The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALPS ETF TR RIVERFRNT DYMC | COM | 00162Q528 | 41,149 | 1,518,285 | SH | SOLE | 1,518,285 | 0 | 0 | |||
| ALPS ETF TR RIVERFRNT FLEX | COM | 00162Q510 | 42,175 | 1,587,740 | SH | SOLE | 1,587,740 | 0 | 0 | |||
| ALPS ETF TR RIVERFRNT STR INC | ETF - FIXED INCO | 00162Q783 | 7,351 | 328,758 | SH | SOLE | 328,758 | 0 | 0 | |||
| ALPS ETF TR RIVERFRONT DYM | COM | 00162Q536 | 60,032 | 2,363,453 | SH | SOLE | 2,363,453 | 0 | 0 | |||
| ALPS ETF TR RIVERFRONT UNC | COM | 00162Q544 | 3,280 | 140,178 | SH | SOLE | 140,178 | 0 | 0 | |||
| COMMUNICATION SERVICES SELECT | COM | 81369Y852 | 20,902 | 472,477 | SH | SOLE | 472,368 | 0 | 109 | |||
| DOLLAR GEN CORP NEW COM | COM | 256677105 | 7,490 | 55,940 | SH | SOLE | 55,846 | 0 | 94 | |||
| FIRST TR EXCH TRADED FD III RI | COM | 33739P707 | 9,218 | 192,447 | SH | SOLE | 192,447 | 0 | 0 | |||
| FIRST TR EXCH TRADED FD III RI | COM | 33739P608 | 13,872 | 305,090 | SH | SOLE | 305,090 | 0 | 0 | |||
| FIRST TR EXCH TRADED FD III RI | COM | 33739P806 | 3,218 | 69,087 | SH | SOLE | 69,087 | 0 | 0 | |||
| FIRST TRUST RIVERFRONT DYN ASI | COM | 33739P509 | 754 | 18,076 | SH | SOLE | 18,076 | 0 | 0 | |||
| GOLDMAN SACHS ETF TR ACTIVEBET | COM | 381430206 | 14,827 | 664,154 | SH | SOLE | 663,089 | 0 | 1,065 | |||
| GOLDMAN SACHS ETF TR EQUITY ET | COM | 381430503 | 252,836 | 7,566,410 | SH | SOLE | 7,559,992 | 0 | 6,418 | |||
| Invesco QQQ Trust | COM | 46090E103 | 82,404 | 621,667 | SH | SOLE | 620,891 | 0 | 776 | |||
| INVESCO EXCH TRD SLF IDX FD TR | COM | 46138J619 | 25,181 | 1,204,031 | SH | SOLE | 1,202,204 | 0 | 1,827 | |||
| ISHARES CORE DIVIDEND GROWTH E | COM | 46434V621 | 40,115 | 1,230,924 | SH | SOLE | 1,230,638 | 0 | 286 | |||
| ISHARES INC CORE MSCI EMKT | COM | 46434G103 | 75,111 | 2,106,935 | SH | SOLE | 2,103,586 | 0 | 3,349 | |||
| ISHARES TR 20 YR TRS BD | COM | 464287432 | 54,503 | 330,386 | SH | SOLE | 330,197 | 0 | 189 | |||
| ISHARES TR CONS GOODS IDX | COM | 464287812 | 8,065 | 74,539 | SH | SOLE | 74,509 | 0 | 30 | |||
| ISHARES TR CORE MSCI EAFE | COM | 46432F842 | 63,665 | 2,594,542 | SH | SOLE | 2,593,705 | 0 | 837 | |||
| ISHARES TR DJ MED DEVICES | COM | 464288810 | 15,460 | 77,246 | SH | SOLE | 77,123 | 0 | 123 | |||
| ISHARES TR DJ US FINL SVC | COM | 464287770 | 45,169 | 806,604 | SH | SOLE | 806,103 | 0 | 501 | |||
| ISHARES TR DJ US TECH SEC | COM | 464287721 | 45,444 | 247,995 | SH | SOLE | 247,794 | 0 | 201 | |||
| ISHARES TR EAFE MIN VOLAT | COM | 46429B689 | 42,289 | 773,355 | SH | SOLE | 772,073 | 0 | 1,282 | |||
| ISHARES TR LEHMAN 10-20YR | COM | 464288653 | 79,565 | 474,695 | SH | SOLE | 474,597 | 0 | 98 | |||
| ISHARES TR LEHMAN AGG BND | COM | 464287226 | 410 | 3,553 | SH | SOLE | 3,553 | 0 | 0 | |||
| ISHARES TR MBS FIXED BDFD | COM | 464288588 | 93,278 | 844,609 | SH | SOLE | 844,414 | 0 | 195 | |||
