0001469751-20-000002.txt : 20200131 0001469751-20-000002.hdr.sgml : 20200131 20200131155949 ACCESSION NUMBER: 0001469751-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200131 DATE AS OF CHANGE: 20200131 EFFECTIVENESS DATE: 20200131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RiverFront Investment Group, LLC CENTRAL INDEX KEY: 0001469751 IRS NUMBER: 261599466 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13577 FILM NUMBER: 20565028 BUSINESS ADDRESS: STREET 1: 1214 EAST CARY STREET CITY: RICHMOND STATE: VA ZIP: 23219 BUSINESS PHONE: 804-549-4800 MAIL ADDRESS: STREET 1: 1214 EAST CARY STREET CITY: RICHMOND STATE: VA ZIP: 23219 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001469751 XXXXXXXX 12-31-2019 12-31-2019 RiverFront Investment Group, LLC

1214 EAST CARY STREET RICHMOND VA 23219

13F COMBINATION REPORT 028-13577 028-12230 ALPS Advisors, Inc. 028-06487 First Trust Advisors LP N Julie Gibbs 804-549-4808 Julie Gibbs Richmond VA 01-31-2020 0 60 4146751 false INFORMATION TABLE 2 20191231_InfoTable.xml ALPS ETF TR RIVERFRNT DYMC COM 00162Q528 60693 1732115 SH SOLE 1732115 0 0 ALPS ETF TR RIVERFRNT FLEX COM 00162Q510 60115 1684359 SH SOLE 1684359 0 0 ALPS ETF TR RIVERFRNT STR INC ETF - FIXED INCO 00162Q783 9199 369902 SH SOLE 369902 0 0 ALPS ETF TR RIVERFRONT DYM COM 00162Q536 57749 2301204 SH SOLE 2301204 0 0 ALPS ETF TR RIVERFRONT UNC COM 00162Q544 3948 154479 SH SOLE 154479 0 0 COMMUNICATION SERVICES SELECT COM 81369Y852 25193 469760 SH SOLE 469590 0 170 DOLLAR GEN CORP NEW COM COM 256677105 8977 57557 SH SOLE 57430 0 127 FIRST TR EXCH TRADED FD III RI COM 33739P707 11825 182629 SH SOLE 182629 0 0 FIRST TR EXCH TRADED FD III RI COM 33739P608 27848 464372 SH SOLE 464372 0 0 FIRST TR EXCH TRADED FD III RI COM 33739P806 7059 112536 SH SOLE 112536 0 0 FIRST TRUST RIVERFRONT DYN ASI COM 33739P509 4045 76297 SH SOLE 76297 0 0 GLOBAL X FDS US INFR DEV ET COM 37954Y673 16992 954079 SH SOLE 952012 0 2067 GOLDMAN SACHS ETF TR EQUITY ET COM 381430503 476959 7375288 SH SOLE 7367398 0 7890 Invesco Aerospace & Defense ET COM 46137V100 52006 760652 SH SOLE 759880 0 772 Invesco QQQ Trust COM 46090E103 134285 631604 SH SOLE 630563 0 1041 INVESCO EXCH TRD SLF IDX FD TR COM 46138J619 32734 977723 SH SOLE 975754 0 1969 INVESCO EXCHANGE TRADED FD TS& COM 46137V365 15250 318563 SH SOLE 317921 0 642 ISHARES CORE DIVIDEND GROWTH E COM 46434V621 51751 1230115 SH SOLE 1229669 0 446 ISHARES INC CORE MSCI EMKT COM 46434G103 116789 2172428 SH SOLE 2168095 0 4333 ISHARES INC MSCI CDA INDEX COM 464286509 24803 829831 SH SOLE 827933 0 1898 ISHARES TR 20 YR TRS BD COM 464287432 44462 328185 SH SOLE 327915 0 270 ISHARES TR CONS GOODS IDX COM 464287812 9916 74462 SH SOLE 74432 0 30 ISHARES TR CORE MSCI EAFE COM 46432F842 293967 4505930 SH SOLE 4501534 0 4396 ISHARES