0001469751-23-000006.txt : 20230801
0001469751-23-000006.hdr.sgml : 20230801
20230801160446
ACCESSION NUMBER: 0001469751-23-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20230801
DATE AS OF CHANGE: 20230801
EFFECTIVENESS DATE: 20230801
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RiverFront Investment Group, LLC
CENTRAL INDEX KEY: 0001469751
IRS NUMBER: 261599466
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13577
FILM NUMBER: 231131623
BUSINESS ADDRESS:
STREET 1: 1214 EAST CARY STREET
CITY: RICHMOND
STATE: VA
ZIP: 23219
BUSINESS PHONE: 804-549-4800
MAIL ADDRESS:
STREET 1: 1214 EAST CARY STREET
CITY: RICHMOND
STATE: VA
ZIP: 23219
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001469751
XXXXXXXX
06-30-2023
06-30-2023
RiverFront Investment Group, LLC
1214 EAST CARY STREET
RICHMOND
VA
23219
13F COMBINATION REPORT
028-13577
000146221
801-68810
028-12230
ALPS Advisors, Inc.
028-06487
First Trust Advisor LP
N
Julie Gibbs
Chief Compliance Officer
804-549-4808
Julie Gibbs
Richmond
VA
07-31-2023
0
106
3068529
false
INFORMATION TABLE
2
20230630_InfoTable.xml
A T & T INC (NEW)
COM
00206R102
4391
275342
SH
SOLE
274847
0
495
ABBOTT LABS
COM
002824100
897
8232
SH
SOLE
8232
0
0
ABBVIE INC COM
COM
00287Y109
7313
54279
SH
SOLE
54177
0
102
ALPHABET CLASS C
COM
02079K107
13217
109256
SH
SOLE
109045
0
211
ALPS ETF TR RIVERFRNT DYMC
COM
00162Q528
28329
614105
SH
SOLE
614105
0
0
ALPS ETF TR RIVERFRNT FLEX
COM
00162Q510
8387
190218
SH
SOLE
190218
0
0
ALPS ETF TR RIVERFRNT STR INC
ETF - FIXED INCO
00162Q783
4729
208243
SH
SOLE
208243
0
0
ALPS ETF TR RIVERFRONT DYM
COM
00162Q536
9902
445836
SH
SOLE
445836
0
0
AMAZON COM INC COM
COM
023135106
13708
105160
SH
SOLE
104980
0
180
AMERICAN BALANCED FD CL F-1
MUTUAL FUNDS
024071409
312
10247
SH
SOLE
10247
0
0
APPLE COMPUTER INC
COM
037833100
41321
213026
SH
SOLE
212779
0
247
BANK OF AMERICA CORPORATION CO
COM
060505104
309
10772
SH
SOLE
10772
0
0
BERKSHIRE HATHAWAY INC
COM
084670702
865
2537
SH
SOLE
2537
0
0
BOEING CO COM
COM
097023105
422
2000
SH
SOLE
2000
0
0
CATERPILLAR INC COM
COM
149123101
13455
54683
SH
SOLE
54580
0
103
COCA COLA CO
COM
191216100
5517
91620
SH
SOLE
91620
0
0
COMMUNICATION SERVICES SELECT
COM
81369Y852
23172
356056
SH
SOLE
356056
0
0
DBX ETF TR XTRACK MSCI EAFE
COM
233051630
2148
93248
SH
SOLE
93248
0
0
DISNEY WALT PRODTNS
COM
254687106
429
4800
SH
SOLE
4800
0
0
DOMINION RES INC VA NEW
COM
25746U109
219
4229
SH
SOLE
4229
0
0
EDISON INTL COM
COM
281020107
232
3336
SH
SOLE
3336
0
0
EOG RES INC COM
COM
26875P101
10396
90845
SH
SOLE
90677
0
168
FIRST TR EXCH TRADED FD III RI
COM
33739P707
5348
97185
SH
SOLE
97185
0
0
FIRST TR EXCH TRADED FD III RI
COM
33739P608
20690
362034
SH
SOLE
362034
0
0
FIRST TR EXCHANGE TRADED FD HI
COM
33738R308
5218
248252
SH
SOLE
248252
0
0
FIRST TR EXCHANGE TRADED FD SE
COM
33738D309
3084
68075
SH
SOLE
68075
0
0
FIRST TR EXCHANGE-TRADED FD VI
COM
33738R720
2893
