0001469751-21-000005.txt : 20210809 0001469751-21-000005.hdr.sgml : 20210809 20210809090751 ACCESSION NUMBER: 0001469751-21-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210809 DATE AS OF CHANGE: 20210809 EFFECTIVENESS DATE: 20210809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RiverFront Investment Group, LLC CENTRAL INDEX KEY: 0001469751 IRS NUMBER: 261599466 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13577 FILM NUMBER: 211154839 BUSINESS ADDRESS: STREET 1: 1214 EAST CARY STREET CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 804-549-4800 MAIL ADDRESS: STREET 1: 1214 EAST CARY STREET CITY: RICHMOND STATE: VA ZIP: 23219 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001469751 XXXXXXXX 06-30-2021 06-30-2021 RiverFront Investment Group, LLC
1214 EAST CARY STREET RICHMOND VA 23219
13F COMBINATION REPORT 028-13577 028-12230 ALPS Advisors, Inc. 028-06487 First Trust Advisors LP N
Julie Gibbs Chief Compliance Officer 804-549-4808 Julie Gibbs Richmond VA 08-06-2021 0 144 4959815 false
INFORMATION TABLE 2 20210630_InfoTable.xml Q2 2021 ABBOTT LABS COM 002824100 1131 9752 SH SOLE 9752 0 0 ABIOMED INC COM COM 003654100 299 957 SH SOLE 957 0 0 ADVANCED MICRO DEVICES INC COM COM 007903107 328 3495 SH SOLE 3495 0 0 AIM TAX EXEMPT FDS INVESCO TAX MUTUAL FUNDS 001419555 572 40971 SH SOLE 40971 0 0 ALIBABA GROUP HLDG LTD SPONSOR FOREIGN COMMON S 01609W102 200 883 SH SOLE 883 0 0 ALPS ETF TR RIVERFRNT DYMC COM 00162Q528 67915 1562530 SH SOLE 1562530 0 0 ALPS ETF TR RIVERFRNT FLEX COM 00162Q510 31294 700812 SH SOLE 700812 0 0 ALPS ETF TR RIVERFRNT STR INC ETF - FIXED INCO 00162Q783 2612 105210 SH SOLE 105210 0 0 ALPS ETF TR RIVERFRONT DYM COM 00162Q536 53453 2093243 SH SOLE 2093243 0 0 ALPS ETF TR RIVERFRONT UNC COM 00162Q544 2995 115944 SH SOLE 115944 0 0 ALTRIA GROUP INC COM COM 02209S103 257 5386 SH SOLE 5386 0 0 AMERICAN TOWER CORP NEW COM COM 03027X100 289 1069 SH SOLE 1069 0 0 AMGEN INC COM COM 031162100 258 1057 SH SOLE 1057 0 0 APPLE COMPUTER INC COM 037833100 16199 118280 SH SOLE 118272 0 8 ASML HOLDING N V N Y REGISTRY FOREIGN COMMON S N07059210 225 325 SH SOLE 325 0 0 AUTODESK INC COM COM 052769106 280 959 SH SOLE 959 0 0 BIOGEN IDEC INC COM COM 09062X103 324 935 SH SOLE 935 0 0 BOEING CO COM COM 097023105 479 2000 SH SOLE 2000 0 0 BOSTON SCIENTIFIC CORP COM COM 101137107 10691 250042 SH SOLE 249579 0 463 BROWN FORMAN CORP CL B COM 115637209 249 3329 SH SOLE 3329 0 0 CATERPILLAR INC COM COM 149123101 11698 53753 SH SOLE 53653 0 100 CELANESE CORP DEL COM SER A COM 150870103 237 1565 SH SOLE 1565 0 0 COCA COLA CO COM 191216100 268 4950 SH SOLE 4950 0 0 COGNIZANT TECHNOLOGY SOLUTIOCL COM 192446102 255 3684 SH SOLE 3684 0 0 COMMUNICATION SERVICES SELECT COM 81369Y852 41448 511900 SH SOLE 