The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABIOMED INC COM | COM | 003654100 | 226 | 709 | SH | SOLE | 709 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC COM | COM | 007903107 | 213 | 2,710 | SH | SOLE | 2,710 | 0 | 0 | ||
ALPS ETF TR RIVERFRNT DYMC | COM | 00162Q528 | 64,331 | 1,586,955 | SH | SOLE | 1,586,955 | 0 | 0 | ||
ALPS ETF TR RIVERFRNT FLEX | COM | 00162Q510 | 29,411 | 712,990 | SH | SOLE | 712,990 | 0 | 0 | ||
ALPS ETF TR RIVERFRNT STR INC | ETF - FIXED INCO | 00162Q783 | 2,631 | 106,698 | SH | SOLE | 106,698 | 0 | 0 | ||
ALPS ETF TR RIVERFRONT DYM | COM | 00162Q536 | 53,478 | 2,119,625 | SH | SOLE | 2,119,625 | 0 | 0 | ||
ALPS ETF TR RIVERFRONT UNC | COM | 00162Q544 | 3,025 | 117,826 | SH | SOLE | 117,826 | 0 | 0 | ||
ALTRIA GROUP INC COM | COM | 02209S103 | 265 | 5,179 | SH | SOLE | 5,179 | 0 | 0 | ||
AMGEN INC COM | COM | 031162100 | 254 | 1,019 | SH | SOLE | 1,019 | 0 | 0 | ||
APPLE COMPUTER INC | COM | 037833100 | 14,279 | 116,902 | SH | SOLE | 116,894 | 0 | 8 | ||
AUTODESK INC COM | COM | 052769106 | 231 | 832 | SH | SOLE | 832 | 0 | 0 | ||
BIOGEN IDEC INC COM | COM | 09062X103 | 238 | 852 | SH | SOLE | 852 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP COM | COM | 101137107 | 9,696 | 250,876 | SH | SOLE | 250,449 | 0 | 427 | ||
BROADRIDGE FINL SOLUTIONS INCO | COM | 11133T103 | 246 | 1,604 | SH | SOLE | 1,604 | 0 | 0 | ||
BROWN FORMAN CORP CL B | COM | 115637209 | 221 | 3,201 | SH | SOLE | 3,201 | 0 | 0 | ||
CATERPILLAR INC COM | COM | 149123101 | 12,291 | 53,009 | SH | SOLE | 52,917 | 0 | 92 | ||
COGNIZANT TECHNOLOGY SOLUTIOCL | COM | 192446102 | 244 | 3,122 | SH | SOLE | 3,122 | 0 | 0 | ||
COMMUNICATION SERVICES SELECT | COM | 81369Y852 | 37,214 | 507,559 | SH | SOLE | 507,524 | 0 | 35 | ||
CUMMINS ENGINE INC COM | COM | 231021106 | 240 | 926 | SH | SOLE | 926 | 0 | 0 | ||
DAVITA INC | COM | 23918K108 | 241 | 2,238 | SH | SOLE | 2,238 | 0 | 0 | ||
DOLLAR GEN CORP NEW COM | COM | 256677105 | 10,772 | 53,167 | SH | SOLE | 53,075 | 0 | 92 | ||
DOMINOS PIZZA INC COM | COM | 25754A201 | 243 | 660 | SH | SOLE | 660 | 0 | 0 | ||
EASTMAN CHEM CO COM | COM | 277432100 | 231 | 2,097 | SH | SOLE | 2,097 | 0 | 0 | ||
EDWARDS LIFESCIENCES CORP COM | COM | 28176E108 | 231 | 2,760 | SH | SOLE | 2,760 | 0 | 0 | ||
EQUIFAX INC COM | COM | 294429105 | 255 | 1,410 | SH | SOLE | 1,410 | 0 | 0 | ||
ETSY INC | COM | 29786A106 | 209 | 1,037 | SH | SOLE | 1,037 | 0 | 0 | ||
FACEBOOK INC CL A | COM | 30303M102 | 263 | 893 | SH | SOLE | 893 | 0 | 0 | ||
FEDEX CORP COM | COM | 31428X106 | 256 | 901 | SH | SOLE | 901 | 0 | 0 | ||
FIRST TR EXCH TRADED FD III RI | COM | 33739P707 | 11,592 | 158,059 | SH | SOLE | 158,059 | 0 | 0 | ||
FIRST TR EXCH TRADED FD III RI | COM | 33739P608 | 33,817 | 516,045 | SH | SOLE | 516,045 | 0 | 0 | ||
FIRST TR EXCH TRADED FD III RI | COM | 33739P806 | 1,806 | 26,562 | SH | SOLE | 26,562 | 0 | 0 | ||
FIRST TRUST RIVERFRONT DYN ASI | COM | 33739P509 | 915 | 16,039 | SH | SOLE | 16,039 | 0 | 0 | ||