63342
SH
SOLE
63342
0
0
FRANKLIN TEMPLETON ETF TR FTSE
COM
35473P744
8467
313027
SH
SOLE
312335
0
692
GLOBAL X FDS US INFR DEV ET
COM
37954Y673
267
8510
SH
SOLE
8385
0
125
GLOBAL X S&P 500 COVERED CALL
COM
37954Y475
620
15107
SH
SOLE
15107
0
0
GOLDMAN SACHS ETF TR EQUITY ET
COM
381430503
194731
2230604
SH
SOLE
2228714
0
1890
HARTFORD FDS EXCHANGE TRADED T
ETF - EQUITY
41653L503
773
20333
SH
SOLE
20333
0
0
HARTFORD FINL SVCS GROUP INC C
COM
416515104
5234
72684
SH
SOLE
72536
0
148
HUNTINGTON BANCSHARES INC COM
COM
446150104
148
13710
SH
SOLE
13710
0
0
Invesco QQQ Trust
COM
46090E103
33068
89515
SH
SOLE
89219
0
296
INVESCO EXCH TRADED FD TR II S
COM
46138E123
10354
99468
SH
SOLE
99240
0
228
INVESCO EXCHANGE TRADED FD TR
COM
46137V357
63473
424176
SH
SOLE
424176
0
0
INVESCO EXCHNG TRADED FD TR II
COM
46138G508
303
14393
SH
SOLE
14393
0
0
INVESCO NASDAQ 100 ETF
COM
46138G649
1978
13015
SH
SOLE
12914
0
101
ISHARES GENOMICS IMMUNOLOGY AN
COM
46435U192
991
42454
SH
SOLE
42454
0
0
ISHARES INC CORE MSCI EMKT
COM
46434G103
20353
412922
SH
SOLE
411976
0
946
ISHARES INC MSCI EMRG CHN
ETF - EQUITY
46434G764
15983
307484
SH
SOLE
306822
0
662
ISHARES INC MSCI GERMAN
COM
464286806
2355
82442
SH
SOLE
82442
0
0
ISHARES TR 0-5YR HI YL CP
COM
46434V407
69379
1673816
SH
SOLE
1669410
0
4406
ISHARES TR 10 YR CR BD E
COM
464289511
21306
413309
SH
SOLE
412112
0
1197
ISHARES TR 20 YR TRS BD
COM
464287432
750
7293
SH
SOLE
7293
0
0
ISHARES TR CORE MSCI EAFE
COM
46432F842
204754
3033401
SH
SOLE
3031665
0
1736
ISHARES TR DJ MED DEVICES
COM
464288810
12500
221407
SH
SOLE
220909
0
498
ISHARES TR DJ PHARMA INDX
COM
464288836
6222
34744
SH
SOLE
34670
0
74
ISHARES TR DJ US FINL SVC
COM
464287770
73282
463841
SH
SOLE
463589
0
252
ISHARES TR DJ US TECH SEC
COM
464287721
57004
523602
SH
SOLE
522816
0
786
ISHARES TR LEHMAN 10-20YR
COM
464288653
74239
670212
SH
SOLE
669723
0
489
ISHARES TR LEHMAN 1-3 YR
COM
464288646
2407
47971
SH
SOLE
47971
0
0
ISHARES TR LEHMAN AGG BND
COM
464287226
17271
176326
SH
SOLE
176326
0
0
ISHARES TR MSCI EAFE IDX
COM
464287465
389
5360
SH
SOLE
5360
0
0
ISHARES TR MSCI EURO FINL
COM
464289180
36383
1896969
SH
SOLE
1896309
0
660
ISHARES TR MSCI VAL IDX
COM
464288877
50502
1031919
SH
SOLE
1029688
0
2231
ISHARES TR RUSSELL1000GRW
COM
464287614
518
1881
SH
SOLE
1881
0
0
ISHARES TR S&P 500 INDEX
COM
464287200
286964
643837
SH
SOLE
643824
0
13
ISHARES TR S&P LTN AM 40
COM
464287390
5753
211755
SH
SOLE
211494
0
261
ISHARES TR S&P NATL MUN B
COM
464288414
779
7298
SH
SOLE
7298
0
0
ISHARES TR S&P SHRT NATL
COM
464288158
447
4292
SH
SOLE
4292
0
0
ISHARES TR S&P SMLCAP 600
COM
464287804
204
2053
SH
SOLE
2053
0
0
ISHARES TR US PFD STK IDX
COM
464288687
1140
36854
SH
SOLE
36854
0
0
J P MORGAN EXCHANGE TRADED FD
ETF - EQUITY
46641Q647
2373
47240
SH
SOLE
47240
0
0
J P MORGAN EXCHANGE TRADED FD
COM
46654Q203
90044
1861576
SH
SOLE
1860896
0
680
J P MORGAN EXCHANGE-TRADED FD
COM
46641Q225