511865 0 35 CONSTELLATION SOFTWARE INC COM COM 21037X100 241 159 SH SOLE 159 0 0 CROWN CASTLE INTL CORP NEW COM COM 22822V101 282 1447 SH SOLE 1447 0 0 CUMMINS ENGINE INC COM COM 231021106 235 964 SH SOLE 964 0 0 DAVITA INC COM 23918K108 260 2162 SH SOLE 2162 0 0 DISNEY WALT PRODTNS COM 254687106 851 4842 SH SOLE 4842 0 0 DOMINOS PIZZA INC COM COM 25754A201 281 602 SH SOLE 602 0 0 DOW INC COM 260557103 239 3782 SH SOLE 3782 0 0 EASTMAN CHEM CO COM COM 277432100 241 2060 SH SOLE 2060 0 0 EDWARDS LIFESCIENCES CORP COM COM 28176E108 297 2867 SH SOLE 2867 0 0 EQUIFAX INC COM COM 294429105 269 1123 SH SOLE 1123 0 0 ETSY INC COM 29786A106 320 1556 SH SOLE 1556 0 0 FACEBOOK INC CL A COM 30303M102 296 850 SH SOLE 850 0 0 FIRST TR EXCH TRADED FD III RI COM 33739P707 11563 155022 SH SOLE 155022 0 0 FIRST TR EXCH TRADED FD III RI COM 33739P608 35853 506607 SH SOLE 506607 0 0 FIRST TR EXCH TRADED FD III RI COM 33739P806 1949 26203 SH SOLE 26203 0 0 FIRST TRUST RIVERFRONT DYN ASI COM 33739P509 929 16012 SH SOLE 16012 0 0 FIRST TRUST TCW OPPORTUNISTIC COM 33740F805 31481 586975 SH SOLE 585555 0 1420 FORTINET INC COM COM 34959E109 303 1273 SH SOLE 1273 0 0 FOX CORP COM 35137L105 265 7136 SH SOLE 7136 0 0 GENERAL DYNAMICS CORP COM COM 369550108 272 1445 SH SOLE 1445 0 0 GENERAL ELEC CO COM 369604103 12050 895263 SH SOLE 893774 0 1489 GENMAB A S SPONSORED ADR FOREIGN COMMON S 372303206 219 5362 SH SOLE 5362 0 0 GILEAD SCIENCES INC COM COM 375558103 251 3649 SH SOLE 3649 0 0 GLOBAL X FDS US INFR DEV ET COM 37954Y673 81052 3147664 SH SOLE 3145154 0 2510 GOLDMAN SACHS ETF TR EQUITY ET COM 381430503 538226 6256259 SH SOLE 6251607 0 4652 HARTFORD FDS EXCHANGE TRADED T ETF - EQUITY 41653L503 431 10246 SH SOLE 10246 0 0 HUNTINGTON BANCSHARES INC COM COM 446150104 196 13710 SH SOLE 13710 0 0 HUNTINGTON INGALLS INDS INC CO COM 446413106 265 1257 SH SOLE 1257 0 0 Invesco QQQ Trust COM 46090E103 181850 513080 SH SOLE 512330 0 750 ILLUMINA INC COM COM 452327109 318 672 SH SOLE 672 0 0 INCYTE CORP COM COM 45337C102 256 3039 SH SOLE 3039 0 0 INFOSYS TECHNOLOGIES LTD SPONS FOREIGN COMMON S 456788108 227 10717 SH SOLE 10717 0 0 INTERNATIONAL PAPER CO COM 460146103 255 4161 SH SOLE 4161 0 0 INTUIT COM COM 461202103 307 627 SH SOLE 627 0 0 INVESCO EXCH TRD SLF IDX FD TR COM 46138J700 206 9770 SH SOLE 9770 0 0 INVESCO S&P 500 HIGH BETA ETF COM 46138E370 30610 405060 SH SOLE 404063 0 997 ISHARES CORE DIVIDEND GROWTH E COM 46434V621 28229 560545 SH SOLE 560507 0 38 ISHARES INC CORE MSCI EMKT COM 46434G103 145783 2176196 SH SOLE 2172347 0 3849 ISHARES INC MSCI EMRG CHN ETF - EQUITY 46434G764 1194 19143 SH SOLE 19143 0 0 ISHARES TR 20 YR TRS BD COM 464287432 65302 452395 SH SOLE 452034 0 361 ISHARES TR CONS GOODS IDX COM 464287812 2559 13916 SH SOLE 13916 0 0 