0001469751-21-000007.txt : 20211102 0001469751-21-000007.hdr.sgml : 20211102 20211102101904 ACCESSION NUMBER: 0001469751-21-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211102 DATE AS OF CHANGE: 20211102 EFFECTIVENESS DATE: 20211102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RiverFront Investment Group, LLC CENTRAL INDEX KEY: 0001469751 IRS NUMBER: 261599466 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13577 FILM NUMBER: 211369641 BUSINESS ADDRESS: STREET 1: 1214 EAST CARY STREET CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 804-549-4800 MAIL ADDRESS: STREET 1: 1214 EAST CARY STREET CITY: RICHMOND STATE: VA ZIP: 23219 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001469751 XXXXXXXX 09-30-2021 09-30-2021 RiverFront Investment Group, LLC

1214 EAST CARY STREET RICHMOND VA 23219

13F COMBINATION REPORT 028-13577 028-12230 ALPS Advisors, Inc. 028-06487 First Trust Advisors LP N Julie Gibbs 804-549-4808 Julie Gibbs Richmond VA 11-02-2021 0 80 2999992 false INFORMATION TABLE 2 20210930_InfoTable.xml ABBOTT LABS COM 002824100 1152 9752 SH SOLE 9752 0 0 AIM TAX EXEMPT FDS INVESCO TAX MUTUAL FUNDS 001419555 564 40971 SH SOLE 40971 0 0 ALPS ETF TR RIVERFRNT DYMC COM 00162Q528 67038 1559634 SH SOLE 1559634 0 0 ALPS ETF TR RIVERFRNT FLEX COM 00162Q510 24424 553269 SH SOLE 553269 0 0 ALPS ETF TR RIVERFRNT STR INC ETF - FIXED INCO 00162Q783 2598 104977 SH SOLE 104977 0 0 ALPS ETF TR RIVERFRONT DYM COM 00162Q536 61330 2412440 SH SOLE 2412440 0 0 ALPS ETF TR RIVERFRONT UNC COM 00162Q544 2981 115784 SH SOLE 115784 0 0 APPLE COMPUTER INC COM 037833100 11765 83145 SH SOLE 83139 0 6 BOEING CO COM COM 097023105 440 2000 SH SOLE 2000 0 0 BOSTON SCIENTIFIC CORP COM COM 101137107 5280 121701 SH SOLE 121238 0 463 CATERPILLAR INC COM COM 149123101 4824 25131 SH SOLE 25031 0 100 COCA COLA CO COM 191216100 254 4841 SH SOLE 4841 0 0 COMMUNICATION SERVICES SELECT COM 81369Y852 28605 357083 SH SOLE 357056 0 27 DISNEY WALT PRODTNS COM 254687106 812 4800 SH SOLE 4800 0 0 FIRST TR EXCH TRADED FD III RI COM 33739P707 9431 140278 SH SOLE 140278 0 0 FIRST TR EXCH TRADED FD III RI COM 33739P608 36081 521323 SH SOLE 521323 0 0 FIRST TR EXCH TRADED FD III RI COM 33739P806 1909 26203 SH SOLE 26203 0 0 FIRST TRUST TCW OPPORTUNISTIC COM 33740F805 10495 195994 SH SOLE 194574 0 1420 GENERAL ELECTRIC CO COM NEW COM 369604301 5510 53487 SH SOLE 53303 0 184 GLOBAL X FDS US INFR DEV ET COM 37954Y673 42514 1673125 SH SOLE 1670639 0 2486 GOLDMAN SACHS ETF TR EQUITY ET COM 381430503 284566 3307760 SH SOLE 3303180 0 4580 HARTFORD FDS EXCHANGE TRADED T ETF - EQUITY 41653L503 428 10246 SH SOLE 10246 0 0 HUNTINGTON BANCSHARES INC COM COM 446150104 212 13710 SH SOLE 13710 0 0 Invesco QQQ Trust COM 46090E103 86223 240872 SH SOLE 240125 0 747 INVESCO S&P 500 HIGH BETA ETF COM 46138E370 6245 85429 SH SOLE 84432 0 997 ISHARES CORE DIVIDEND GROWTH E COM 46434V621 19667 391472 SH SOLE 391443 0 29 ISHARES INC CORE MSCI EMKT COM 46434G103 59209 958709 SH SOLE 954860 0 3849 ISHARES INC MSCI EMRG CHN ETF - EQUITY 46434G764 1161 19143 SH SOLE 19143 0 0 ISHARES TR 20 YR TRS BD COM 464287432 36043 249749 SH SOLE 249392 0 357 ISHARES TR CORE MSCI EAFE COM 46432F842 247622 3334986 SH SOLE 3332403 0 2583 ISHARES TR CORE MSCI EURO COM 46434V738 15321 273311 SH SOLE 271813 0 1498 ISHARES TR DJ MED DEVICES COM 464288810 12047 191899 SH SOLE 191143 0 756 ISHARES TR DJ US FINL SVC COM 464287770 107910 573443 SH SOLE 572647 0 796 ISHARES TR DJ US TECH SEC COM 464287721 50813 501812 SH SOLE 500999 0 813 ISHARES TR LEHMAN 10-20YR COM 464288653 16245 110460 SH SOLE 110452 0 8 ISHARES TR MBS FIXED BDFD COM 464288588 67769 626688 SH SOLE 626641 0 47 ISHARES TR MSCI EMERG MKT COM 464287234 458 9093 SH SOLE 9093 0 0 ISHARES TR MSCI GRW IDX COM 464288885 37532 352519 SH SOLE 350967 0 1552 ISHARES TR MSCI VAL IDX COM 464288877 30084 591635 SH SOLE 589321 0 2314 ISHARES TR RUSSELL1000GRW COM 464287614 703 2564 SH SOLE 2564 0 0 ISHARES TR RUSSELL1000VAL COM 464287598 571 3647 SH SOLE 3647 0 0 ISHARES TR S&P 500 INDEX COM 464287200 276569 641960 SH SOLE 641867 0 93 ISHARES TR S&P 500 VALUE COM 464287408 8143 55998 SH SOLE 55780 0 218 ISHARES TR S&P NA SOFTWR COM 464287515 11640 29164 SH SOLE 28976 0 188 J P MORGAN EXCHANGE TRADED FD ETF - EQUITY 46641Q647 429 7812 SH SOLE 7812 0 0 J P MORGAN EXCHANGE-TRADED FEQ ETF - EQUITY 46641Q332 89295 1497998 SH SOLE 1495728 0 2270 JPMORGAN CHASE & CO COM COM 46625H100 246 1500 SH SOLE 1500 0 0 MATTHEWS INTL FDS PAC TIGER IN MUTUAL FUNDS 577130834 266 7952 SH SOLE 7952 0 0 MCDONALDS CORP COM COM 580135101 581 2410 SH SOLE 2410 0 0 MICROSOFT CORP COM COM 594918104 22495 79792 SH SOLE 79702 0 90 NEW PERSPECTIVE FD INC COM MUTUAL FUNDS 648018109 264 3946 SH SOLE 3946 0 0 NORTHROP GRUMMAN CORP COM COM 666807102 5197 14433 SH SOLE 14378 0 55 PEPSICO INC COM COM 713448108 361 2400 SH SOLE 2400 0 0 PROLOGIS INC. 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