FIRST TRUST TCW OPPORTUNISTIC | COM | 33740F805 | 31,442 | 595,162 | SH | SOLE | 593,793 | 0 | 1,369 | ||
FLIR SYS INC COM | COM | 302445101 | 242 | 4,288 | SH | SOLE | 4,288 | 0 | 0 | ||
FOX CORP | COM | 35137L105 | 248 | 6,873 | SH | SOLE | 6,873 | 0 | 0 | ||
GENERAL DYNAMICS CORP COM | COM | 369550108 | 253 | 1,391 | SH | SOLE | 1,391 | 0 | 0 | ||
GENERAL ELEC CO | COM | 369604103 | 11,575 | 881,614 | SH | SOLE | 880,233 | 0 | 1,381 | ||
GILEAD SCIENCES INC COM | COM | 375558103 | 227 | 3,511 | SH | SOLE | 3,511 | 0 | 0 | ||
GLOBAL X FDS US INFR DEV ET | COM | 37954Y673 | 79,195 | 3,160,260 | SH | SOLE | 3,157,732 | 0 | 2,528 | ||
GOLDMAN SACHS ETF TR EQUITY ET | COM | 381430503 | 605,846 | 7,657,311 | SH | SOLE | 7,651,875 | 0 | 5,436 | ||
HUMANA INC COM | COM | 444859102 | 254 | 607 | SH | SOLE | 607 | 0 | 0 | ||
HUNTINGTON INGALLS INDS INC CO | COM | 446413106 | 249 | 1,210 | SH | SOLE | 1,210 | 0 | 0 | ||
Invesco QQQ Trust | COM | 46090E103 | 165,479 | 518,534 | SH | SOLE | 517,809 | 0 | 725 | ||
ILLUMINA INC COM | COM | 452327109 | 200 | 522 | SH | SOLE | 522 | 0 | 0 | ||
INCYTE CORP COM | COM | 45337C102 | 237 | 2,920 | SH | SOLE | 2,920 | 0 | 0 | ||
INTERNATIONAL PAPER CO | COM | 460146103 | 249 | 4,609 | SH | SOLE | 4,609 | 0 | 0 | ||
INTUIT COM | COM | 461202103 | 225 | 587 | SH | SOLE | 587 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD TR | COM | 46138J700 | 203 | 9,584 | SH | SOLE | 9,584 | 0 | 0 | ||
INVESCO S&P 500 HIGH BETA ETF | COM | 46138E370 | 28,799 | 414,199 | SH | SOLE | 413,235 | 0 | 964 | ||
ISHARES CORE DIVIDEND GROWTH E | COM | 46434V621 | 26,801 | 555,248 | SH | SOLE | 555,210 | 0 | 38 | ||
ISHARES INC CORE MSCI EMKT | COM | 46434G103 | 161,251 | 2,505,462 | SH | SOLE | 2,501,212 | 0 | 4,250 | ||
ISHARES TR 20 YR TRS BD | COM | 464287432 | 61,183 | 451,706 | SH | SOLE | 451,357 | 0 | 349 | ||
ISHARES TR CONS GOODS IDX | COM | 464287812 | 2,781 | 15,713 | SH | SOLE | 15,713 | 0 | 0 | ||
ISHARES TR CORE MSCI EAFE | COM | 46432F842 | 354,203 | 4,916,087 | SH | SOLE | 4,914,090 | 0 | 1,997 | ||
ISHARES TR CORE MSCI EURO | COM | 46434V738 | 38,537 | 714,059 | SH | SOLE | 712,612 | 0 | 1,447 | ||
ISHARES TR DJ MED DEVICES | COM | 464288810 | 23,865 | 72,242 | SH | SOLE | 72,120 | 0 | 122 | ||
ISHARES TR DJ US FINL SVC | COM | 464287770 | 171,040 | 998,664 | SH | SOLE | 997,877 | 0 | 787 | ||
ISHARES TR DJ US TECH SEC | COM | 464287721 | 78,671 | 897,053 | SH | SOLE | 896,257 | 0 | 796 | ||
ISHARES TR FLTG RATE NT | COM | 46429B655 | 363 | 7,148 | SH | SOLE | 7,148 | 0 | 0 | ||
ISHARES TR LEHMAN 10-20YR | COM | 464288653 | 25,800 | 184,077 | SH | SOLE | 184,066 | 0 | 11 | ||
ISHARES TR LEHMAN AGG BND | COM | 464287226 | 499 | 4,387 | SH | SOLE | 4,387 | 0 | 0 | ||
ISHARES TR LEHMAN INTER C | COM | 464288638 | 321 | 5,414 | SH | SOLE | 5,414 | 0 | 0 | ||
ISHARES TR MBS FIXED BDFD | COM | 464288588 | 97,720 | 901,317 | SH | SOLE | 901,254 | 0 | 63 | ||