ISHARES TR CORE MSCI EAFE COM 46432F842 396545 5297152 SH SOLE 5294511 0 2641 ISHARES TR CORE MSCI EURO COM 46434V738 40353 704497 SH SOLE 702999 0 1498 ISHARES TR DJ MED DEVICES COM 464288810 25710 71212 SH SOLE 71086 0 126 ISHARES TR DJ US FINL SVC COM 464287770 186894 1008990 SH SOLE 1008186 0 804 ISHARES TR DJ US TECH SEC COM 464287721 88822 893595 SH SOLE 892782 0 813 ISHARES TR FLTG RATE NT COM 46429B655 370 7287 SH SOLE 7287 0 0 ISHARES TR LEHMAN 10-20YR COM 464288653 26619 181147 SH SOLE 181136 0 11 ISHARES TR MBS FIXED BDFD COM 464288588 98246 907751 SH SOLE 907688 0 63 ISHARES TR MSCI EMERG MKT COM 464287234 501 9093 SH SOLE 9093 0 0 ISHARES TR MSCI GRW IDX COM 464288885 89444 833753 SH SOLE 832201 0 1552 ISHARES TR MSCI VAL IDX COM 464288877 69037 1333793 SH SOLE 1331479 0 2314 ISHARES TR RUSSELL1000GRW COM 464287614 696 2564 SH SOLE 2564 0 0 ISHARES TR RUSSELL1000VAL COM 464287598 578 3647 SH SOLE 3647 0 0 ISHARES TR S&P 500 INDEX COM 464287200 419090 974811 SH SOLE 974692 0 119 ISHARES TR S&P 500 VALUE COM 464287408 18452 124984 SH SOLE 124766 0 218 ISHARES TR S&P NA SOFTWR COM 464287515 30695 78697 SH SOLE 78509 0 188 ISHS US SHRT MTY BD ETF COM 46431W507 358 7142 SH SOLE 7142 0 0 J P MORGAN EXCHANGE TRADED FD ETF - EQUITY 46641Q647 432 7812 SH SOLE 7812 0 0 J P MORGAN EXCHANGE-TRADED FEQ ETF - EQUITY 46641Q332 33946 560455 SH SOLE 559306 0 1149 JPMORGAN CHASE & CO COM COM 46625H100 233 1500 SH SOLE 1500 0 0 L3 HARRIS TECHNOLOGIES INC COM COM 502431109 264 1222 SH SOLE 1222 0 0 LEIDOS HLDGS INC COM COM 525327102 272 2688 SH SOLE 2688 0 0 LILLY ELI & CO COM COM 532457108 321 1397 SH SOLE 1397 0 0 LOCKHEED MARTIN CORP COM COM 539830109 264 699 SH SOLE 699 0 0 LYONDELLBASELL INDUSTRIES N SH COM N53745100 238 2317 SH SOLE 2317 0 0 MASTERCARD INC CL A COM 57636Q104 261 716 SH SOLE 716 0 0 MATTHEWS INTL FDS PAC TIGER IN MUTUAL FUNDS 577130834 293 7952 SH SOLE 7952 0 0 MCDONALDS CORP COM COM 580135101 562 2435 SH SOLE 2435 0 0 MERCK & CO. INC COM COM 58933Y105 289 3710 SH SOLE 3710 0 0 MICROSOFT CORP COM COM 594918104 33301 122931 SH SOLE 122840 0 91 MOTOROLA SOLUTIONS INC COM NEW COM 620076307 289 1334 SH SOLE 1334 0 0 NEW PERSPECTIVE FD INC COM MUTUAL FUNDS 648018109 264 3946 SH SOLE 3946 0 0 NORTHROP GRUMMAN CORP COM COM 666807102 10992 30246 SH SOLE 30191 0 55 NOVO NORDISK AS VORMALS NOVOAD FOREIGN COMMON S 670100205 202 2409 SH SOLE 2409 0 0 PEPSICO INC COM COM 713448108 364 2455 SH SOLE 2455 0 0 PHILIP MORRIS INTL INC COM COM 718172109 278 2806 SH SOLE 2806 0 0 PROLOGIS INC. COM COM 74340W103 31553 263982 SH SOLE 263722 0 260 PT BK RAKYAT ADR SHS B FOREIGN COMMON S 69366X100 156 11474 SH SOLE 11474 0 0 QORVO INC COM COM 74736K101 299 1526 SH SOLE 1526 0 0 QUALCOMM INC COM COM 747525103 288 2018 SH SOLE 