-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R4/1oRjRdjD1BvuHrtBoUcvquJzTK3IHvVCwx0MTCgrulTIg55x0gzHwCcQNn1sZ YpJJR1XV6W8SxzFkxptTbw== 0001469839-09-000001.txt : 20090812 0001469839-09-000001.hdr.sgml : 20090812 20090812165806 ACCESSION NUMBER: 0001469839-09-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20090812 DATE AS OF CHANGE: 20090812 EFFECTIVENESS DATE: 20090812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rothschild Large-Cap Value Fund, LLC CENTRAL INDEX KEY: 0001469839 IRS NUMBER: 261669878 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-133589 FILM NUMBER: 091007496 BUSINESS ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-403-3527 MAIL ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 D 1 primary_doc.xml X0502 D LIVE 0001469839 Rothschild Large-Cap Value Fund, LLC 1251 AVENUE OF THE AMERICAS NEW YORK NY 10020 212-403-3527 None DELAWARE Limited Liability Company true 2008 T. RADEY JOHNSON 1251 AVENUE OF THE AMERICAS NEW YORK NY 10020 Executive Officer Director CHIEF EXECUTIVE OFFICER AND DIRECTOR OF ROTHSCHILD ASSET MANAGEMENT, INC., THE MANAGING MEMBER OF THE ISSUER JAMES E. JOHNSON 1251 AVENUE OF THE AMERICAS NEW YORK NY 10020 Executive Officer MANAGING DIRECTOR, CHIEF OPERATING OFFICER, SECRETARY & TREASURER OF ROTHSCHILD ASSET MANAGEMENT, INC., THE MANAGING MEMBER OF THE ISSUER CHRIS R. KAUFMAN 1251 AVENUE OF THE AMERICAS NEW YORK NY 10020 Executive Officer MANAGING DIRECTOR OF ROTHSCHILD ASSET MANAGEMENT, INC., THE MANAGING MEMBER OF THE ISSUER MARK K. TAVEL 1251 AVENUE OF THE AMERICAS NEW YORK NY 10020 Executive Officer MANAGING DIRECTOR OF ROTHSCHILD ASSET MANAGEMENT, INC., THE MANAGING MEMBER OF THE ISSUER PAUL ROUKIS 1251 AVENUE OF THE AMERICAS NEW YORK NY 10020 Executive Officer CFA AND MANAGING DIRECTOR OF ROTHSCHILD ASSET MANAGEMENT, INC., THE MANAGING MEMBER OF THE ISSUER ANTHEA MIKSTAY 1251 AVENUE OF THE AMERICAS NEW YORK NY 10020 Executive Officer SENIOR VICE PRESIDENT OF ROTHSCHILD ASSET MANAGEMENT, INC., THE MANAGING MEMBER OF THE ISSUER SUSAN LAU 1251 AVENUE OF THE AMERICAS NEW YORK NY 10020 Executive Officer SENIOR VICE PRESIDENT OF ROTHSCHILD ASSET MANAGEMENT, INC., THE MANAGING MEMBER OF THE ISSUER ROGER H. KIMMEL C/O ROTHSCHILD, INC. 1251 AVENUE OF THE AMERICAS NEW YORK NY 10020 Director DIRECTOR OF ROTHSCHILD ASSET MANAGEMENT, INC., THE MANAGING MEMBER OF THE ISSUER ANDREW DIDHAM C/O NM ROTHSCHILD & SONS LIMITED NEW COURT, ST. SWITHIN'S LANE LONDON X0 EC4P4DU Director DIRECTOR OF ROTHSCHILD ASSET MANAGEMENT INC., THE MANAGING MEMBER OF THE ISSUER Pooled Investment Fund Other Investment Fund false Decline to Disclose 06 3C 3C.1 false 2009-08-03 true true true false 1000000 Indefinite 2000000 Indefinite false 1 0 true 0 0 true false Rothschild Large-Cap Value Fund, LLC /s/ James E. Johnson James E. Johnson Man. Dir., COO, Sect'y & Treas. of Managing Member of Isser 2009-08-12 -----END PRIVACY-ENHANCED MESSAGE-----