| ISHARES TR MSCI ACJPN IDX | COM | 464288182 | 9,063 | 188,238 | SH | SOLE | 188,121 | 0 | 117 | |||
| ISHARES TR MSCI GRW IDX | COM | 464288885 | 82,422 | 1,292,814 | SH | SOLE | 1,290,774 | 0 | 2,040 | |||
| ISHARES TR S&P 500 INDEX | COM | 464287200 | 118,423 | 957,105 | SH | SOLE | 956,841 | 0 | 264 | |||
| ISHARES TR S&P NA SOFTWR | COM | 464287515 | 17,371 | 82,604 | SH | SOLE | 82,420 | 0 | 184 | |||
| JP MORGAN EXCHANGE TRADED FDBE | COM | 46641Q712 | 17,290 | 975,801 | SH | SOLE | 974,224 | 0 | 1,577 | |||
| JPMORGAN BETABUILDERS MSCI US | COM | 46641Q738 | 2,487 | 38,517 | SH | SOLE | 38,436 | 0 | 81 | |||
| JPMORGAN DIVERSIFIED RETURN IN | COM | 46641Q209 | 20,222 | 583,100 | SH | SOLE | 582,218 | 0 | 882 | |||
| PROLOGIS INC COM | COM | 74340W103 | 7,452 | 104,713 | SH | SOLE | 104,536 | 0 | 177 | |||
| SELECT SECTOR SPDR TR SBI CONS | COM | 81369Y308 | 6,608 | 121,317 | SH | SOLE | 120,931 | 0 | 386 | |||
| SELECT SECTOR SPDR TR SBI CONS | COM | 81369Y407 | 16,322 | 401,953 | SH | SOLE | 401,860 | 0 | 93 | |||
| SELECT SECTOR SPDR TR SBI HEAL | COM | 81369Y209 | 64,125 | 1,119,876 | SH | SOLE | 1,118,841 | 0 | 1,035 | |||
| SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y704 | 11,158 | 189,087 | SH | SOLE | 189,041 | 0 | 46 | |||
| SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y803 | 65,707 | 817,567 | SH | SOLE | 817,381 | 0 | 186 | |||
| SPDR SERIES TRUST BARC CAPTL E | COM | 78464A474 | 8,509 | 281,282 | SH | SOLE | 281,282 | 0 | 0 | |||
| SPDR SERIES TRUST PORTFOLIO AG | COM | 78464A649 | 230,835 | 7,638,512 | SH | SOLE | 7,636,788 | 0 | 1,724 | |||
| STARBUCKS CORP COM | COM | 855244109 | 5,281 | 90,832 | SH | SOLE | 90,680 | 0 | 152 | |||
| TARGET CORP | COM | 87612E106 | 8,537 | 103,211 | SH | SOLE | 103,034 | 0 | 177 | |||
| UNITED PARCEL SERVICE INC CL B | COM | 911312106 | 10,885 | 131,087 | SH | SOLE | 130,867 | 0 | 220 | |||
| VANGUARD BD INDEX FD INC TOTAL | COM | 921937835 | 245,306 | 4,856,908 | SH | SOLE | 4,853,537 | 0 | 3,371 | |||
| VANGUARD INDEX FDS STK MRK ETF | COM | 922908769 | 1,181 | 46,929 | SH | SOLE | 46,929 | 0 | 0 | |||
| VANGUARD SCOTTSDALE FDS INT-TE | COM | 92206C706 | 107,101 | 2,517,399 | SH | SOLE | 2,515,581 | 0 | 1,818 | |||
| VANGUARD SCOTTSDALE FDS INT-TE | COM | 92206C870 | 187,685 | 2,155,077 | SH | SOLE | 2,154,617 | 0 | 460 | |||
| VANGUARD SCOTTSDALE FDS MORTG- | COM | 92206C771 | 6,497 | 119,211 | SH | SOLE | 119,211 | 0 | 0 | |||
| VANGUARD SCOTTSDALE FDS SHRT-T | COM | 92206C409 | 131,325 | 2,901,179 | SH | SOLE | 2,899,207 | 0 | 1,972 | |||
| VANGUARD WORLD FDS INF TECH ET | COM | 92204A702 | 6,881 | 32,476 | SH | SOLE | 32,403 | 0 | 73 | |||
| VANGUARD WORLD FDS TELCOMM ETF | COM | 92204A884 | 13,158 | 172,728 | SH | SOLE | 172,691 | 0 | 37 | |||
| WISDOMTREE TRUST LARGECAP DIVI | COM | 97717W307 | 23,156 | 286,093 | SH | SOLE | 286,027 | 0 | 66 | |||