2018 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 261 3064 SH SOLE 3064 0 0 SELECT SECTOR SPDR TR SBI CONS COM 81369Y308 30223 431947 SH SOLE 431917 0 30 SELECT SECTOR SPDR TR SBI CONS COM 81369Y407 80024 448191 SH SOLE 448150 0 41 SELECT SECTOR SPDR TR SBI HEAL COM 81369Y209 97011 770239 SH SOLE 770157 0 82 SELECT SECTOR SPDR TR SBI INT- COM 81369Y506 25072 465425 SH SOLE 465393 0 32 SELECT SECTOR SPDR TR SBI INT- COM 81369Y704 65845 643021 SH SOLE 642977 0 44 SELECT SECTOR SPDR TR SBI INT- COM 81369Y803 129560 877422 SH SOLE 877362 0 60 SELECT SECTOR SPDR TR SBI MATE COM 81369Y100 26235 318731 SH SOLE 318709 0 22 SERVICENOW INC COM COM 81762P102 315 573 SH SOLE 573 0 0 SMITH A O CORP COM COM 831865209 274 3806 SH SOLE 3806 0 0 SPDR SER TR INV GRD FLT RT COM 78468R200 313 10206 SH SOLE 10206 0 0 SPDR SERIES TRUST BARC CAPTL E COM 78464A474 9984 318993 SH SOLE 318993 0 0 SPDR SERIES TRUST DJ WLSH REIT COM 78464A607 1174 11192 SH SOLE 11192 0 0 SPDR SERIES TRUST PORTFOLIO AG COM 78464A649 339430 11310572 SH SOLE 11309807 0 765 STARBUCKS CORP COM COM 855244109 15061 134703 SH SOLE 134445 0 258 STRYKER CORP COM COM 863667101 2390 9200 SH SOLE 9200 0 0 TARGET CORP COM 87612E106 23565 97483 SH SOLE 97294 0 189 TEMENOS AG SPONSORED ADR FOREIGN COMMON S 87974R208 202 1255 SH SOLE 1255 0 0 TEXTRON INC COM COM 883203101 269 3907 SH SOLE 3907 0 0 UNITED PARCEL SERVICE INC CL B COM 911312106 265 1275 SH SOLE 1275 0 0 UNITEDHEALTH GROUP INC COM COM 91324P102 12254 30602 SH SOLE 30544 0 58 VANECK VECTORS FALLEN ANGEL HI COM 92189F437 41088 1248901 SH SOLE 1246199 0 2702 VANGUARD 500 INDEX FUND MUTUAL FUNDS 922908710 1420 3581 SH SOLE 3581 0 0 VANGUARD BD INDEX FD INC TOTAL COM 921937835 408119 4751645 SH SOLE 4748820 0 2825 VANGUARD MID-CAP INDEX FUND MUTUAL FUNDS 922908645 292 994 SH SOLE 994 0 0 VANGUARD SCOTTSDALE FDS INT-TE COM 92206C706 94053 1387012 SH SOLE 1386923 0 89 VANGUARD SCOTTSDALE FDS INT-TE COM 92206C870 241397 2539153 SH SOLE 2538574 0 579 VANGUARD SCOTTSDALE FDS LG-TER COM 92206C813 29539 276227 SH SOLE 276209 0 18 VANGUARD SCOTTSDALE FDS MORTG- COM 92206C771 7375 138181 SH SOLE 138181 0 0 VANGUARD SCOTTSDALE FDS SHRT-T COM 92206C409 220181 2662093 SH SOLE 2661450 0 643 VANGUARD WHITEHALL FDS INC HIG COM 921946406 511 4874 SH SOLE 4874 0 0 VANGUARD WORLD FDS TELCOMM ETF COM 92204A884 26722 185807 SH SOLE 185795 0 12 VERISIGN INC COM COM 92343E102 281 1233 SH SOLE 1233 0 0 VERTEX PHARMACEUTICALS INC COM COM 92532F100 227 1125 SH SOLE 1125 0 0 WASTE CONNECTIONS INC COM COM 94106B101 203 1700 SH SOLE 1700 0 0 WEYERHAEUSER CO COM COM 962166104 244 7087 SH SOLE 7087 0 0 WUXI BIOLOGICS CAYMAN INC UNSP FOREIGN COMMON S 98260N108 242 6611 SH SOLE 6611 0 0 YUM BRANDS INC COM COM 988498101 254 2209 SH SOLE 2209 0 0