22111
360942
SH
SOLE
360156
0
786
J P MORGAN EXCHANGE-TRADED FEQ
ETF - EQUITY
46641Q332
123191
2226472
SH
SOLE
2224870
0
1602
JP MORGAN EXCHANGE TRADED FD
COM
46641Q837
3512
70046
SH
SOLE
69794
0
252
JPMORGAN CHASE & CO COM
COM
46625H100
6684
45960
SH
SOLE
45877
0
83
KINDER MORGAN INC DEL COM
COM
49456B101
6210
360610
SH
SOLE
359954
0
656
LATTICE STRATEGIES TR HARTFORD
COM
518416870
20895
475036
SH
SOLE
474180
0
856
MCDONALDS CORP COM
COM
580135101
742
2486
SH
SOLE
2486
0
0
MICROSOFT CORP COM
COM
594918104
53716
157739
SH
SOLE
157638
0
101
PEPSICO INC COM
COM
713448108
474
2559
SH
SOLE
2559
0
0
PIMCO ETF TR INV GRD CRP BD
COM
72201R817
877
9245
SH
SOLE
9245
0
0
PROLOGIS INC. COM
REAL ESTATE INVE
74340W103
21673
176736
SH
SOLE
176585
0
151
RIO TINTO PLC SPONSORED ADR
COM
767204100
4712
73830
SH
SOLE
73697
0
133
SELECT SECTOR SPDR TR SBI CONS
COM
81369Y308
31716
427613
SH
SOLE
427545
0
68
SELECT SECTOR SPDR TR SBI CONS
COM
81369Y407
39653
233515
SH
SOLE
233504
0
11
SELECT SECTOR SPDR TR SBI HEAL
COM
81369Y209
67412
507891
SH
SOLE
507860
0
31
SELECT SECTOR SPDR TR SBI INT-
COM
81369Y506
53655
661022
SH
SOLE
660607
0
415
SELECT SECTOR SPDR TR SBI INT-
COM
81369Y704
24657
229758
SH
SOLE
229758
0
0
SELECT SECTOR SPDR TR SBI INT-
COM
81369Y803
102900
591857
SH
SOLE
591857
0
0
SELECT SECTOR SPDR TR SBI MATE
COM
81369Y100
18725
225962
SH
SOLE
225962
0
0
SPDR SER TR BLOOMBERG 3-12 M
COM
78468R523
47520
477789
SH
SOLE
477789
0
0
SPDR SER TR CAP S/T HI YLD
COM
78468R408
261
10573
SH
SOLE
10573
0
0
SPDR SERIES TRUST BARC CAPTL E
COM
78464A474
69522
2361500
SH
SOLE
2361500
0
0
SPDR SERIES TRUST PORTFOLIO AG
COM
78464A649
190467
7507621
SH
SOLE
7507621
0
0
SSGA ACTIVE ETF TR BLKSTN GSOS
COM
78467V608
2643
63129
SH
SOLE
63129
0
0
STRYKER CORP COM
COM
863667101
2463
8073
SH
SOLE
8073
0
0
UNITEDHEALTH GROUP INC COM
COM
91324P102
8969
18660
SH
SOLE
18624
0
36
VANECK ETF TRUST MRNGSTR INT M
COM
92189F593
30089
948294
SH
SOLE
946127
0
2167
VANGUARD 500 INDEX FUND
MUTUAL FUNDS
922908710
1223
2979
SH
SOLE
2979
0
0
VANGUARD BD INDEX FD INC TOTAL
COM
921937835
170594
2346872
SH
SOLE
2346872
0
0
VANGUARD CHESTER FDS TAR RETIR
MUTUAL FUNDS
92202E839
369
8452
SH
SOLE
8452
0
0
VANGUARD SCOTTSDALE FDS INT-TE
COM
92206C706
30056
512376
SH
SOLE
512376
0
0
VANGUARD SCOTTSDALE FDS INT-TE
COM
92206C870
115114
1456597
SH
SOLE
1456597
0
0
VANGUARD SCOTTSDALE FDS LG-TER
COM
92206C813
6217
79213
SH
SOLE
79213
0
0
VANGUARD SCOTTSDALE FDS SHRT-T
COM
92206C409
119486
1579257
SH
SOLE
1579257
0
0
VANGUARD WORLD FD EXTENDED DUR
COM
921910709
27114
311414
SH
SOLE
311414
0
0
VISA INC COM CL A
COM
92826C839
4022
16938
SH
SOLE
16905
0
33
WAL MART STORES INC
COM
931142103
9708
61771
SH
SOLE
61652
0
119
WHIRLPOOL CORP
COM
963320106
1488
10000
SH
SOLE
10000
0
0
WISDOMTREE TR EUROPE HEDGED
COM
97717X701
1436
17534
SH
SOLE
17534
0
0
WISDOMTREE TRUST JP TOTAL DIVI
COM
97717W851
25642
308018
SH
SOLE
308018
0
0