TR DJ MED DEVICES COM 464288810 21047 79627 SH SOLE 79468 0 159 ISHARES TR DJ US FINL SVC COM 464287770 152921 1007260 SH SOLE 1006086 0 1174 ISHARES TR DJ US TECH SEC COM 464287721 59130 254217 SH SOLE 253981 0 236 ISHARES TR FLTG RATE NT COM 46429B655 2932 57594 SH SOLE 57594 0 0 ISHARES TR LEHMAN 10-20YR COM 464288653 67112 467327 SH SOLE 467174 0 153 ISHARES TR MBS FIXED BDFD COM 464288588 91026 842377 SH SOLE 842073 0 304 ISHARES TR MSCI EAFE IDX COM 464287465 4999 72000 SH SOLE 71967 0 33 ISHARES TR MSCI GRW IDX COM 464288885 132943 1537453 SH SOLE 1534342 0 3111 ISHARES TR S&P 500 INDEX COM 464287200 336952 1042422 SH SOLE 1041824 0 598 ISHARES TR S&P NA SOFTWR COM 464287515 19912 85447 SH SOLE 85203 0 244 ISHS US SHRT MTY BD ETF COM 46431W507 36941 735149 SH SOLE 734896 0 253 JP MORGAN EXCHANGE TRADED FDBE COM 46641Q712 55204 2249547 SH SOLE 2247052 0 2495 JPMORGAN DIVERSIFIED RETURN IN COM 46641Q209 34420 602915 SH SOLE 601797 0 1118 PROLOGIS INC COM COM 74340W103 9632 108056 SH SOLE 107817 0 239 SELECT SECTOR SPDR TR SBI CONS COM 81369Y308 36400 577970 SH SOLE 577265 0 705 SELECT SECTOR SPDR TR SBI CONS COM 81369Y407 63044 502666 SH SOLE 502327 0 339 SELECT SECTOR SPDR TR SBI HEAL COM 81369Y209 86320 847440 SH SOLE 846721 0 719 SELECT SECTOR SPDR TR SBI INT- COM 81369Y506 24023 400110 SH SOLE 399965 0 145 SELECT SECTOR SPDR TR SBI INT- COM 81369Y605 14649 475927 SH SOLE 475651 0 276 SELECT SECTOR SPDR TR SBI INT- COM 81369Y704 15395 188978 SH SOLE 188907 0 71 SELECT SECTOR SPDR TR SBI INT- COM 81369Y803 74835 816353 SH SOLE 816064 0 289 SELECT SECTOR SPDR TR SBI INT- COM 81369Y886 35835 554552 SH SOLE 554348 0 204 SPDR SER TR INV GRD FLT RT COM 78468R200 432 14046 SH SOLE 14046 0 0 SPDR SERIES TRUST BARC CAPTL E COM 78464A474 34089 1105359 SH SOLE 1105050 0 309 STARBUCKS CORP COM COM 855244109 7861 89419 SH SOLE 89213 0 206 UNITED PARCEL SERVICE INC CL B COM 911312106 8976 76678 SH SOLE 76508 0 170 VANGUARD BD INDEX FD INC TOTAL COM 921937835 405258 4832564 SH SOLE 4827852 0 4712 VANGUARD INDEX FDS LARGE CAP E COM 922908637 1547 10466 SH SOLE 10427 0 39 VANGUARD INDEX FDS STK MRK ETF COM 922908769 2474 15122 SH SOLE 15122 0 0 VANGUARD INTL EQUITY INDEX FEU COM 922042874 42586 726727 SH SOLE 726462 0 265 VANGUARD SCOTTSDALE FDS INT-TE COM 92206C706 172015 2610243 SH SOLE 2607333 0 2910 VANGUARD SCOTTSDALE FDS INT-TE COM 92206C870 194634 2131118 SH SOLE 2130401 0 717 VANGUARD SCOTTSDALE FDS MORTG- COM 92206C771 5430 102129 SH SOLE 102129 0 0 VANGUARD SCOTTSDALE FDS SHRT-T COM 92206C409 232571 2870190 SH SOLE 2868180 0 2010 VANGUARD WORLD FDS INF TECH ET COM 92204A702 8205 33511 SH SOLE 33413 0 98 VANGUARD WORLD FDS TELCOMM ETF COM 92204A884 16039 170765 SH SOLE 170707 0 58 WISDOMTREE TRUST LARGECAP DIVI COM 97717W307 92397 872247 SH SOLE 871751 0 496