/2028 382873206 293 28978 SH SOLE 28978 0 0 GRUBHUB INC COM 400110102 1086 17755 SH SOLE 17755 0 0 GRUPO SUPERVIELLE S.A. SPONSORED ADR 40054A108 327 188858 SH SOLE 188858 0 0 GS ACQUISITION HLDGS CORP II COM CL A 36258Q105 1740 166800 SH SOLE 166800 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 3939 18161 SH SOLE 18161 0 0 HAYMAKER ACQUISITION CORP II UNIT 03/01/2026 42087R207 211 21179 SH SOLE 21179 0 0 HERON THERAPEUTICS INC COM 427746102 5533 341350 SH DFND 341350 0 0 HERON THERAPEUTICS INC COM 427746102 4347 268181 SH SOLE 268181 0 0 HIGHLAND GLOBAL ALLOCATION F COM 43010T104 681 88296 SH SOLE 88296 0 0 HMS HLDGS CORP COM 40425J101 26144 707061 SH SOLE 707061 0 0 HOLICITY INC COM CL A 435063102 189 16000 SH SOLE 16000 0 0 HORIZON ACQUISITION CORPORAT SHS CL A G46044106 167 16400 SH SOLE 16400 0 0 HOUSTON WIRE & CABLE CO COM 44244K109 181 34639 SH SOLE 34639 0 0 HUMANA INC COM 444859102 1325 3160 SH SOLE 3160 0 0 ILLUMINA INC COM 452327109 576 1500 SH SOLE 1500 0 0 INDEPENDENCE RLTY TR INC COM 45378A106 6835 449650 SH SOLE 449650 0 0 INPHI CORP COM 45772F107 1154 6471 SH SOLE 6471 0 0 INSMED INC COM PAR $.01 457669307 409 12000 SH SOLE 12000 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 427 2600 SH Put SOLE 2600 0 0 KKR & CO INC COM 48251W104 317 6486 SH SOLE 6486 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 765 3000 SH SOLE 3000 0 0 LOCUST WALK ACQUISITION CORP COM CL A 54015L103 142 14599 SH SOLE 14599 0 0 LOMA NEGRA CORP SPONSORED ADS 54150E104 405 64000 SH DFND 64000 0 0 LOMA NEGRA CORP SPONSORED ADS 54150E104 76 12072 SH SOLE 12072 0 0 LORAL SPACE & COM INC COM 543881106 16934 449545 SH SOLE 449545 0 0 LUXFER HOLDINGS PLC SHS G5698W116 293 13773 SH SOLE 13773 0 0 M & T BK CORP COM 55261F104 306 2020 SH SOLE 2020 0 0 MADISON SQUARE GRDN ENTERTNM CL A 55826T102 411 5022 SH SOLE 5022 0 0 MAGELLAN HEALTH INC COM NEW 559079207 6999 75067 SH SOLE 75067 0 0 MCKESSON CORP COM 58155Q103 780 4000 SH SOLE 4000 0 0 MERCADOLIBRE INC COM 58733R102 4416 3000 SH SOLE 3000 0 0 MERCK & CO. INC COM 58933Y105 1079 14000 SH SOLE 14000 0 0 MICHAELS COS INC COM 59408Q106 44 2000 SH Put SOLE 2000 0 0 MICHAELS COS INC COM 59408Q106 6167 281100 SH SOLE 281100 0 0 MINERVA NEUROSCIENCES INC COM 603380106 184 63114 SH SOLE 63114 0 0 MONUMENT CIRCLE ACQUISITN CO UNIT 01/14/2026 61531M200 126 12735 SH SOLE 12735 0 0 MPLX LP COM UNIT REP LTD 55336V100 9891 385923 SH SOLE 385923 0 0 MUSTANG BIO INC COM 62818Q104 282 85000 SH SOLE 85000 0 0 NATERA INC COM 632307104 1055 10390 SH SOLE 10390 0 0 NATIONAL RETAIL PROPERTIES I COM 637417106 661 15000 SH Call SOLE 15000 0 0 NAVISTAR INTL CORP NEW COM 63934E108 2289 51986 SH SOLE 51986 0 0 NEKTAR THERAPEUTICS COM 640268108 200 10000 SH SOLE 10000 0 0 NEXPOINT REAL ESTATE FIN INC COM 65342V101 1221 65700 SH DFND 214672 0 0 NEXPOINT REAL ESTATE FIN INC COM 65342V101 2578 138753 SH SOLE 138753 0 0 NEXPOINT RESIDENTIAL TR INC COM 65341D102 6662 144547 SH DFND 144547 0 0 NEXPOINT RESIDENTIAL TR INC COM 65341D102 15747 341652 SH SOLE 341652 0 0 NEXPOINT STRATEGIC OPPORTES COM NEW 65340G205 20792 1825479 SH SOLE 1825479 0 0 NEXTDECADE CORP COM 65342K105 1989 744992 SH DFND 744992 0 0 NEXTDECADE CORP COM 65342K105 79 29751 SH SOLE 29751 0 0 NEXTGEN ACQUISITION CORP CL A G65305107 476 48000 SH SOLE 48000 0 0 NEXTIER OILFIELD SOLUTIONS COM 65290C105 65 17344 SH SOLE 17344 0 0 NIC INC COM 62914B100 14304 421584 SH SOLE 421584 0 0 ORGANOGENESIS HLDGS INC COM 68621F102 364 20000 SH SOLE 20000 0 0 PAMPA ENERGIA S A SPONS ADR LVL I 697660207 1005 67700 SH SOLE 67700 0 0 PANDION THERAPEUTICS INC COM 698340106 6660 110912 SH SOLE 110912 0 0 PARATEK PHARMACEUTICALS INC COM 699374302 353 50000 SH DFND 50000 0 0 PARATEK PHARMACEUTICALS