ISHARES TR MSCI ACJPN IDX | COM | 464288182 | 38,403 | 414,452 | SH | SOLE | 414,421 | 0 | 31 | ||
ISHARES TR MSCI EMERG MKT | COM | 464287234 | 485 | 9,093 | SH | SOLE | 9,093 | 0 | 0 | ||
ISHARES TR MSCI GRW IDX | COM | 464288885 | 84,433 | 840,475 | SH | SOLE | 838,974 | 0 | 1,501 | ||
ISHARES TR MSCI VAL IDX | COM | 464288877 | 68,297 | 1,339,969 | SH | SOLE | 1,337,724 | 0 | 2,245 | ||
ISHARES TR RUSSELL1000GRW | COM | 464287614 | 623 | 2,564 | SH | SOLE | 2,564 | 0 | 0 | ||
ISHARES TR RUSSELL1000VAL | COM | 464287598 | 553 | 3,647 | SH | SOLE | 3,647 | 0 | 0 | ||
ISHARES TR S&P 500 INDEX | COM | 464287200 | 382,978 | 962,692 | SH | SOLE | 962,584 | 0 | 108 | ||
ISHARES TR S&P 500 VALUE | COM | 464287408 | 17,797 | 126,011 | SH | SOLE | 125,799 | 0 | 212 | ||
ISHARES TR S&P NA SOFTWR | COM | 464287515 | 27,207 | 79,687 | SH | SOLE | 79,506 | 0 | 181 | ||
ISHS US SHRT MTY BD ETF | COM | 46431W507 | 352 | 7,007 | SH | SOLE | 7,007 | 0 | 0 | ||
JP MORGAN EXCHANGE TRADED FDBE | COM | 46641Q217 | 22,567 | 792,413 | SH | SOLE | 790,975 | 0 | 1,438 | ||
LEIDOS HLDGS INC COM | COM | 525327102 | 249 | 2,587 | SH | SOLE | 2,587 | 0 | 0 | ||
LILLY ELI & CO COM | COM | 532457108 | 216 | 1,158 | SH | SOLE | 1,158 | 0 | 0 | ||
LIVE NATION ENTERTAINMENT INCO | COM | 538034109 | 218 | 2,578 | SH | SOLE | 2,578 | 0 | 0 | ||
LOCKHEED MARTIN CORP COM | COM | 539830109 | 266 | 719 | SH | SOLE | 719 | 0 | 0 | ||
MARKETAXESS HLDGS INC COM | COM | 57060D108 | 205 | 411 | SH | SOLE | 411 | 0 | 0 | ||
MATTHEWS INTL FDS PAC TIGER IN | MUTUAL FUNDS | 577130834 | 282 | 7,952 | SH | SOLE | 7,952 | 0 | 0 | ||
MICROSOFT CORP COM | COM | 594918104 | 26,362 | 111,816 | SH | SOLE | 111,731 | 0 | 85 | ||
MOLSON COORS BREWING CO CL B | COM | 60871R209 | 242 | 4,722 | SH | SOLE | 4,722 | 0 | 0 | ||
MOTOROLA SOLUTIONS INC COM NEW | COM | 620076307 | 241 | 1,284 | SH | SOLE | 1,284 | 0 | 0 | ||
NEW PERSPECTIVE FD INC COM | MUTUAL FUNDS | 648018109 | 244 | 3,946 | SH | SOLE | 3,946 | 0 | 0 | ||
NORTHROP GRUMMAN CORP COM | COM | 666807102 | 9,634 | 29,767 | SH | SOLE | 29,716 | 0 | 51 | ||
NUCOR CORP COM | COM | 670346105 | 306 | 3,817 | SH | SOLE | 3,817 | 0 | 0 | ||
PHILIP MORRIS INTL INC COM | COM | 718172109 | 240 | 2,705 | SH | SOLE | 2,705 | 0 | 0 | ||
PROLOGIS INC. COM | COM | 74340W103 | 27,730 | 261,609 | SH | SOLE | 261,368 | 0 | 241 | ||
QORVO INC COM | COM | 74736K101 | 240 | 1,313 | SH | SOLE | 1,313 | 0 | 0 | ||
QUALCOMM INC COM | COM | 747525103 | 223 | 1,684 | SH | SOLE | 1,684 | 0 | 0 | ||
SELECT SECTOR SPDR TR SBI CONS | COM | 81369Y308 | 29,202 | 427,503 | SH | SOLE | 427,473 | 0 | 30 | ||
SELECT SECTOR SPDR TR SBI CONS | COM | 81369Y407 | 74,864 | 445,440 | SH | SOLE | 445,396 | 0 | 44 | ||
SELECT SECTOR SPDR TR SBI HEAL | COM | 81369Y209 | 89,592 | 767,453 | SH | SOLE | 767,363 | 0 | 90 | ||
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y506 | 22,514 | 458,910 | SH | SOLE | 458,878 | 0 | 32 | ||
