0001469751-23-000003.txt : 20230224 0001469751-23-000003.hdr.sgml : 20230224 20230224115256 ACCESSION NUMBER: 0001469751-23-000003 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230224 DATE AS OF CHANGE: 20230224 EFFECTIVENESS DATE: 20230224 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RiverFront Investment Group, LLC CENTRAL INDEX KEY: 0001469751 IRS NUMBER: 261599466 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13577 FILM NUMBER: 23664705 BUSINESS ADDRESS: STREET 1: 1214 EAST CARY STREET CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 804-549-4800 MAIL ADDRESS: STREET 1: 1214 EAST CARY STREET CITY: RICHMOND STATE: VA ZIP: 23219 13F-HR/A 1 primary_doc.xml X0202 13F-HR/A LIVE false false false 0001469751 XXXXXXXX 12-31-2022 12-31-2022 true 1 RESTATEMENT RiverFront Investment Group, LLC

1214 EAST CARY STREET RICHMOND VA 23219

13F COMBINATION REPORT 028-13577 000146221 801-68810 028-12230 ALPS Advisors, Inc. 028-06487 First Trust Advisors LP N Julie Gibbs 804-549-4808 Julie Gibbs Richmond VA 02-24-2023 0 103 440520918 false INFORMATION TABLE 2 20221231_InfoTable.xml A T & T INC (NEW) COM 00206R102 1163192 239659 SH SOLE 239164 0 495 ABBOTT LABS COM 002824100 903791 8232 SH SOLE 8232 0 0 ABBVIE INC COM COM 00287Y109 1642102 49020 SH SOLE 48918 0 102 ALPHABET CLASS C COM 02079K107 1615405 92983 SH SOLE 92772 0 211 ALPS ETF TR RIVERFRNT DYMC COM 00162Q528 27797913 662960 SH SOLE 662332 0 0 ALPS ETF TR RIVERFRNT FLEX COM 00162Q510 8413450 208926 SH SOLE 208708 0 0 ALPS ETF TR RIVERFRNT STR INC ETF - FIXED INCO 00162Q783 4816117 212820 SH SOLE 212774 0 0 ALPS ETF TR RIVERFRONT DYM COM 00162Q536 10636933 480874 SH SOLE 481410 0 0 AMAZON COM INC COM COM 023135106 1257073 89054 SH SOLE 88874 0 180 AMERICAN BALANCED FD CL F-1 MUTUAL FUNDS 024071409 294392 10247 SH SOLE 10247 0 0 APPLE COMPUTER INC COM 037833100 3822609 189787 SH SOLE 189571 0 247 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 3044210 9855 SH SOLE 9855 0 0 BOEING CO COM COM 097023105 380980 2000 SH SOLE 2000 0 0 CATERPILLAR INC COM COM 149123101 1820082 50161 SH SOLE 50058 0 103 COCA COLA CO COM 191216100 317668 4994 SH SOLE 4994 0 0 COMMUNICATION SERVICES SELECT COM 81369Y852 1241395 339351 SH SOLE 339482 0 0 DBX ETF TR XTRACK MSCI EAFE COM 233051630 1218917 55888 SH SOLE 55888 0 0 DISNEY WALT PRODTNS COM 254687106 417024 4800 SH SOLE 4800 0 0 EOG RES INC COM COM 26875P101 2325086 84448 SH SOLE 84280 0 168 FIRST TR EXCH TRADED FD III RI COM 33739P707 5186651 102321 SH SOLE 102232 0 0 FIRST TR EXCH TRADED FD III RI COM 33739P608 20583064 387193 SH SOLE 386843 0 0 FIRST TR EXCHANGE TRADED FD HI COM 33738R308 5262786 272260 SH SOLE 272072 0 0 FIRST TR EXCHANGE TRADED FD SE COM 33738D309 3308043 74188 SH SOLE 74167 0 0 FRANKLIN TEMPLETON ETF TR FTSE COM 35473P744 1522159 290861 SH SOLE 290169 0 692 GLOBAL X FDS FTSE NORDIC RE COM 37950E101 927280 200253 SH SOLE 199758 0 495 GLOBAL X FDS US INFR DEV ET COM 37954Y673 210648 7952 SH SOLE 7827 0 125 GLOBAL X S&P 500 COVERED CALL COM 37954Y475 2267633 57598 SH SOLE 57598 0 0 GOLDMAN SACHS ETF TR EQUITY ET COM 381430503 21597836 2378390 SH SOLE 2376558 0 2357 HARTFORD FINL SVCS GROUP INC C COM 416515104 1051888 63496 SH SOLE 63348 0 148 HUNTINGTON BANCSHARES INC COM COM 446150104 193311 13710 SH SOLE 13710 0 0 Invesco QQQ Trust COM 46090E103 4117400 73079 SH SOLE 72783 0 296 INVESCO EXCHANGE TRADED FD TR COM 46137V357 421208 2982 SH SOLE 2982 0 0 INVESCO EXCHNG TRADED FD TR II COM 46138G508 466914 22743 SH SOLE 22743 0 0 INVESCO EXCHNG TRADED FD TR KB COM 46138E628 1538467 157383 SH SOLE 156953 0 430 INVESCO NASDAQ 100 ETF COM 46138G649 1189715 10862 SH SOLE 10761 0 101 ISHARES CORE DIVIDEND GROWTH E COM 46434V621 1265410 397147 SH SOLE 397292 0 0 ISHARES GENOMICS IMMUNOLOGY AN COM 46435U192 1147802 45602 SH SOLE 45532 0 0 ISHARES INC CORE MSCI EMKT COM 46434G103 4765404 667391 SH SOLE 665808 0 1583 ISHARES INC MSCI EMRG CHN ETF - 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