INC COM 699374302 598 84770 SH SOLE 84770 0 0 PATTERSON COS INC COM 703395103 550 17200 SH SOLE 17200 0 0 PERIDOT ACQUISITION CORP SHS CL A G7008A115 320 30000 SH SOLE 30000 0 0 PERSPECTA INC COM 715347100 3156 108651 SH SOLE 108651 0 0 PIONEER MERGER CORP CL A SHS G7S24C103 223 22983 SH SOLE 22983 0 0 PLAINS GP HLDGS L P LTD PARTNR INT A 72651A207 500 53200 SH SOLE 53200 0 0 PLYMOUTH INDL REIT INC COM 729640102 1130 67088 SH DFND 67088 0 0 PLYMOUTH INDL REIT INC COM 729640102 10288 610546 SH SOLE 610546 0 0 POSTAL REALTY TRUST INC CL A 73757R102 3520 204917 SH DFND 204917 0 0 PREMIER FINL BANCORP INC COM 74050M105 774 41648 SH SOLE 41648 0 0 PRIVETERRA ACQUISITION CORP UNIT 99/99/9999 74275N201 398 40000 SH SOLE 40000 0 0 PROPTECH INVESTMENT CORP II *W EXP 12/08/202 743497117 11 12612 SH SOLE 12612 0 0 PROPTECH INVESTMENT CORP II COM CL A 743497109 370 37836 SH SOLE 37836 0 0 PROTECTIVE INS CORP CL B 74368L203 2010 87899 SH SOLE 87899 0 0 QELL ACQUISITION CORP CL A G7307X105 356 35000 SH SOLE 35000 0 0 REALPAGE INC COM 75606N109 14339 164434 SH SOLE 164434 0 0 REALPAGE INC COM 75606N109 1892 21700 SH Put SOLE 21700 0 0 REINVENT TECHNOLOGY PARTNERS CL A G7483N129 508 50000 SH SOLE 50000 0 0 REINVENT TECHNOLOGY PARTNERS UNIT 03/12/2026 G7484L114 173 17200 SH SOLE 17200 0 0 REVOLUTION HEALTHCAR AQ CORP UNIT 03/18/20266 76155Y207 101 10000 SH SOLE 10000 0 0 RMG ACQUISITION CORP II CL A SHS G76083107 115 11500 SH SOLE 11500 0 0 RMG ACQUISITION CORP III UNIT 02/08/2026 G76088114 149 15000 SH SOLE 15000 0 0 SI BONE INC COM 825704109 636 20000 SH SOLE 20000 0 0 SILK RD MED INC COM 82710M100 507 10000 SH SOLE 10000 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 3657 90016 SH SOLE 90016 0 0 SMTC CORP COM NEW 832682207 928 154453 SH SOLE 154453 0 0 SOCIAL CAPITAL HEDOSOPHA HLD SHS CL A G82514103 438 40000 SH DFND 80000 0 0 SOCIAL CAPITAL HEDOSOPHA HLD SHS CL A G8251L105 428 40000 SH DFND 80000 0 0 SPIRIT RLTY CAP INC NEW COM NEW 84860W300 256 6034 SH SOLE 6034 0 0 STANDARD AVB FINL CORP COM 85303B100 1443 44193 SH SOLE 44193 0 0 STARBOARD VALUE ACQUISITN CO COM CL A 85521J109 231 23300 SH SOLE 23300 0 0 STARWOOD PPTY TR INC COM 85571B105 247 10000 SH Call SOLE 10000 0 0 STONECO LTD COM CL A G85158106 306 5000 SH SOLE 5000 0 0 SURGERY PARTNERS INC COM 86881A100 656 14823 SH SOLE 14823 0 0 SUSTAINABLE OPPORTNTS ACQ CO ORD SHS A G8598Y109 248 25000 SH SOLE 25000 0 0 TANDEM DIABETES CARE INC COM NEW 875372203 485 5500 SH SOLE 5500 0 0 TARGA RES CORP COM 87612G101 4178 131600 SH SOLE 131600 0 0 TELADOC HEALTH INC COM 87918A105 364 2000 SH SOLE 2000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 958 2100 SH SOLE 2100 0 0 THOMA BRAVO ADVANTAGE COM CL A G88272102 115 11000 SH SOLE 11000 0 0 TORTOISE ACQUISITION CORP II COM CL A G89554102 323 29500 SH SOLE 29500 0 0 TRIBUNE PUBG CO NEW COM 89609W107 1524 84737 SH SOLE 84737 0 0 TUSCAN HLDGS CORP II COM 90070A103 151 15000 SH SOLE 15000 0 0 UNITI GROUP INC COM 91325V108 295 26750 SH DFND 26750 0 0 VARIAN MED SYS INC COM 92220P105 6840 38749 SH SOLE 38749 0 0 VIACOMCBS INC CL B 92556H206 271 6000 SH Call SOLE 6000 0 0 VISTRA CORP COM 92840M102 115 6477 SH DFND 6477 0 0 VISTRA CORP COM 92840M102 20963 1185705 SH SOLE 1185705 0 0 VORNADO RLTY TR SH BEN INT 929042109 204 4485 SH DFND 4485 0 0 VYNE THERAPEUTICS INC COM 92941V209 69 10051 SH SOLE 10051 0 0 WADDELL & REED FINL INC CL A 930059100 2053 81954 SH SOLE 81954 0 0 WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 958669103 4597 247292 SH SOLE 247292 0 0 WILLIAMS COS INC COM 969457100 13432 566995 SH SOLE 566995 0 0 WSFS FINL CORP COM 929328102 727 14593 SH SOLE 14593 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 640 4000 SH SOLE 4000 0 0