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y704 | 62,655 | 636,421 | SH | SOLE | 636,377 | 0 | 44 | ||
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y803 | 115,815 | 872,038 | SH | SOLE | 871,978 | 0 | 60 | ||
SELECT SECTOR SPDR TR SBI MATE | COM | 81369Y100 | 24,858 | 315,457 | SH | SOLE | 315,435 | 0 | 22 | ||
SMITH A O CORP COM | COM | 831865209 | 268 | 3,959 | SH | SOLE | 3,959 | 0 | 0 | ||
SPDR SER TR INV GRD FLT RT | COM | 78468R200 | 307 | 10,011 | SH | SOLE | 10,011 | 0 | 0 | ||
SPDR SERIES TRUST BARC CAPTL E | COM | 78464A474 | 11,187 | 357,305 | SH | SOLE | 357,305 | 0 | 0 | ||
SPDR SERIES TRUST DJ WLSH REIT | COM | 78464A607 | 1,146 | 12,106 | SH | SOLE | 12,106 | 0 | 0 | ||
SPDR SERIES TRUST PORTFOLIO AG | COM | 78464A649 | 222,118 | 7,491,348 | SH | SOLE | 7,490,851 | 0 | 497 | ||
STARBUCKS CORP COM | COM | 855244109 | 14,822 | 135,653 | SH | SOLE | 135,415 | 0 | 238 | ||
S&P GLOBAL INC COM | COM | 78409V104 | 246 | 697 | SH | SOLE | 697 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 19,452 | 98,211 | SH | SOLE | 98,037 | 0 | 174 | ||
TEXTRON INC COM | COM | 883203101 | 254 | 4,538 | SH | SOLE | 4,538 | 0 | 0 | ||
UNITED PARCEL SERVICE INC CL B | COM | 911312106 | 12,464 | 73,323 | SH | SOLE | 73,200 | 0 | 123 | ||
UNITEDHEALTH GROUP INC COM | COM | 91324P102 | 11,200 | 30,102 | SH | SOLE | 30,048 | 0 | 54 | ||
VANECK VECTORS FALLEN ANGEL HI | COM | 92189F437 | 40,500 | 1,268,393 | SH | SOLE | 1,265,786 | 0 | 2,607 | ||
VANGUARD 500 INDEX FUND | MUTUAL FUNDS | 922908710 | 1,313 | 3,581 | SH | SOLE | 3,581 | 0 | 0 | ||
VANGUARD BD INDEX FD INC TOTAL | COM | 921937835 | 402,207 | 4,747,491 | SH | SOLE | 4,744,758 | 0 | 2,733 | ||
VANGUARD MID-CAP INDEX FUND | MUTUAL FUNDS | 922908645 | 425 | 1,552 | SH | SOLE | 1,552 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS INT-TE | COM | 92206C706 | 93,202 | 1,386,313 | SH | SOLE | 1,386,224 | 0 | 89 | ||
VANGUARD SCOTTSDALE FDS INT-TE | COM | 92206C870 | 237,148 | 2,549,162 | SH | SOLE | 2,548,597 | 0 | 565 | ||
VANGUARD SCOTTSDALE FDS LG-TER | COM | 92206C813 | 27,938 | 275,938 | SH | SOLE | 275,920 | 0 | 18 | ||
VANGUARD SCOTTSDALE FDS MORTG- | COM | 92206C771 | 8,208 | 153,786 | SH | SOLE | 153,786 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS SHRT-T | COM | 92206C409 | 220,305 | 2,670,368 | SH | SOLE | 2,669,743 | 0 | 625 | ||
VANGUARD WHITEHALL FDS INC HIG | COM | 921946406 | 493 | 4,874 | SH | SOLE | 4,874 | 0 | 0 | ||
VANGUARD WORLD FDS TELCOMM ETF | COM | 92204A884 | 24,139 | 185,677 | SH | SOLE | 185,665 | 0 | 12 | ||
VARIAN MED SYS INC COM | COM | 92220P105 | 231 | 1,309 | SH | SOLE | 1,309 | 0 | 0 | ||
VERISIGN INC COM | COM | 92343E102 | 236 | 1,185 | SH | SOLE | 1,185 | 0 | 0 | ||
VERTEX PHARMACEUTICALS INC COM | COM | 92532F100 | 232 | 1,081 | SH | SOLE | 1,081 | 0 | 0 | ||
WEYERHAEUSER CO COM | COM | 962166104 | 251 | 7,044 | SH | SOLE | 7,044 | 0 | 0 | ||
YUM BRANDS INC COM | COM | 988498101 | 230 | 2,127 | SH | SOLE | 2,127 | 0 | 0 |